SEC Info - Sit Investment Associates Inc. - ‘13F-HR’ for 9/30/23

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Sit Investment Associates Inc. – ‘13F-HR’ for 9/30/23 – ‘INFO-TABLE’

On: Monday, 11/13/23, at 8:35am ET · Effective: 11/13/23 · For: 9/30/23 · Accession #: 897101-23-488 · File #s: 28-00180, 28-19972

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/13/23  Sit Investment Associates Inc.    13F-HR      9/30/23    2:233K                                   American Fin’l P… Inc/FA

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      5K 
                Money Manager -- primary_doc.xml/2.2                             
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML    229K 
                infotable.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — infotable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

Sit Investment Associates Inc.
MN
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/23 · Assets: $3,644,270,000 · History: Assets Under Management

Note: In January 2023, the SEC changed the meaning of Market Value to be $s instead of $1000s. This was unwise, because many Filers have not noticed
the change and are filing incorrect data. For consistency across our site, we’re adjusting Market Values the best we can and still showing them in $1000s.

Security

Market Valueª

Shares or Principal

Investment
Discretion

Other
Managersº

Voting Authority

Issuer Name

Issue Class

Opt.

CUSIP/CINS

$1000s

Weight

Amount

S/P

Price

Sole

Shared

None

↓List

(S/P Amounts or For All)

ABBOTT LABORATORIES

COMMON

–

002824·10·0

20,382

0.56%

210,444

Sh.

96.85

Sole

–

ABERDEEN INC CREDIT STRATEGIES

ACP

–

003057·10·6

12,463

0.34%

1,832,854

Sh.

6.80

Sole

–

Shared

–

ABERDEEN STD GLBL INFR INC FD

ASGI

–

00326W·10·6

3,709

0.10%

230,347

Sh.

16.10

Sole

–

Shared

–

ACCENTURE PLC CL A

COMMON

–

G1151C·10·1

26,988

0.74%

87,876

Sh.

307.11

Sole

–

ACTIVISION BLIZZARD INC

COMMON

–

00507V·10·9

5,280

0.14%

56,387

Sh.

93.64

Sole

–

ADDUS HOMECARE CORP

COMMON

–

006739·10·6

2,624

0.07%

30,805

Sh.

85.18

Sole

–

ADOBE INC

COMMON

–

00724F·10·1

20,083

0.55%

39,387

Sh.

509.89

Sole

–

AES CORP.

COMMON

–

00130H·10·5

107

0.00%

7,025

Sh.

15.23

Sole

–

AFLAC INC

COMMON

–

001055·10·2

322

0.01%

4,200

Sh.

76.67

Sole

–

AGCO CORP

COMMON

–

001084·10·2

2,243

0.06%

18,960

Sh.

118.30

Sole

–

AGILENT TECHNOLOGIES INC

COMMON

–

00846U·10·1

246

0.01%

2,197

Sh.

111.97

Sole

–

AIR LEASE CORP

COMMON

–

00912X·30·2

8,309

0.23%

210,825

Sh.

39.41

Sole

–

AIR PRODUCTS & CHEMICALS INC

COMMON

–

009158·10·6

10,251

0.28%

36,171

Sh.

283.40

Sole

–

AKOYA BIOSCIENCES INC

COMMON

–

00974H·10·4

0.00%

1,854

Sh.

≈4.85

Sole

–

ALASKA AIR GROUP INC

COMMON

–

011659·10·9

1,427

0.04%

38,475

Sh.

37.09

Sole

–

ALBEMARLE CORP

COMMON

–

012653·10·1

297

0.01%

1,744

Sh.

170.30

Sole

–

ALEXANDRIA REAL ESTATE EQUITIE

REIT

–

015271·10·9

0.00%

435

Sh.

101.15

Sole

–

ALIBABA GROUP HOLDING LTD ADR

DEPOSITARY RECEI

–

01609W·10·2

429

0.01%

4,950

Sh.

86.67

Sole

–

ALIGN TECHNOLOGY INC

COMMON

–

016255·10·1

2,614

0.07%

8,560

Sh.

305.37

Sole

–

ALLIANCEBERNSTEIN HOLDING LP

MLP

–

01881G·10·6

1,220

0.03%

40,200

Sh.

30.35

Sole

–

Shared

–

ALLIANZ SE ADR

DEPOSITARY RECEI

–

018820·10·0

5,033

0.14%

211,657

Sh.

23.78

Sole

–

ALLSPRING INCOME OPPORTUNITIES

EAD

–

94987B·10·5

3,744

0.10%

613,729

Sh.

6.10

Sole

–

Shared

–

ALPHABET INC – CL A

COMMON

–

02079K·30·5

40,222

1.10%

307,369

Sh.

130.86

Sole

–

ALPHABET INC – CL C

COMMON

–

02079K·10·7

16,853

0.46%

127,820

Sh.

131.85

Sole

–

ALTAIR ENGINEERING INC-A

COMMON

–

021369·10·3

3,742

0.10%

59,808

Sh.

62.57

Sole

–

AMAZON.COM INC

COMMON

–

023135·10·6

21,145

0.58%

166,337

Sh.

127.12

Sole

–

AMBEV SA ADR

DEPOSITARY RECEI

–

02319V·10·3

0.00%

21,575

Sh.

2.60

Sole

–

AMCOR PLC

COMMON

–

G0250X·10·7

0.00%

4,000

Sh.

9.25

Sole

–

AMEREN CORP

COMMON

–

023608·10·2

277

0.01%

3,703

Sh.

74.80

Sole

–

AMERICAN FINANCIAL GROUP INC

COMMON

–

025932·10·4

278

0.01%

2,490

Sh.

111.65

Sole

–

AMERICAN INTERNATIONAL GROUP I

COMMON

–

026874·78·4

9,352

0.26%

154,324

Sh.

60.60

Sole

–

AMERICAN TOWER CORP

REIT

–

03027X·10·0

4,811

0.13%

29,256

Sh.

164.44

Sole

–

AMERIPRISE FINANCIAL INC

COMMON

–

03076C·10·6

14,827

0.41%

44,975

Sh.

329.67

Sole

–

AMETEK INC

COMMON

–

031100·10·0

2,168

0.06%

14,675

Sh.

147.73

Sole

–

AMGEN INC

COMMON

–

031162·10·0

271

0.01%

1,010

Sh.

268.32

Sole

–

ANALOG DEVICES INC

COMMON

–

032654·10·5

8,242

0.23%

47,071

Sh.

175.10

Sole

–

ANGEL OAK FINANCIAL STRAT INC

FINS

–

03464A·10·0

7,977

0.22%

662,548

Sh.

12.04

Sole

–

Shared

–

ANSYS INC

COMMON

–

03662Q·10·5

4,227

0.12%

14,205

Sh.

297.57

Sole

–

AON PLC

COMMON

–

G0403H·10·8

0.00%

Sh.

333.33

Sole

–

APOLLO SR FLOATING RATE FD AFT

AFT

–

037636·10·7

2,487

0.07%

185,072

Sh.

13.44

Sole

–

Shared

–

APOLLO TACTICAL INCOME FD AIF

AIF

–

037638·10·3

0.00%

5,436

Sh.

13.43

Sole

–

Shared

–

APPLE INC

COMMON

–

037833·10·0

106,032

2.91%

619,312

Sh.

171.21

Sole

–

APPLIED MATERIALS INC

COMMON

–

038222·10·5

32,100

0.88%

231,855

Sh.

138.45

Sole

–

APTIV PLC

COMMON

–

G6095L·10·9

7,174

0.20%

72,763

Sh.

98.59

Sole

–

ARCH CAPITAL GROUP LTD

COMMON

–

G0450A·10·5

246

0.01%

3,080

Sh.

79.87

Sole

–

ARES DYNAMIC CRED ALLOC FD AR

ARDC

–

04014F·10·2

6,292

0.17%

487,785

Sh.

12.90

Sole

–

Shared

–

ARISTA NETWORKS INC

COMMON

–

040413·10·6

13,331

0.37%

72,479

Sh.

183.93

Sole

–

ARRAY TECHNOLOGIES INC

COMMON

–

04271T·10·0

485

0.01%

21,850

Sh.

22.20

Sole

–

ARTHUR J GALLAGHER & CO

COMMON

–

363576·10·9

7,536

0.21%

33,061

Sh.

227.94

Sole

–

ARTISAN PARTNERS ASSET MG

COMMON

–

04316A·10·8

1,976

0.05%

52,800

Sh.

37.42

Sole

–

ASGN INC

COMMON

–

00191U·10·2

2,974

0.08%

36,415

Sh.

81.67

Sole

–

ASML HOLDING NV

NY REG SHRS

–

N07059·21·0

5,436

0.15%

9,234

Sh.

588.69

Sole

–

ASPEN TECHNOLOGY INC

COMMON

–

29109X·10·6

2,971

0.08%

14,547

Sh.

204.23

Sole

–

ASTRAZENECA PLC ADR

DEPOSITARY RECEI

–

046353·10·8

19,046

0.52%

281,250

Sh.

67.72

Sole

–

ATLASSIAN CORP PLC

COMMON

–

049468·10·1

11,325

0.31%

56,199

Sh.

201.52

Sole

–

ATRICURE INC

COMMON

–

04963C·20·9

2,047

0.06%

46,725

Sh.

43.81

Sole

–

AUTODESK INC

COMMON

–

052769·10·6

7,186

0.20%

34,732

Sh.

206.90

Sole

–

AVERY DENNISON CORP

COMMON

–

053611·10·9

185

0.01%

1,015

Sh.

182.27

Sole

–

AVIENT CORPORATION

COMMON

–

05368V·10·6

966

0.03%

27,350

Sh.

35.32

Sole

–

AXIS CAPITAL HOLDINGS LTD

COMMON

–

G0692U·10·9

2,338

0.06%

41,475

Sh.

56.37

Sole

–

AZEK CO INC

COMMON

–

05478C·10·5

1,362

0.04%

45,800

Sh.

29.74

Sole

–

AZZ INC

COMMON

–

002474·10·4

1,690

0.05%

37,075

Sh.

45.58

Sole

–

BAE SYSTEMS PLC ADR

DEPOSITARY RECEI

–

05523R·10·7

2,494

0.07%

50,435

Sh.

