SEC Info - Johnson David B, et al. - ‘SC 13D’ on 3/26/99 re: Stockwalk Group Inc/MN

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Johnson David B, et al. – ‘SC 13D’ on 3/26/99 re: Stockwalk Group Inc/MN

As of: Friday, 3/26/99 · Accession #: 897101-99-267 · File #: 5-55515

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/26/99  Johnson David B                   SC 13D                 1:34K  Stockwalk Group Inc/MN            American Fin’l P… Inc/FA
          Betty L. Johnson
          Eldon C. Miller
          Johnson David B
          Miller, Johnson & Kuehn, Incorporated
          MJK Holdings, Inc.
          N. Lee Wesley
          Paul R. Kuehn
          Stanley D. Rahm

General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D      General Statement of Beneficial Ownership             16     65K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Contracts, Arrangements, Understandings, or Relationships With Respect to Securities of the Issuer Interest in Securities of the Issuer Material to Be Filed as Exhibits Purpose of Transaction Security and Issuer Source and Amount of Funds or Other Consideration
1	1st Page - Filing Submission
10	Item 1. Security and Issuer
11	Item 3. Source and Amount of Funds or Other Consideration
"	Item 4. Purpose of Transaction
"	Item 5. Interest in Securities of the Issuer
12	Item 6. Contracts, Arrangements, Understandings, or Relationships With Respect to Securities of the Issuer
"	Item 7. Material to Be Filed as Exhibits

SC 13D 1st Page of 16 TOC ↑Top Previous Next ↓Bottom Just 1st
 
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

 Under the Securities Exchange Act of 1934

 NM HOLDINGS, INC.
 -----------------
(Name of Issuer)

Common Stock, $.04 par value
------------------------------
(Title of Class of Securities)

 67065C 10 4
--------------
(CUSIP Number)

Philip T. Colton, Esq.
 Maun & Simon, PLC
2000 Midwest Plaza Building West
 801 Nicollet Mall
Minneapolis, Minnesota 55402
(612) 904-7400
 -----------------------------------
 (Name, Address and Telephone Number
 of Person Authorized to Receive
 Notices and Communications)

March 18, 1999
------------------------------------
(Date of Event which Requires Filing
of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report 
the acquisition which is the subject of this Schedule 13D, and is filing this   
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].                                                                            

(Cover page continued on next 8 pages)

SC 13D 2nd Page of 16 TOC 1st Previous Next ↓Bottom Just 2nd
SCHEDULE 13D
------------

 CUSIP NO. 67065C 10 4

                                                        [Enlarge/Download Table]
                                                                                                                       
------------------------------------------------------------- ---------------------------------------------------------
(1) Names of reporting persons............................    DAVID B. JOHNSON                                         
I.R.S. Identification Nos. of above persons (entities only)                                                            
------------------------------------------------------------- ---------------------------------------------------------
(2) Check the  appropriate  box if a member of a group  (see                                                           
instructions)                                                 (a)     [X]                                              
------------------------------------------------------------- ---------------------------------------------------------
                                                              (b)     [ ]                                              
------------------------------------------------------------- ---------------------------------------------------------
(3) SEC use only..........................................                                                             
------------------------------------------------------------- ---------------------------------------------------------
(4) Source of funds (see instructions)                        PF                                                       
------------------------------------------------------------- ---------------------------------------------------------
(5) Check if disclosure of legal proceedings is required                                                               
pursuant to Items 2(d) or 2(e).                                                                                        
------------------------------------------------------------- ---------------------------------------------------------
(6) Citizenship or place of organization..................    USA                                                      
------------------------------------------------------------- ---------------------------------------------------------
Number of shares beneficially owned by each reporting person                                                           
with:                                                                                                                  

     (7) Sole voting power................................    -0-                                                      

     (8) Shared voting power..............................    194,651                                                  

     (9) Sole dispositive power...........................    -0-                                                      

     (10) Shared dispositive power........................    194,651                                                  
------------------------------------------------------------- ---------------------------------------------------------
(11) Aggregate amount  beneficially  owned by each reporting                                                           
person.                                                       194,651                                                  
------------------------------------------------------------- ---------------------------------------------------------
(12) Check if the aggregate amount in Row (11) excludes                                                                
certain shares (see instructions).                                                                                     
------------------------------------------------------------- ---------------------------------------------------------
(13) Percent of class represented by amount in Row (11)...    16.6%                                                    
------------------------------------------------------------- ---------------------------------------------------------
(14) Type of reporting person (see instructions)..........    IN                                                       
------------------------------------------------------------- ---------------------------------------------------------

- 2 - 

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SCHEDULE 13D
------------

 CUSIP NO. 67065C 10 4

                                                        [Enlarge/Download Table]
                                                                                                                       
------------------------------------------------------------- ---------------------------------------------------------
(1) Names of reporting persons............................    BETTY L. JOHNSON                                         
I.R.S. Identification Nos. of above persons (entities only)                                                            
------------------------------------------------------------- ---------------------------------------------------------
(2) Check the  appropriate  box if a member of a group  (see                                                           
instructions)                                                 (a)     [X]                                              
------------------------------------------------------------- ---------------------------------------------------------
                                                              (b)     [ ]                                              
------------------------------------------------------------- ---------------------------------------------------------
(3) SEC use only..........................................                                                             
------------------------------------------------------------- ---------------------------------------------------------
(4) Source of funds (see instructions)                        PF                                                       
------------------------------------------------------------- ---------------------------------------------------------
(5) Check if disclosure of legal proceedings is required                                                               
pursuant to Items 2(d) or 2(e).                                                                                        
------------------------------------------------------------- ---------------------------------------------------------
(6) Citizenship or place of organization..................    USA                                                      
------------------------------------------------------------- ---------------------------------------------------------
Number of shares beneficially owned by each reporting person                                                           
with:                                                                                                                  

     (7) Sole voting power................................    86,050                                                   

     (8) Shared voting power..............................    -0-                                                      

     (9) Sole dispositive power...........................    86,050                                                   

     (10) Shared dispositive power........................    -0-                                                      
------------------------------------------------------------- ---------------------------------------------------------
(11) Aggregate amount  beneficially  owned by each reporting                                                           
person.                                                       86,050                                                   
------------------------------------------------------------- ---------------------------------------------------------
(12) Check if the aggregate amount in Row (11) excludes                                                                
certain shares (see instructions).                                                                                     
------------------------------------------------------------- ---------------------------------------------------------
(13) Percent of class represented by amount in Row (11)...    7.5%                                                     
------------------------------------------------------------- ---------------------------------------------------------
(14) Type of reporting person (see instructions)..........    IN                                                       
------------------------------------------------------------- ---------------------------------------------------------

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SCHEDULE 13D
------------

 CUSIP NO. 67065C 10 4

                                                        [Enlarge/Download Table]
                                                                                                                       
------------------------------------------------------------- ---------------------------------------------------------
(1) Names of reporting persons............................    ELDON C. MILLER                                          
I.R.S. Identification Nos. of above persons (entities only)                                                            
------------------------------------------------------------- ---------------------------------------------------------
(2) Check the  