49.45

Sole

–

BAIDU INC ADR

DEPOSITARY RECEI

–

056752·10·8

1,058

0.03%

7,875

Sh.

134.35

Sole

–

BANCO SANTANDER CHILE ADR

DEPOSITARY RECEI

–

05965X·10·9

0.00%

4,700

Sh.

18.30

Sole

–

BANK OF AMERICA CORP

COMMON

–

060505·10·4

827

0.02%

30,220

Sh.

27.37

Sole

–

BANK OF NEW YORK MELLON CORP

COMMON

–

064058·10·0

6,303

0.17%

147,785

Sh.

42.65

Sole

–

BARINGS GLOBAL SHORT DUR HI YL

BGH

–

06760L·10·0

9,153

0.25%

720,674

Sh.

12.70

Sole

–

Shared

–

BELDEN INC

COMMON

–

077454·10·6

2,555

0.07%

26,465

Sh.

96.54

Sole

–

BERKSHIRE HATHAWAY INC

COMMON

–

084670·70·2

187

0.01%

533

Sh.

350.84

Sole

–

BHP BILLITON ADR

DEPOSITARY RECEI

–

088606·10·8

3,022

0.08%

53,125

Sh.

56.88

Sole

–

BIO-TECHNE CORP

COMMON

–

09073M·10·4

3,676

0.10%

54,000

Sh.

68.07

Sole

–

BIOMARIN PHARMACEUTICAL INC

COMMON

–

09061G·10·1

2,079

0.06%

23,500

Sh.

88.47

Sole

–

BLACK HILLS CORP

COMMON

–

092113·10·9

200

0.01%

3,950

Sh.

50.63

Sole

–

BLACKROCK CA MUNICIPAL INCOME

BFZ

–

09248E·10·2

5,416

0.15%

526,309

Sh.

10.29

Sole

–

Shared

–

BLACKROCK CAP ALLOCATION BCAT

BCAT

–

09260U·10·9

344

0.01%

23,773

Sh.

14.47

Sole

–

Shared

–

BLACKROCK CORE BOND TRUST BHK

BHK

–

09249E·10·1

13,683

0.38%

1,376,579

Sh.

9.94

Sole

–

Shared

–

BLACKROCK CORP HIGH YIELD FD H

HYT

–

09255P·10·7

19,449

0.53%

2,253,677

Sh.

8.63

Sole

–

Shared

–

BLACKROCK CREDIT ALLOCATION IN

BTZ

–

092508·10·0

58,541

1.61%

6,047,576

Sh.

9.68

Sole

–

Shared

–

BLACKROCK ENHANCED GOVERNMENT

EGF

–

09255K·10·8

15,392

0.42%

1,561,711

Sh.

9.86

Sole

–

Shared

–

BLACKROCK ESG CAPITAL ALLOC TR

ECAT

–

09262F·10·0

28,886

0.79%

1,953,046

Sh.

14.79

Sole

–

Shared

–

BLACKROCK INC

CL A

–

09247X·10·1

0.00%

Sh.

637.93

Sole

–

BLACKROCK INCOME TR INC BKT

BKT

–

09247F·20·9

33,213

0.91%

2,918,509

Sh.

11.38

Sole

–

Shared

–

BLACKROCK LONG-TERM MUNI ADVAN

BTA

–

09250B·10·3

1,169

0.03%

130,360

Sh.

8.97

Sole

–

Shared

–

BLACKROCK MUNICIPAL INC QUALIT

BYM

–

092479·10·4

260

0.01%

26,416

Sh.

9.84

Sole

–

Shared

–

BLACKROCK MUNICIPAL INCOME FD

MUI

–

09253X·10·2

7,189

0.20%

708,322

Sh.

10.15

Sole

–

Shared

–

BLACKROCK MUNICIPAL INCOME TRU

BLE

–

09249N·10·1

315

0.01%

34,460

Sh.

9.14

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS CA MUC

MUC

–

09254L·10·7

8,699

0.24%

909,913

Sh.

9.56

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS FD MHD

MHD

–

09253N·10·4

2,725

0.07%

264,332

Sh.

10.31

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS NJ QUAL

MUJ

–

09254X·10·1

595

0.02%

58,820

Sh.

10.12

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS NY QUAL

MHN

–

09255C·10·6

140

0.00%

15,300

Sh.

9.15

Sole

–

Shared

–

BLACKROCK MUNIHOLDINGS QUALITY

MUE

–

09254C·10·7

2,251

0.06%

256,399

Sh.

8.78

Sole

–

Shared

–

BLACKROCK MUNIYIELD FD MYD

MYD

–

09253W·10·4

522

0.01%

56,898

Sh.

9.17

Sole

–

Shared

–

BLACKROCK MUNIYIELD MI QUALITY

MIY

–

09254V·10·5

2,448

0.07%

246,495

Sh.

9.93

Sole

–

Shared

–

BLACKROCK MUNIYIELD NY QUALITY

MYN

–

09255E·10·2

275

0.01%

31,000

Sh.

8.87

Sole

–

Shared

–

BLACKROCK MUNIYIELD PA QUALITY

MPA

–

09255G·10·7

2,737

0.08%

263,942

Sh.

10.37

Sole

–

Shared

–

BLACKROCK MUNIYIELD QUALITY FD

MQT

–

09254G·10·8

1,945

0.05%

216,404

Sh.

8.99

Sole

–

Shared

–

BLACKROCK MUNIYIELD QUALITY FD

MQY

–

09254F·10·0

1,166

0.03%

113,996

Sh.

10.23

Sole

–

Shared

–

BLACKROCK MUNIYIELD QUALITY FD

MYI

–

09254E·10·3

2,382

0.07%

249,435

Sh.

9.55

Sole

–

Shared

–

BLACKROCK NY MUNI INCOME BNY

BNY

–

09248L·10·6

0.00%

3,473

Sh.

9.21

Sole

–

Shared

–

BLACKROCK TAXABLE MUNI BOND TR

BBN

–

09248X·10·0

32,640

0.90%

2,153,064

Sh.

15.16

Sole

–

Shared

–

BLACKSTONE GROUP INC

COMMON

–

09260D·10·7

1,618

0.04%

15,100

Sh.

107.15

Sole

–

BLACKSTONE GSO SR FLOATING RAT

BSL

–

09256U·10·5

1,084

0.03%

81,838

Sh.

13.25

Sole

–

Shared

–

BLACKSTONE LNG SHRT CRED INC F

BGX

–

09257D·10·2

10,009

0.27%

859,163

Sh.

11.65

Sole

–

Shared

–

BLACKSTONE STRAT CR 2027 TERM

BGB

–

09257R·10·1

15,361

0.42%

1,397,757

Sh.

10.99

Sole

–

Shared

–

BNY MELLON ALCENTRA GLOBAL CRE

DCF

–

05588N·10·8

5,893

0.16%

759,391

Sh.

7.76

Sole

–

Shared

–

BNY MELLON HIGH YIELD STRATEGI

DHF

–

09660L·10·5

4,102

0.11%

1,917,000

Sh.

2.14

Sole

–

Shared

–

BNY MELLON STRATEGIC MUNI BOND

DSM

–

09662E·10·9

2,516

0.07%

506,177

Sh.

4.97

Sole

–

Shared

–

BNYM STRATEGIC MUNICIPALS INC

LEO

–

05588W·10·8

271

0.01%

50,776

Sh.

5.34

Sole

–

Shared

–

BOOKING HOLDINGS INC

COMMON

–

09857L·10·8

1,437

0.04%

466

Sh.

3,083.69

Sole

–

BOOT BARN HLDGS INC

COMMON

–

099406·10·0

2,371

0.07%

29,200

Sh.

81.20

Sole

–

BOOZ ALLEN HAMILTON HOLDING CO

COMMON

–

099502·10·6

13,537

0.37%

123,890

Sh.

109.27

Sole

–

BRINK’S CO/THE

COMMON

–

109696·10·4

381

0.01%

5,250

Sh.

72.57

Sole

–

BRISTOL-MYERS SQUIBB CO

COMMON

–

110122·10·8

6,808

0.19%

117,290

Sh.

58.04

Sole

–

BROADCOM INC

COMMON

–

11135F·10·1

63,441

1.74%

76,381

Sh.

830.59

Sole

–

BROADSTONE NET LEASE INC

REIT

–

11135E·20·3

397

0.01%

27,775

Sh.

14.29

Sole

–

CABOT CORP

COMMON

–

127055·10·1

1,034

0.03%

14,925

Sh.

69.28

Sole

–

CADENCE BANK

COMMON

–

12740C·10·3

559

0.02%

26,350

Sh.

21.21

Sole

–

CALAMOS LNG/SHRT EQ & DYN CPZ

CPZ

–

12812C·10·6

12,255

0.34%

828,609

Sh.

14.79

Sole

–

Shared

–

CARDINAL HEALTH INC

COMMON

–

14149Y·10·8

289

0.01%

3,330

Sh.

86.79

Sole

–

CARLISLE COS INC

COMMON

–

142339·10·0

3,936

0.11%

15,180

Sh.

259.29

Sole

–

CARLYLE GROUP LP/THE

PARTNERSHIP SHAR

–

14316J·10·8

8,272

0.23%

274,265

Sh.

30.16

Sole

–

CASEY’S GENERAL STORES INC

COMMON

–

147528·10·3

1,989

0.05%

7,325

Sh.

271.54

Sole

–

CATERPILLAR INC

COMMON

–

149123·10·1

1,174

0.03%

4,300

Sh.

273.02

Sole

–

CBRE GBL REAL ESTATE INC IGR

IGR

–

12504G·10·0

37,144

1.02%

8,254,184

Sh.

4.50

Sole

–

Shared

–

CENTENE CORP

COMMON

–

15135B·10·1

3,378

0.09%

49,039

Sh.

68.88

Sole

–

CHENIERE ENERGY INC

COMMON

–

16411R·20·8

13,507

0.37%

81,390

Sh.

165.95

Sole

–

CHESAPEAKE UTILS CORP

COMMON

–

165303·10·8

1,033

0.03%

10,565

Sh.

97.78

Sole

–

CHEVRON CORP

COMMON

–

166764·10·0

3,187

0.09%

18,902

Sh.

168.61

Sole

–

CHORD ENERGY CORPORATION

COMMON

–

674215·20·7

7,225

0.20%

44,577

Sh.

162.08

Sole

–

CHUBB LTD

COMMON

–

H1467J·10·4

29,584

0.81%

142,107

Sh.

208.18

Sole

–

CIENA CORP

COMMON

–

171779·30·9

2,278

0.06%

48,200

Sh.

47.26

Sole

–

CISCO SYSTEMS INC

COMMON

–

17275R·10·2

1,699

0.05%

31,600

Sh.

53.77

Sole

–

CLEARBRIDGE ENERGY MLP FD CEM

CEM

–

184692·20·0

2,787

0.08%

79,100

Sh.

35.23

Sole

–

Shared

–

CLEARBRIDGE ENERGY MLP OPP FD

EMO

–

18469P·20·9

21,457

0.59%

676,880

Sh.

31.70

Sole

–

Shared

–

CLEARBRIDGE ENERGY MLP TOTAL R

CTR

–

18469Q·20·7

3,595

0.10%

112,111

Sh.

32.07

Sole

–

Shared

–

CLOUGH GLOBAL EQUITY FD GLQ

GLQ

–

18914C·10·0

2,494

0.07%

455,056

Sh.

5.48

Sole

–

Shared

–

CLOUGH GLOBAL OPP FD GLO

GLO

–

18914E·10·6

3,640

0.10%

821,579

Sh.

4.43

Sole

–

Shared

–

CNO FINL GROUP INC

COMMON

–

12621E·10·3

489

0.01%

20,600

Sh.

23.74

Sole

–

COCA-COLA CO/THE

COMMON

–

191216·10·0

669

0.02%

11,952

Sh.

55.97

Sole

–

COCA-COLA EUROPACIFIC PARTNERS

COMMON

–

G25839·10·4

3,830

0.11%

61,300

Sh.

62.48

Sole

–

COHEN & STEERS LTD DUR PFD & I

LDP

–

19248C·10·5

1,061

0.03%

62,179

Sh.

17.06

Sole

–

Shared

–

COHEN & STEERS TAX ADVANTAGE P

PTA

–

19249X·10·8

8,231

0.23%

471,131

Sh.

17.47

Sole

–

Shared

–

COHERENT INC

COMMON

–

19247G·10·7

986

0.03%

30,200

Sh.

32.65

Sole

–

COLLIERS INTL GROUP INC

COMMON

–

194693·10·7

2,255

0.06%

23,675

Sh.

95.25

Sole

–

COMMERCIAL METALS CO

COMMON

–

201723·10·3

368

0.01%

7,450

Sh.

49.40

Sole

–

COMMSCOPE HLDG CO INC

COMMON

–

20337X·10·9

0.00%

8,450

Sh.

3.31

Sole

–

CONAGRA BRANDS INC

COMMON

–

205887·10·2

662

0.02%

24,160

Sh.

27.40

Sole

–

CONOCOPHILLIPS

COMMON

–

20825C·10·4

28,056

0.77%

234,188

Sh.

119.80

Sole

–

CONSTELLATION BRANDS INC

COMMON

–

21036P·10·8

16,915

0.46%

67,302

Sh.

251.33

Sole

–

CONSTELLATION ENERGY GROUP

COMMON

–

21037T·10·9

231

0.01%

2,115

Sh.

109.22

Sole

–

COOPER COS INC

COMMON

–

216648·40·2

1,352

0.04%

4,250

Sh.

318.12

Sole

–

COPART INC

COMMON

–

217204·10·6

705

0.02%

16,368

Sh.

43.07

Sole

–

CORNERSTONE STRATEGIC VALUE FD

CLM

–

21924B·30·2

87,136

2.39%

10,824,345

Sh.

8.05

Sole

–

Shared

–

CORNERSTONE TOTAL RETURN FD CR

CRF

–

21924U·30·0

7,274

0.20%

910,371

Sh.

7.99

Sole

–

Shared

–

COSTCO WHOLESALE CORP

COMMON

–

22160K·10·5

471

0.01%

833

Sh.

565.43

Sole

–

CRANE COMPANY

COMMON

–

224408·10·4

2,632

0.07%

29,625

Sh.

88.84

Sole

–

CRANE NXT COMPANY

COMMON

–

224441·10·5

1,646

0.05%

29,625

Sh.

55.56

Sole

–

CREDIT SUISSE HIGH YIELD BOND

DHY

–

22544F·10·3

10,868

0.30%

5,780,840

Sh.

1.88

Sole

–

Shared

–

CROCS INC

COMMON

–

227046·10·9

1,563

0.04%

17,710

Sh.

88.26

Sole

–

CUBESMART

REIT

–

229663·10·9

379

0.01%

9,950

Sh.

38.09

Sole

–

CUSHING MLP & INF TOTAL RETURN

SRV

–

231631·30·0

0.00%

1,000

Sh.

36.00

Sole

–

Shared

–

CUSHING NEXGEN INFRASTRUCTURE

NXG

–

231647·20·7

983

0.03%

26,211

Sh.

37.50

Sole

–

Shared

–

DEERE & CO

COMMON

–

244199·10·5

0.00%

Sh.

380.28

Sole

–

DEVON ENERGY CORP

COMMON

–

25179M·10·3

1,908

0.05%

40,000

Sh.

47.70

Sole

–

DEXCOM INC

COMMON

–

252131·10·7

12,792

0.35%

137,105

Sh.

93.30

Sole

–

DIAGEO PLC ADR

DEPOSITORY RECEI

–

25243Q·20·5

4,411

0.12%

29,570

Sh.

149.17

Sole

–

DIVIDEND AND INCOME FUND DNI

DNI

–

25538A·20·4

870

0.02%

80,477

Sh.

10.81

Sole

–

Shared

–

DOLLAR GENERAL CORP

COMMON

–

256677·10·5

135

0.00%

1,280

Sh.

105.47

Sole

–

DOMINION RES INC VA NEW

COMMON

–

25746U·10·9

0.00%

349

Sh.

45.85

Sole

–

DONALDSON INC

COMMON

–

257651·10·9

2,846

0.08%

47,720

Sh.

59.64

Sole

–

DOUBLELINE OPP CREDIT FD DBL

DBL

–

258623·10·7

40,531

1.11%

2,779,900

Sh.

14.58

Sole

–

Shared

–

DOUBLELINE YIELD OPP FD DLY

DLY

–

25862D·10·5

1,957

0.05%

132,859

Sh.

14.73

Sole

–

Shared

–

DOVER CORP

COMMON

–

260003·10·8

3,087

0.08%

22,128

Sh.

139.51

Sole

–

DROPBOX INC

COMMON

–

26210C·10·4

0.00%

2,455

Sh.

27.29

Sole

–

DT MIDSTREAM INC

COMMON

–

23345M·10·7

381

0.01%

7,200

Sh.

52.92

Sole

–

DTE ENERGY CO

COMMON

–

233331·10·7

7,852

0.22%

79,090

Sh.

99.28

Sole

–

DTF TAX-FREE INCOME INC DTF

DTF

–

23334J·10·7

2,295

0.06%

215,101

Sh.

10.67

Sole

–

Shared

–

DWS MUNICIPAL INCOME TRUST KTF

KTF

–

233368·10·9

29,768

0.82%

3,866,008

Sh.

7.70

Sole

–

Shared

–

DWS STRATEGIC MUNI INCOME KSM

KSM

–

23342Q·10·1

2,511

0.07%

333,527

Sh.

7.53

Sole

–

Shared

–

DYNATRACE INC

COMMON

–

268150·10·9

4,246

0.12%

90,855

Sh.

46.73

Sole

–

EAGLE MATERIALS INC

COMMON

–

26969P·10·8

2,653

0.07%

15,935

Sh.

166.49

Sole

–

EATON CORP PLC

COMMON

–

G29183·10·3

8,199

0.22%

38,442

Sh.

213.28

Sole

–

EATON VANCE CA MUNICIPAL BOND

EVM

–

27828A·10·0

10,768

0.30%

1,326,085

Sh.

8.12

Sole

–

Shared

–

EATON VANCE CA MUNICIPAL INCOM

CEV

–

27826F·10·1

651

0.02%

71,117

Sh.

9.15

Sole

–

Shared

–

EATON VANCE FLOATING-RATE INC

EFT

–

278279·10·4

419

0.01%

34,043

Sh.

12.31

Sole

–

Shared

–

EATON VANCE LIMITED DURATION I

EVV

–

27828H·10·5

44,129

1.21%

4,881,539

Sh.

9.04

Sole

–

Shared

–

EATON VANCE MUNICIPAL BOND FUN

EIM

–

27827X·10·1

14,613

0.40%

1,630,934

Sh.

8.96

Sole

–

Shared

–

EATON VANCE NEW YORK MUNI ENX

ENX

–

27827Y·10·9

10,855

0.30%

1,309,408

Sh.

8.29

Sole

–

Shared

–

EATON VANCE SENIOR FLOATING-RA

EFR

–

27828Q·10·5

577

0.02%

47,685

Sh.

12.10

Sole

–

Shared

–

EATON VANCE SHORT DUR DIVERSIF

EVG

–

27828V·10·4

11,951

0.33%

1,152,437

Sh.

10.37

Sole

–

Shared

–

EATON VANCE T/M BUY-WRITE OP E

ETV

–

27828Y·10·8

3,872

0.11%

323,464

Sh.

11.97

Sole

–

Shared

–

ECOLAB INC

COMMON

–

278865·10·0

114

0.00%

675

Sh.

168.89

Sole

–

EMCOR GROUP INC

COMMON

–

29084Q·10·0

3,362

0.09%

15,980

Sh.

210.39

Sole

–

EMERSON ELECTRIC CO

COMMON

–

291011·10·4

8,043

0.22%

83,285

Sh.

96.57

Sole

–

ENCOMPASS HEALTH CORP

COMMON

–

29261A·10·0

5,307

0.15%

79,025

Sh.

67.16

Sole

–

ENPRO INDS INC

COMMON

–

29355X·10·7

597

0.02%

4,925

Sh.

121.22

Sole

–

ENTEGRIS INC

COMMON

–

29362U·10·4

806

0.02%

8,582

Sh.

93.92

Sole

–

ENTERGY CORP NEW

COMMON

–

29364G·10·3

204

0.01%

2,205

Sh.

92.52

Sole

–

EQUIFAX INC

COMMON

–

294429·10·5

641

0.02%

3,500

Sh.

183.14

Sole

–

EQUITABLE HLDGS INC

COMMON

–

29452E·10·1

195

0.01%

6,875

Sh.

28.36

Sole

–

ESSENT GROUP LTD

COMMON

–

G3198U·10·2

173

0.00%

3,650

Sh.

47.40

Sole

–

ESSENTIAL PPTYS RLTY TR I

REIT

–

29670E·10·7

475

0.01%

21,975

Sh.

21.62

Sole

–

ESTEE LAUDER COS INC

COMMON

–

518439·10·4

3,603

0.10%

24,924

Sh.

144.56

Sole

–

EURONET WORLDWIDE INC

COMMON

–

298736·10·9

2,294

0.06%

28,900

Sh.

79.38

Sole

–

EVERCORE INC – CL A

COMMON

–

29977A·10·5

614

0.02%

4,450

Sh.

137.98

Sole

–

EVEREST GROUP LTD

COMMON

–

G3223R·10·8

9,423

0.26%

25,354

Sh.

371.66

Sole

–

EVERTEC INC

COMMON

–

30040P·10·3

0.00%

1,800

Sh.

37.22

Sole

–

EVOLUTION AB – ADR

DEPOSITARY RECEI

–

30051E·10·4

1,181

0.03%

11,715

Sh.

100.81

Sole

–

EXACT SCIENCES CORP

COMMON

–

30063P·10·5

3,003

0.08%

44,025

Sh.

68.21

Sole

–

EXXON MOBIL CORP

COMMON

–

30231G·10·2

15,663

0.43%

133,210

Sh.

117.58

Sole

–

FACTSET RESEARCH SYSTEMS INC

COMMON

–

303075·10·5

481

0.01%

1,100

Sh.

437.27

Sole

–

FANUC CORP-UNSP ADR

DEPOSITARY RECEI

–

307305·10·2

462

0.01%

35,550

Sh.

13.00

Sole

–

FEDERATED PREMIER MUNI INC FD

FMN

–

31423P·10·8

302

0.01%

31,475

Sh.

9.59

Sole

–

Shared

–

FEDEX CORP

COMMON

–

31428X·10·6

20,518

0.56%

77,450

Sh.

264.92

Sole

–

FIRST TR DYNAMIC EUROPE EQ INC

FDEU

–

33740D·10·7

8,653

0.24%

697,783

Sh.

12.40

Sole

–

Shared

–

FIRST TR HIGH INC LONG/SHORT F

FSD

–

33738E·10·9

5,914

0.16%

551,672

Sh.

10.72

Sole

–

Shared

–

FIRST TR HIGH YIELD OPP 2027 F

FTHY

–

33741Q·10·7

9,286

0.25%

697,124

Sh.

13.32

Sole

–

Shared

–

FIRST TR MORTGAGE INCOME FD FM

FMY

–

33734E·10·3

23,245

0.64%

2,082,027

Sh.

11.16

Sole

–

Shared

–

FIRST TRUST ENERGY INC AND GRO

FEN

–

33738G·10·4

174

0.00%

13,200

Sh.

13.18

Sole

–

Shared

–

FIRST TRUST MLP AND ENERGY INC

FEI

–

33739B·10·4

144

0.00%

18,143

Sh.

7.94

Sole

–

Shared

–

FIRST TRUST NEW OPPORTUNITIES

FPL

–

33739M·10·0

135

0.00%

21,500

Sh.

6.28

Sole

–

Shared

–

FIRST TRUST SENIOR FLOATING RA

FCT

–

33733U·10·8

633

0.02%

63,287

Sh.

10.00

Sole

–

Shared

–

FLAHERTY & CRUMRINE PFD INC PF

PFD

–

338480·10·6

0.00%

7,622

Sh.

9.18

Sole

–

Shared

–

FLEX LTD

COMMON

–

Y2573F·10·2

108

0.00%

4,000

Sh.

27.00

Sole

–

FOMENTO ECONOMICO MEXICANO ADR

DEPOSITARY RECEI

–

344419·10·6

172

0.00%

1,575

Sh.

109.21

Sole

–

FRANKLIN LIMITED DURATION INCO

FTF

–

35472T·10·1

12,317

0.34%

2,022,532

Sh.

6.09

Sole

–

Shared

–

FS CREDIT OPPORTUNITIES FD FS

FSCO

–

30290Y·10·1

11,590

0.32%

2,138,314

Sh.

5.42

Sole

–

Shared

–

FTI CONSULTING INC

COMMON

–

302941·10·9

907

0.02%

5,085

Sh.

178.37

Sole

–

GARMIN LTD

COMMON

–

H2906T·10·9

6,833

0.19%

64,949

Sh.

105.21

Sole

–

GDS HLDGS LTD ADR

DEPOSITARY RECEI

–

36165L·10·8

0.00%

1,575

Sh.

10.79

Sole

–

GENERAL DYNAMICS CORP

COMMON

–

369550·10·8

11,632

0.32%

52,642

Sh.

220.96

Sole

–

GENPACT LTD

COMMON

–

G3922B·10·7

2,334

0.06%

64,470

Sh.

36.20

Sole

–

GENUINE PARTS CO

COMMON

–

372460·10·5

175

0.00%

1,215

Sh.

144.03

Sole

–

GILEAD SCIENCES INC

COMMON

–

375558·10·3

12,193

0.33%

162,700

Sh.

74.94

Sole

–

GLENCORE PLC ADR

DEPOSITARY RECEI

–

37827X·10·0

3,390

0.09%

297,410

Sh.

11.40

Sole

–

GLOBAL PAYMENTS INC

COMMON

–

37940X·10·2

801

0.02%

6,940

Sh.

115.42

Sole

–

GLOBANT SA

COMMON

–

L44385·10·9

5,916

0.16%

29,900

Sh.

197.86

Sole

–

GOLAR LNG LTD

COMMON

–

G9456A·10·0

1,969

0.05%

81,150

Sh.

24.26

Sole

–

GOLDMAN SACHS GROUP INC/THE

COMMON

–

38141G·10·4

11,187

0.31%

34,575

Sh.

323.56

Sole

–

H & E EQUIPMENT SERVICES

COMMON

–

404030·10·8

2,575

0.07%

59,615

Sh.

43.19

Sole

–

HALOZYME THERAPEUTICS INC

COMMON

–

40637H·10·9

1,678

0.05%

43,925

Sh.

38.20

Sole

–

HANNON ARMSTRONG SUST INF

REIT

–

41068X·10·0

878

0.02%

41,425

Sh.

21.19

Sole

–

HANOVER INSURANCE GROUP INC/TH

COMMON

–

410867·10·5

652

0.02%

5,875

Sh.

110.98

Sole

–

HCA HEALTHCARE INC

COMMON

–

40412C·10·1

7,159

0.20%

29,103

Sh.

245.99

Sole

–

HDFC BANK LTD ADR

DEPOSITARY RECEI

–

40415F·10·1

543

0.01%

9,200

Sh.

59.02

Sole

–

HERCULES CAPITAL INC

COMMON

–

427096·50·8

296

0.01%

18,050

Sh.

16.40

Sole

–

HOME DEPOT INC

COMMON

–

437076·10·2

18,172

0.50%

60,139

Sh.

302.17

Sole

–

HONEYWELL INTERNATIONAL INC

COMMON

–

438516·10·6

16,018

0.44%

86,708

Sh.

184.73

Sole

–

HORACE MANN EDUCATORS CORP

COMMON

–

440327·10·4

252

0.01%

8,575

Sh.

29.39

Sole

–

HUBBELL INC

COMMON

–

443510·60·7

4,610

0.13%

14,710

Sh.

313.39

Sole

–

HUBSPOT INC

COMMON

–

443573·10·0

5,230

0.14%

10,620

Sh.

492.47

Sole

–

HUNTINGTON BANCSHARES INC/OH

COMMON

–

446150·10·4

1,587

0.04%

152,572

Sh.

10.40

Sole

–

HUNTSMAN CORP

COMMON

–

447011·10·7

274

0.01%

11,225

Sh.

24.41

Sole

–

IBERDROLA SA ADR

DEPOSITARY RECEI

–

450737·10·1

2,954

0.08%

66,029

Sh.

44.74

Sole

–

INFINEON TECHNOLOGIES AG ADR

DEPOSITARY RECEI

–

45662N·10·3

143

0.00%

4,325

Sh.

33.06

Sole

–

INMODE LTD

COMMON

–

M5425M·10·3

3,894

0.11%

127,825

Sh.

30.46

Sole

–

INSIGHT SELECT INCOME FD INSI

INSI

–

45781W·10·9

33,167

0.91%

2,206,750

Sh.

15.03

Sole

–

Shared

–

INSULET CORP

COMMON

–

45784P·10·1

2,911

0.08%

18,253

Sh.

159.48

Sole

–

INTEL CORP

COMMON

–

458140·10·0

640

0.02%

18,000

Sh.

35.56

Sole

–

INTELLIA THERAPEUTICS INC

COMMON

–

45826J·10·5

1,089

0.03%

34,450

Sh.

31.61

Sole

–

INTERCONTINENTAL EXCHANGE INC

COMMON

–

45866F·10·4

11,920

0.33%

108,345

Sh.

110.02

Sole

–

INTL BUSINESS MACHINES CORP

COMMON

–

459200·10·1

6,910

0.19%

49,252

Sh.

140.30

Sole

–

INTUIT INC

COMMON

–

461202·10·3

19,844

0.54%

38,838

Sh.

510.94

Sole

–

INVESCO ADVANTAGE MUNI INC TRU

VKI

–

46132E·10·3

10,348

0.28%

1,396,556

Sh.

7.41

Sole

–

Shared

–

INVESCO BOND FUND VBF

VBF

–

46132L·10·7

15,386

0.42%

1,063,287

Sh.

14.47

Sole

–

Shared

–

INVESCO DYNAMIC CREDIT OPP FD

XAXCX

–

46091B·20·7

17,940

0.49%

1,591,831

Sh.

11.27

Sole

–

Shared

–

INVESCO HIGH INC 2024 TARGET T

IHTA

–

46136K·10·5

4,022

0.11%

579,513

Sh.

6.94

Sole

–

Shared

–

INVESCO HIGH INCOME TR II VLT

VLT

–

46131F·10·1

3,238

0.09%

325,762

Sh.

9.94

Sole

–

Shared

–

INVESCO MUNICIPAL OPPORTUNITY

VMO

–

46132C·10·7

11,926

0.33%

1,449,066

Sh.

8.23

Sole

–

Shared

–

INVESCO MUNICIPAL TRUST VKQ

VKQ

–

46131J·10·3

17,022

0.47%

2,040,972

Sh.

8.34

Sole

–

Shared

–

INVESCO PA VALUE MUNI INC TR V

VPV

–

46132K·10·9

12,631

0.35%

1,411,288

Sh.

8.95

Sole

–

Shared

–

INVESCO QUALITY MUNICIPAL INCO

IQI

–

46133G·10·7

6,529

0.18%

778,152

Sh.

8.39

Sole

–

Shared

–

INVESCO TR FOR INV GRADE NY MU

VTN

–

46131T·10·1

3,751

0.10%

411,783

Sh.

9.11

Sole

–

Shared

–

INVESCO TRUST FOR INV GRADE MU

VGM

–

46131M·10·6

23,124

0.63%

2,720,418

Sh.

8.50

Sole

–

Shared

–

INVESCO VALUE MUNICIPAL INCOME

IIM

–

46132P·10·8

2,408

0.07%

231,586

Sh.

10.40

Sole

–

Shared

–

IRIDIUM COMMUNICATIONS IN

COMMON

–

46269C·10·2

2,476

0.07%

54,425

Sh.

45.49

Sole

–

ISHARES MSCI INDIA ETF

EXCHANGE TRADED

–

46429B·59·8

899

0.02%

20,325

Sh.

44.23

Sole

–

JACOBS SOLUTIONS INC

COMMON

–

46982L·10·8

3,795

0.10%

27,800

Sh.

136.51

Sole

–

JAZZ PHARMACEUTICALS PLC

COMMON

–

G50871·10·5

738

0.02%

5,700

Sh.

129.47

Sole

–

JD.COM INC ADR

DEPOSITARY RECEI

–

47215P·10·6

227

0.01%

7,800

Sh.

29.10

Sole

–

JM SMUCKER CO/THE

COMMON

–

832696·40·5

111

0.00%

905

Sh.

122.65

Sole

–

JOHN HANCOCK INCOME SECURITIES

JHS

–

410123·10·3

25,141

0.69%

2,450,429

Sh.

10.26

Sole

–

Shared

–

JOHNSON & JOHNSON

COMMON

–

478160·10·4

27,007

0.74%

173,398

Sh.

155.75

Sole

–

JPMORGAN CHASE & CO

COMMON

–

46625H·10·0

23,689

0.65%

163,349

Sh.

145.02

Sole

–

KAYNE ANDERSON MIDSTREAM/ENERG

KMF

–

48661E·10·8

4,339

0.12%

609,403

Sh.

7.12

Sole

–

Shared

–

KAYNE ANDERSON MLP INVESTMENT

KYN

–

486606·10·6

496

0.01%

58,975

Sh.

8.41

Sole

–

Shared

–

KBR INC

COMMON

–

48242W·10·6

4,351

0.12%

73,825

Sh.

58.94

Sole

–

KEYSIGHT TECHNOLOGIES INC

COMMON

–

49338L·10·3

634

0.02%

4,792

Sh.

132.30

Sole

–

KKR INCOME OPPORTUNITIES FD KI

KIO

–

48249T·10·6

11,757

0.32%

983,047

Sh.

11.96

Sole

–

Shared

–

KLA CORP

COMMON

–

482480·10·0

241

0.01%

525

Sh.

459.05

Sole

–

KNIGHT-SWIFT TRANSPORT INC

COMMON

–

499049·10·4

2,989

0.08%

59,600

Sh.

50.15

Sole

–

LANTHEUS HLDGS INC

COMMON

–

516544·10·3

2,281

0.06%

32,825

Sh.

69.49

Sole

–

LINCOLN ELECTRIC HOLDINGS INC

COMMON

–

533900·10·6

1,633

0.04%

8,985

Sh.

181.75

Sole

–

LINDE PLC

COMMON

–

G54950·10·3

8,651

0.24%

23,233

Sh.

372.36

Sole

–

LOCKHEED MARTIN CORP

COMMON

–

539830·10·9

10,718

0.29%

26,208

Sh.

408.96

Sole

–

LOGITECH INTERNATIONAL SA

COMMON

–

H50430·23·2

3,632

0.10%

52,683

Sh.

68.94

Sole

–

LULULEMON ATHLETICA INC

COMMON

–

550021·10·9

7,924

0.22%

20,550

Sh.

385.60

Sole

–

M D C HLDGS INC

COMMON

–

552676·10·8

530

0.01%

12,863

Sh.

41.20

Sole

–

MARATHON PETROLEUM CORP

COMMON

–

56585A·10·2

0.00%

216

Sh.

152.78

Sole

–

MARTEN TRANSPORT LTD

COMMON

–

573075·10·8

1,526

0.04%

77,400

Sh.

19.72

Sole

–

MASTERCARD INC

COMMON

–

57636Q·10·4

0.00%

Sh.

≈409.09

Sole

–

MCDONALD’S CORP

COMMON

–

580135·10·1

16,309

0.45%

61,909

Sh.

263.44

Sole

–

MEDTRONIC PLC

COMMON

–

G5960L·10·3

8,547

0.23%

109,075

Sh.

78.36

Sole

–

MERCK & CO INC

COMMON

–

58933Y·10·5

106

0.00%

1,029

Sh.

103.01

Sole

–

MEREO BIOPHARMA GROUP PLC

DEPOSITARY RECEI

–

589492·10·7

0.00%

970

Sh.

≈1.03

Sole

–

META PLATFORMS INC CLASS A

COMMON

–

30303M·10·2

2,076

0.06%

6,915

Sh.

300.22

Sole

–

MFS CHARTER INCOME TRUST MCR

MCR

–

552727·10·9

7,231

0.20%

1,236,068

Sh.

5.85

Sole

–

Shared

–

MFS GOVERNMENT MARKETS INCOME

MGF

–

552939·10·0

18,037

0.49%

5,894,525

Sh.

3.06

Sole

–

Shared

–

MFS HIGH INCOME MUNICIPAL TRUS

CXE

–

59318D·10·4

717

0.02%

229,734

Sh.

3.12

Sole

–

Shared

–

MFS HIGH YIELD MUNI TR CMU

CMU

–

59318E·10·2

582

0.02%

185,941

Sh.

3.13

Sole

–

Shared

–

MFS INTERMEDIATE HIGH INCOME F

CIF

–

59318T·10·9

735

0.02%

467,840

Sh.

1.57

Sole

–

Shared

–

MFS INTERMEDIATE INCOME TRUST

MIN

–

55273C·10·7

56,173

1.54%

20,959,974

Sh.

2.68

Sole

–

Shared

–

MFS MULTIMARKET INCOME TRUST M

MMT

–

552737·10·8

141

0.00%

32,990

Sh.

4.27

Sole

–

Shared

–

MICRON TECHNOLOGY INC

COMMON

–

595112·10·3

0.00%

100

Sh.

≈70.00

Sole

–

MICROSOFT CORP

COMMON

–

594918·10·4

108,504

2.98%

343,639

Sh.

315.75

Sole

–

MILLER HOWARD HIGH INC EQ HIE

HIE

–

600379·10·1

16,593

0.46%

1,672,701

Sh.

9.92

Sole

–

Shared

–

MKS INSTRUMENTS INC

COMMON

–

55306N·10·4

3,325

0.09%

38,425

Sh.

86.53

Sole

–

MOLINA HEALTHCARE INC

COMMON

–

60855R·10·0

3,047

0.08%

9,294

Sh.

327.85

Sole

–

MONDELEZ INTERNATIONAL INC

COMMON

–

609207·10·5

16,172

0.44%

233,032

Sh.

69.40

Sole

–

MONOLITHIC POWER SYSTEMS INC

COMMON

–

609839·10·5

7,566

0.21%

16,376

Sh.

462.02

Sole

–

MORGAN STANLEY

COMMON

–

617446·44·8

6,717

0.18%

82,240

Sh.

81.68

Sole

–

MOSAIC CO/THE

COMMON

–

61945C·10·3

511

0.01%

14,341

Sh.

35.63

Sole

–

MOTOROLA SOLUTIONS INC

COMMON

–

620076·30·7

381

0.01%

1,400

Sh.

272.14

Sole

–

MP MATERIALS CORP

COMMON

–

553368·10·1

1,058

0.03%

55,375

Sh.

19.11

Sole

–

MUNICH RE GROUP ADR

DEPOSITARY RECEI

–

626188·10·6

0.00%

1,190

Sh.

38.66

Sole

–

MYR GROUP INC DEL

COMMON

–

55405W·10·4

1,819

0.05%

13,500

Sh.

134.74

Sole

–

NATIONAL INSTRUMENTS CORP

COMMON

–

636518·10·2

107

0.00%

1,790

Sh.

59.78

Sole

–

NATIONAL PRESTO INDUSTRIES INC

COMMON

–

637215·10·4

0.00%

1,250

Sh.

72.80

Sole

–

NCINO INC

COMMON

–

63947X·10·1

1,241

0.03%

39,025

Sh.

31.80

Sole

–

NESTLE SA ADR

DEPOSITARY RECEI

–

641069·40·6

4,041

0.11%

35,705

Sh.

113.18

Sole

–

NETFLIX INC

COMMON

–

64110L·10·6

3,236

0.09%

8,570

Sh.

377.60

Sole

–

NEUBERGER BERMAN MLP INCOME FD

NML

–

64129H·10·4

0.00%

800

Sh.

≈7.50

Sole

–

Shared

–

NEUBERGER BERMAN NY MUNI NBO

NBO

–

64124K·10·2

1,555

0.04%

177,500

Sh.

8.76

Sole

–

Shared

–

NEUBERGER BERMN CA INT MUN NBW

NBW

–

64123C·10·1

4,208

0.12%

429,836

Sh.

9.79

Sole

–

Shared

–

NEW AMERICA HIGH INC FD HYB

HYB

–

641876·80·0

2,600

0.07%

401,246

Sh.

6.48

Sole

–

Shared

–

NEW YORK CMNTY BANCORP INC

COMMON

–

649445·10·3

206

0.01%

18,150

Sh.

11.35

Sole

–

NEWMONT MINING CORP

COMMON

–

651639·10·6

124

0.00%

3,350

Sh.

37.01

Sole

–

NEXSTAR MEDIA GROUP INC

COMMON

–

65336K·10·3

5,385

0.15%

37,560

Sh.

143.37

Sole

–

NEXTERA ENERGY INC

COMMON

–

65339F·10·1

5,920

0.16%

103,342

Sh.

57.29

Sole

–

NEXTERA ENERGY PARTNERS LTD

COMMON

–

65341B·10·6

0.00%

2,075

Sh.

29.88

Sole

–

NICE LTD ADR

DEPOSITARY RECEI

–

653656·10·8

178

0.00%

1,050

Sh.

169.52

Sole

–

NIKE INC CL B

COMMON

–

654106·10·3

2,907

0.08%

30,401

Sh.

95.62

Sole

–

NISOURCE INC

COMMON

–

65473P·10·5

2,377

0.07%

96,300

Sh.

24.68

Sole

–

NORTHERN OIL AND GAS INC

COMMON

–

665531·30·7

7,345

0.20%

182,575

Sh.

40.23

Sole

–

NORTHROP GRUMMAN CORP

COMMON

–

666807·10·2

2,841

0.08%

6,455

Sh.

440.12

Sole

–

NOVARTIS AG ADR

DEPOSITARY RECEI

–

66987V·10·9

453

0.01%

4,450

Sh.

101.80

Sole

–

NUTRIEN LTD

COMMON

–

67077M·10·8

462

0.01%

7,475

Sh.

61.81

Sole

–

NUVEEN AMT-FREE MUNI CREDIT IN

NVG

–

67071L·10·6

27,370

0.75%

2,654,675

Sh.

10.31

Sole

–

Shared

–

NUVEEN AMT-FREE QUALITY MUNI I

NEA

–

670657·10·5

39,192

1.08%

4,048,740

Sh.

9.68

Sole

–

Shared

–

NUVEEN BUILD AMERICA BOND FD N

NBB

–

67074C·10·3

27,695

0.76%

1,906,034

Sh.

14.53

Sole

–

Shared

–

NUVEEN CA DIVIDEND ADV MUNI NA

NAC

–

67066Y·10·5

448

0.01%

46,452

Sh.

9.64

Sole

–

Shared

–

NUVEEN CORE PLUS IMPACT FUND N

NPCT

–

67080D·10·3

6,957

0.19%

759,552

Sh.

9.16

Sole

–

Shared

–

NUVEEN CORPORATE INCOME 2023 J

JHAA

–

67079F·10·1

1,308

0.04%

137,060

Sh.

9.54

Sole

–

Shared

–

NUVEEN CREDIT STRATEGIES INC F

JQC

–

67073D·10·2

1,109

0.03%

219,237

Sh.

5.06

Sole

–

Shared

–

NUVEEN FLOATING RATE INC FD JF

JFR

–

67072T·10·8

8,781

0.24%

1,069,602

Sh.

8.21

Sole

–

Shared

–

NUVEEN GLOBAL HIGH INCOME FD J

JGH

–

67075G·10·3

8,719

0.24%

762,155

Sh.

11.44

Sole

–

Shared

–

NUVEEN MA PREMIUM INCOME MUNIC

NMT

–

67061E·10·4

156

0.00%

16,424

Sh.

9.50

Sole

–

Shared

–

NUVEEN MN QUALITY MUNI INC FD

NMS

–

670734·10·2

1,291

0.04%

132,458

Sh.

9.75

Sole

–

Shared

–

NUVEEN MORTGAGE & INCOME FD JL

JLS

–

670735·10·9

23,996

0.66%

1,511,098

Sh.

15.88

Sole

–

Shared

–

NUVEEN MULTI ASSET INCOME NMA

NMAI

–

670750·10·8

14,619

0.40%

1,314,659

Sh.

11.12

Sole

–

Shared

–

NUVEEN MULTI-MARKET INC FD JMM

JMM

–

67075J·10·7

25,490

0.70%

4,543,607

Sh.

5.61

Sole

–

Shared

–

NUVEEN MUNICIPAL CREDIT INC FD

NZF

–

67070X·10·1

20,290

0.56%

1,945,309

Sh.

10.43

Sole

–

Shared

–

NUVEEN NJ QUALITY MUNI INC FD

NXJ

–

67069Y·10·2

14,738

0.40%

1,392,989

Sh.

10.58

Sole

–

Shared

–

NUVEEN NY AMT-FREE MUNICIPAL I

NRK

–

670656·10·7

564

0.02%

59,720

Sh.

9.44

Sole

–

Shared

–

NUVEEN PA QUALITY MUNI INC FD

NQP

–

670972·10·8

10,931

0.30%

1,074,864

Sh.

10.17

Sole

–

Shared

–

NUVEEN PFD & INCOME TERM FD JP

JPI

–

67075A·10·6

6,614

0.18%

385,211

Sh.

17.17

Sole

–

Shared

–

NUVEEN PFD INCOME 2022 TERM FD

JPT

–

67075T·10·5

2,638

0.07%

168,009

Sh.

15.70

Sole

–

Shared

–

NUVEEN PREFERRED & INCOME SEC

JPS

–

67072C·10·5

34,423

0.94%

5,579,076

Sh.

6.17

Sole

–

Shared

–

NUVEEN QUALITY MUNICIPAL INC F

NAD

–

67066V·10·1

34,358

0.94%

3,388,368

Sh.

10.14

Sole

–

Shared

–

NUVEEN REAL ASSET INC & GRW JR

JRI

–

67074Y·10·5

3,134

0.09%

295,083

Sh.

10.62

Sole

–

Shared

–

NUVEEN VAR RT PREF & INC NPFD

NPFD

–

67080R·10·2

13,005

0.36%

829,959

Sh.

15.67

Sole

–

Shared

–

NVIDIA CORP

COMMON

–

67066G·10·4

42,903

1.18%

98,631

Sh.

434.98

Sole

–

OLD NATIONAL BANCORP/IN

COMMON

–

680033·10·7

706

0.02%

48,525

Sh.

14.55

Sole

–

OLD REPUBLIC INTL CORP

COMMON

–

680223·10·4

140

0.00%

5,190

Sh.

26.97

Sole

–

OLIN CORP

COMMON

–

680665·20·5

3,575

0.10%

71,525

Sh.

49.98

Sole

–

ON HOLDING AG

COMMON

–

H5919C·10·4

967

0.03%

34,750

Sh.

27.83

Sole

–

ORACLE CORP

COMMON

–

68389X·10·5

18,981

0.52%

179,206

Sh.

105.92

Sole

–

OREILLY AUTOMOTIVE INC

COMMON

–

67103H·10·7

141

0.00%

155

Sh.

909.68

Sole

–

OTIS WORLDWIDE CORP

COMMON

–

68902V·10·7

683

0.02%

8,505

Sh.

80.31

Sole

–

OUTSET MED INC

COMMON

–

690145·10·7

0.00%

2,668

Sh.

10.87

Sole

–

PALO ALTO NETWORKS INC

COMMON

–

697435·10·5

7,342

0.20%

31,319

Sh.

234.43

Sole

–

PARKER-HANNIFIN CORP

COMMON

–

701094·10·4

8,053

0.22%

20,674

Sh.

389.52

Sole

–

PATTERSON COS INC

COMMON

–

703395·10·3

866

0.02%

29,210

Sh.

29.65

Sole

–

PAYCOM SOFTWARE INC

COMMON

–

70432V·10·2

5,730

0.16%

22,099

Sh.

259.29

Sole

–

PENTAIR LTD

COMMON

–

G7S00T104 ?

180

0.00%

2,775

Sh.

64.86

Sole

–

PEPSICO INC

COMMON

–

713448·10·8

22,214

0.61%

131,104

Sh.

169.44

Sole

–

PFIZER INC

COMMON

–

717081·10·3

1,453

0.04%

43,808

Sh.

33.17

Sole

–

PGIM GLOBAL SHORT DURATION HIG

GHY

–

69346J·10·6

10,312

0.28%

956,591

Sh.

10.78

Sole

–

Shared

–

PGIM SHORT DUR HI YLD SDHY

SDHY

–

69355J·10·4

10,911

0.30%

752,969

Sh.

14.49

Sole

–

Shared

–

PGIM SHORT DURATION HI YLD FD

ISD

–

69346H·10·0

8,895

0.24%

755,054

Sh.

11.78

Sole

–

Shared

–

PHYSICIANS REALTY TRUST

REIT

–

71943U·10·4

823

0.02%

67,511

Sh.

12.19

Sole

–

PIMCO CA MUNICIPAL INCOME FUND

PCK

–

72200M·10·8

0.00%

16,352

Sh.

5.01

Sole

–

Shared

–

PIMCO CA MUNICIPAL INCOME FUND

PCQ

–

72200N·10·6

107

0.00%

12,800

Sh.

8.36

Sole

–

Shared

–

PIMCO ENRGY & TACT CRDT NRGX

NRGX

–

69346N·10·7

909

0.02%

45,858

Sh.

19.82

Sole

–

Shared

–

PIMCO STRATEGIC INCOME FUND RC

RCS

–

72200X·10·4

7,595

0.21%

1,430,414

Sh.

5.31

Sole

–

Shared

–

PIONEER DIVERSIFIED HIGH INC F

HNW

–

723653·10·1

3,860

0.11%

377,650

Sh.

10.22

Sole

–

Shared

–

PIONEER FLOATING RATE TR PHD

PHD

–

72369J·10·2

926

0.03%

102,797

Sh.

9.01

Sole

–

Shared

–

PIONEER HIGH INCOME FUND PHT

PHT

–

72369H·10·6

5,969

0.16%

889,580

Sh.

6.71

Sole

–

Shared

–

PIONEER MUNI HIGH INC OPP MIO

MIO

–

723760·10·4

10,947

0.30%

1,146,306

Sh.

9.55

Sole

–

Shared

–

PIONEER MUNI HIGH INCOME TRUST

MHI

–

723763·10·8

145

0.00%

20,000

Sh.

7.25

Sole

–

Shared

–

PIONEER MUNICIPAL HIGH INC MAV

MAV

–

723762·10·0

125

0.00%

18,592

Sh.

6.72

Sole

–

Shared

–

PIPER SANDLER COMPANIES

COMMON

–

724078·10·0

498

0.01%

3,425

Sh.

145.40

Sole

–

POTLATCHDELTIC CORP

REIT

–

737630·10·3

291

0.01%

6,410

Sh.

45.40

Sole

–

POWER INTEGRATIONS INC

COMMON

–

739276·10·3

614

0.02%

8,050

Sh.

76.27

Sole

–

PPL CORP

COMMON

–

69351T·10·6

9,366

0.26%

397,550

Sh.

23.56

Sole

–

PRINCIPAL FINANCIAL GROUP INC

COMMON

–

74251V·10·2

0.00%

575

Sh.

71.30

Sole

–

PROCTER & GAMBLE CO

COMMON

–

742718·10·9

10,904

0.30%

74,760

Sh.

145.85

Sole

–

PROVIDENT FINANCIAL SERVICES I

COMMON

–

74386T·10·5

448

0.01%

29,275

Sh.

15.30

Sole

–

PTC INC

COMMON

–

69370C·10·0

7,886

0.22%

55,660

Sh.

141.68

Sole

–

PUBLIC STORAGE

REIT

–

74460D·10·9

140

0.00%

530

Sh.

264.15

Sole

–

PUBLIC SVC ENTERPRISE GRP

COMMON

–

744573·10·6

142

0.00%

2,500

Sh.

56.80

Sole

–

PUTNAM MASTER INTERMEDIATE INC

PIM

–

746909·10·0

60,063

1.65%

19,888,530

Sh.

3.02

Sole

–

Shared

–

PUTNAM PREMIER INCOME TRUST PP

PPT

–

746853·10·0

61,641

1.69%

18,400,367

Sh.

3.35

Sole

–

Shared

–

QUALCOMM INC

COMMON

–

747525·10·3

252

0.01%

2,269

Sh.

111.06

Sole

–

QUANTA SERVICES INC

COMMON

–

74762E·10·2

203

0.01%

1,085

Sh.

187.10

Sole

–

QUEST DIAGNOSTICS INC

COMMON

–

74834L·10·0

10,040

0.28%

82,389

Sh.

121.86

Sole

–

RAYTHEON TECHNOLOGIES COR

COMMON

–

75513E·10·1

0.00%

575

Sh.

71.30

Sole

–

REALTY INCOME CORP

REIT

–

756109·10·4

10,622

0.29%

212,691

Sh.

49.94

Sole

–

REGAL REXNORD CORPORATION

COMMON

–

758750·10·3

1,416

0.04%

9,913

Sh.

142.84

Sole

–

REINSURANCE GROUP OF AMERICA I

COMMON

–

759351·60·4

11,179

0.31%

76,995

Sh.

145.19

Sole

–

RELX PLC – ADR

DEPOSITARY RECEI

–

759530·10·8

3,095

0.08%

91,830

Sh.

33.70

Sole

–

RENTOKIL INITIAL PLC-ADR

DEPOSITARY RECEI

–

760125·10·4

333

0.01%

8,993

Sh.

37.03

Sole

–

REVVITY INC

COMMON

–

714046·10·9

109

0.00%

985

Sh.

110.66

Sole

–

RIO TINTO PLC ADR

DEPOSITARY RECEI

–

767204·10·0

2,075

0.06%

32,600

Sh.

63.65

Sole

–

RIVERNORTH CAP AND INCM FD RS

RSF

–

76882B·10·8

14,153

0.39%

928,665

Sh.

15.24

Sole

–

Shared

–

RIVERNORTH DOUBLELINE STR OPP

OPP

–

76882G·10·7

5,445

0.15%

688,363

Sh.

7.91

Sole

–

Shared

–

RIVERNORTH OPPRTUNITIES FD RIV

RIV

–

76881Y·10·9

2,673

0.07%

254,307

Sh.

10.51

Sole

–

Shared

–

ROCHE HOLDING AG ADR

DEPOSITARY RECEI

–

771195·10·4

701

0.02%

20,650

Sh.

33.95

Sole

–

ROCKWELL AUTOMATION INC

COMMON

–

773903·10·9

1,668

0.05%

5,835

Sh.

285.86

Sole

–

ROPER INDS INC

COMMON

–

776696·10·6

0.00%

Sh.

468.75

Sole

–

ROSS STORES INC

COMMON

–

778296·10·3

208

0.01%

1,845

Sh.

112.74

Sole

–

S&P GLOBAL INC

COMMON

–

78409V·10·4

7,377

0.20%

20,187

Sh.

365.43

Sole

–

SAFRAN SA ADR

DEPOSITARY RECEI

–

786584·10·2

1,239

0.03%

31,645

Sh.

39.15

Sole

–

SALESFORCE INC

COMMON

–

79466L·30·2

13,141

0.36%

64,803

Sh.

202.78

Sole

–

SAREPTA THERAPEUTICS INC

COMMON

–

803607·10·0

4,126

0.11%

34,035

Sh.

121.23

Sole

–

SCIENCE APPLICATIONS INTL CORP

COMMON

–

808625·10·7

176

0.00%

1,670

Sh.

105.39

Sole

–

SEA LTD-ADR

DEPOSITARY RECEI

–

81141R·10·0

111

0.00%

2,525

Sh.

43.96

Sole

–

SENSIENT TECHNOLOGIES CORP

COMMON

–

81725T·10·0

339

0.01%

5,800

Sh.

58.45

Sole

–

SERES THERAPEUTICS INC

COMMON

–

81750R·10·2

814

0.02%

342,200

Sh.

2.38

Sole

–

SERVICENOW INC

COMMON

–

81762P·10·2

5,738

0.16%

10,265

Sh.

558.99

Sole

–

SHELL PLC ADR

DEPOSITARY RECEI

–

780259·30·5

9,420

0.26%

146,325

Sh.

64.38

Sole

–

SHERWIN-WILLIAMS CO/THE

COMMON

–

824348·10·6

5,970

0.16%

23,409

Sh.

255.03

Sole

–

SIEMENS AG ADR

DEPOSITARY RECEI

–

826197·50·1

13,119

0.36%

183,607

Sh.

71.45

Sole

–

SILGAN HOLDINGS INC

COMMON

–

827048·10·9

887

0.02%

20,575

Sh.

43.11

Sole

–

SILK ROAD MEDICAL INC

COMMON

–

82710M·10·0

425

0.01%

28,351

Sh.

14.99

Sole

–

SKYWORKS SOLUTIONS INC

COMMON

–

83088M·10·2

9,797

0.27%

99,374

Sh.

98.59

Sole

–

SONOS INC

COMMON

–

83570H·10·8

0.00%

1,370

Sh.

13.14

Sole

–

SONY GROUP CORPORATION ADR

DEPOSITARY RECEI

–

835699·30·7

2,351

0.06%

28,525

Sh.

82.42

Sole

–

SOUTHERN COPPER CORP

COMMON

–

84265V·10·5

294

0.01%

3,900

Sh.

75.38

Sole

–

SPLUNK INC

COMMON

–

848637·10·4

5,435

0.15%

37,165

Sh.

146.24

Sole

–

SPOTIFY TECHNOLOGY S A

COMMON

–

L8681T·10·2

780

0.02%

5,045

Sh.

154.61

Sole

–

SQUARE INC

COMMON

–

852234·10·3

0.00%

450

Sh.

44.44

Sole

–

STARBUCKS CORP

COMMON

–

855244·10·9

6,685

0.18%

73,248

Sh.

91.27

Sole

–

STELLANTIS NV

COMMON

–

N82405·10·6

1,321

0.04%

69,075

Sh.

19.12

Sole

–

STEPAN CO

COMMON

–

858586·10·0

270

0.01%

3,600

Sh.

75.00

Sole

–

STERIS PLC

COMMON

–

G8473T·10·0

2,646

0.07%

12,060

Sh.

219.40

Sole

–

STIFEL FINANCIAL CORP

COMMON

–

860630·10·2

1,949

0.05%

31,725

Sh.

61.43

Sole

–

STRATASYS LTD

COMMON

–

M85548·10·1

1,198

0.03%

88,000

Sh.

13.61

Sole

–

STRATEGIC EDUCATION INC

COMMON

–

86272C·10·3

124

0.00%

1,650

Sh.

75.15

Sole

–

SURMODICS INC

COMMON

–

868873·10·0

533

0.01%

16,624

Sh.

32.06

Sole

–

SYNOVUS FINANCIAL CORP

COMMON

–

87161C·50·1

147

0.00%

5,281

Sh.

27.84

Sole

–

SYSCO CORP

COMMON

–

871829·10·7

6,862

0.19%

103,893

Sh.

66.05

Sole

–

T ROWE PRICE GROUP INC

COMMON

–

74144T·10·8

472

0.01%

4,500

Sh.

104.89

Sole

–

TAIWAN SEMICONDUCTOR ADR

DEPOSITARY RECEI

–

874039·10·0

1,227

0.03%

14,125

Sh.

86.87

Sole

–

TAKE-TWO INTERACTIVE SOFTWARE

COMMON

–

874054·10·9

1,363

0.04%

9,712

Sh.

140.34

Sole

–

TARGA RESOURCES CORP

COMMON

–

87612G·10·1

1,378

0.04%

16,075

Sh.

85.72

Sole

–

TARGET CORP

COMMON

–

87612E·10·6

1,497

0.04%

13,535

Sh.

110.60

Sole

–

TC ENERGY CORP

COMMON

–

87807B·10·7

245

0.01%

7,119

Sh.

34.41

Sole

–

TCW STRATEGIC INCOME FD TSI

TSI

–

872340·10·4

27,678

0.76%

6,043,335

Sh.

4.58

Sole

–

Shared

–

TE CONNECTIVITY LTD

COMMON

–

H84989·10·4

10,275

0.28%

83,176

Sh.

123.53

Sole

–

TECHNIPFMC PLC

COMMON

–

G87110·10·5

2,471

0.07%

121,500

Sh.

20.34

Sole

–

TENET HEALTHCARE CORP

COMMON

–

88033G·40·7

6,701

0.18%

101,700

Sh.

65.89

Sole

–

TESLA MTRS INC

COMMON

–

88160R·10·1

1,556

0.04%

6,220

Sh.

250.16

Sole

–

TETRALOGIC PHARMACEUTICALS COR

COMMON

–

88165U·10·9

–

3,913

Sh.

Sole

–

TEXAS PACIFIC LAND CORPOR

COMMON

–

88262P·10·2

1,395

0.04%

765

Sh.

1,823.53

Sole

–

TFI INTL INC

COMMON

–

87241L·10·9

3,409

0.09%

26,550

Sh.

128.40

Sole

–

THERMO FISHER SCIENTIFIC INC

COMMON

–

883556·10·2

25,302

0.69%

49,987

Sh.

506.17

Sole

–

THOMSON REUTERS CORP

COMMON

–

884903·80·8

774

0.02%

6,325

Sh.

122.37

Sole

–

TJX COS INC/THE

COMMON

–

872540·10·9

19,260

0.53%

216,700

Sh.

88.88

Sole

–

TORTOISE ENERGY INDEPENDENCE N

NDP

–

89148K·20·0

3,185

0.09%

100,565

Sh.

31.67

Sole

–

Shared

–

TORTOISE ENERGY INFRASTRUCTURE

TYG

–

89147L·88·6

6,797

0.19%

235,204

Sh.

28.90

Sole

–

Shared

–

TORTOISE MLP FUND INC NTG

NTG

–

89148B·20·0

663

0.02%

19,418

Sh.

34.14

Sole

–

Shared

–

TORTOISE PIPELINE & ENERGY TTP

TTP

–

89148H·20·7

3,592

0.10%

128,234

Sh.

28.01

Sole

–

Shared

–

TORTOISE PWR & ENERGY INF TPZ

TPZ

–

89147X·10·4

2,039

0.06%

152,645

Sh.

13.36

Sole

–

Shared

–

TRANE TECHNOLOGIES PLC

COMMON

–

G8994E·10·3

1,863

0.05%

9,180

Sh.

202.94

Sole

–

TRANSDIGM GROUP INC

COMMON

–

893641·10·0

0.00%

Sh.

850.00

Sole

–

TRAVELERS COS INC/THE

COMMON

–

89417E·10·9

0.00%

226

Sh.

163.72

Sole

–

TREX CO INC

COMMON

–

89531P·10·5

3,926

0.11%

63,710

Sh.

61.62

Sole

–

TRIP COM GROUP LTD ADR

DEPOSITARY RECEI

–

89677Q·10·7

294

0.01%

8,400

Sh.

35.00

Sole

–

TRUIST FINANCIAL CORP

COMMON

–

89832Q·10·9

0.00%

125

Sh.

≈32.00

Sole

–

TWIST BIOSCIENCE CORP

COMMON

–

90184D·10·0

414

0.01%

20,450

Sh.

20.24

Sole

–

UBER TECHNOLOGIES INC

COMMON

–

90353T·10·0

861

0.02%

18,725

Sh.

45.98

Sole

–

ULTA BEAUTY INC

COMMON

–

90384S·30·3

7,446

0.20%

18,640

Sh.

399.46

Sole

–

UNION PACIFIC CORP

COMMON

–

907818·10·8

19,474

0.53%

95,635

Sh.

203.63

Sole

–

UNITEDHEALTH GROUP INC

COMMON

–

91324P·10·2

43,540

1.19%

86,356

Sh.

504.19

Sole

–

US BANCORP

COMMON

–

902973·30·4

592

0.02%

17,910

Sh.

33.05

Sole

–

VAIL RESORTS INC

COMMON

–

91879Q·10·9

3,843

0.11%

17,320

Sh.

221.88

Sole

–

VANGUARD MSCI EMERGING MKT

COMMON

–

922042·85·8

0.00%

950

Sh.

38.95

Sole

–

VANGUARD TOTAL STOCK MKT ETF

ETF

–

922908·76·9

0.00%

Sh.

220.00

Sole

–

Shared

–

VERICEL CORP

COMMON

–

92346J·10·8

785

0.02%

23,425

Sh.

33.51

Sole

–

VIRTUS CONVERTIBLE & INC CBH

CBH

–

92838R·10·5

404

0.01%

45,975

Sh.

8.79

Sole

–

Shared

–

VIRTUS GLOBAL MULTI-SECTOR INC

VGI

–

92829B·10·1

9,653

0.26%

1,315,126

Sh.

7.34

Sole

–

Shared

–

VIRTUS TOTAL RETURN FUND INC Z

ZTR

–

92835W·10·7

19,343

0.53%

4,029,881

Sh.

4.80

Sole

–

Shared

–

VISA INC

COMMON

–

92826C·83·9

22,167

0.61%

96,373

Sh.

230.01

Sole

–

WA GLOBAL CORPORATE DEFINED OP

GDO

–

95790C·10·7

11,665

0.32%

984,407

Sh.

11.85

Sole

–

Shared

–

WA INFLATION – LINKED INCOME F

WIA

–

95766Q·10·6

0.00%

11,378

Sh.

7.82

Sole

–

Shared

–

WA INFLATION-LINKED OPP & INC

WIW

–

95766R·10·4

10,839

0.30%

1,316,953

Sh.

8.23

Sole

–

Shared

–

WALMART INC

COMMON

–

931142·10·3

0.00%

354

Sh.

161.02

Sole

–

WALT DISNEY CO/THE

COMMON

–

254687·10·6

156

0.00%

1,930

Sh.

80.83

Sole

–

WASTE CONNECTIONS INC

COMMON

–

94106B·10·1

8,124

0.22%

60,492

Sh.

134.30

Sole

–

WASTE MANAGEMENT INC

COMMON

–

94106L·10·9

12,753

0.35%

83,657

Sh.

152.44

Sole

–

WEC ENERGY GROUP INC

COMMON

–

92939U·10·6

3,406

0.09%

42,290

Sh.

80.54

Sole

–

WELLS FARGO MULTI-SECTOR INC F

ERC

–

94987D·10·1

1,013

0.03%

111,340

Sh.

9.10

Sole

–

Shared

–

WESTERN ALLIANCE BANCORP

COMMON

–

957638·10·9

325

0.01%

7,075

Sh.

45.94

Sole

–

WESTERN ASSET DIVERSIFIED INC

WDI

–

95790K·10·9

19,356

0.53%

1,461,957

Sh.

13.24

Sole

–

Shared

–

WESTERN ASSET GLOBAL HIGH INC

EHI

–

95766B·10·9

2,071

0.06%

310,976

Sh.

6.66

Sole

–

Shared

–

WESTERN ASSET HGH YLD DFN FD H

HYI

–

95768B·10·7

18,392

0.50%

1,600,739

Sh.

11.49

Sole

–

Shared

–

WESTERN ASSET HIGH INC OPP FD

HIO

–

95766K·10·9

3,800

0.10%

1,043,918

Sh.

3.64

Sole

–

Shared

–

WESTERN ASSET INTERMEDIATE MUN

SBI

–

958435·10·9

4,342

0.12%

606,361

Sh.

7.16

Sole

–

Shared

–

WESTERN ASSET INV GRA DEF OPP

IGI

–

95790A·10·1

11,387

0.31%

719,302

Sh.

15.83

Sole

–

Shared

–

WESTERN ASSET MORTGAGE DEFINED

DMO

–

95790B·10·9

4,467

0.12%

417,062

Sh.

10.71

Sole

–

Shared

–

WESTERN ASSET MUNI PARTNERS FD

MNP

–

95766P·10·8

139

0.00%

13,091

Sh.

10.62

Sole

–

Shared

–

WESTERN ASSET PREMIER BOND FUN

WEA

–

957664·10·5

14,151

0.39%

1,402,460

Sh.

10.09

Sole

–

Shared

–

WILLIAMS COS INC DEL

COMMON

–

969457·10·0

5,937

0.16%

176,225

Sh.

33.69

Sole

–

WOODSIDE ENERGY GROUP LTD ADR

DEPOSITARY RECEI

–

980228·30·8

458

0.01%

19,648

Sh.

23.31

Sole

–

WORLD KINECT CORPORATION

COMMON

–

981475·10·6

438

0.01%

19,525

Sh.

22.43

Sole

–

YETI HOLDINGS INC

COMMON

–

98585X·10·4

6,900

0.19%

143,090

Sh.

48.22

Sole

–

ZIMMER BIOMET HOLDINGS INC

COMMON

–

98956P·10·2

9,470

0.26%

84,392

Sh.

112.21

Sole

–

ZOETIS INC

COMMON

–

98978V·10·3

183

0.01%

1,052

Sh.

173.95

Sole

–

ZURICH INSURANCE GROUP AG ADR

DEPOSITARY RECEI

–

989825·10·4

1,506

0.04%

32,900

Sh.

45.78

Sole

–

ZURN WATER SOLUTIONS CORP

COMMON

–

98983L·10·8

639

0.02%

22,800

Sh.

28.03

Sole

–

— 531 Issuers —

— 532 Issues —

— 532 Holdings: $3,644,270,000 —

— 2 Managersº —

____________
ª No market value of any Holding was adjusted.
º Other Included Managers with whom investment discretion is shared as to any Holding: 1 Other Included Manager...

Other Included Manager

Securities

Assets Managed

SEC File #

Related Manager

Issuers

Issues

Holdings

$1000s

Of Above

#1:

028-19972

Sit Fixed Income Advisors II LLC/Adv

531

532

3,644,270

100.0%

See: Recent Holdings Reports for this and Related Money Managers

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Filing Submission 0000897101-23-000488 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Sit Investment Associates Inc. – ‘13F-HR’ for 9/30/23 – ‘INFO-TABLE’

On: Monday, 11/13/23, at 8:35am ET · Effective: 11/13/23 · For: 9/30/23 · Accession #: 897101-23-488 · File #s: 28-00180, 28-19972

Previous ‘13F-HR’: ‘13F-HR’ on 8/10/23 for 6/30/23 · Next: ‘13F-HR’ on 2/13/24 for 12/31/23 · Latest: ‘13F-HR’ on 5/14/24 for 3/31/24

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — infotable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Sit Investment Associates Inc. MN · Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/23 · Assets: $3,644,270,000 · History: Assets Under Management

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Sit Investment Associates Inc.
MN
· Form 13F Holdings Report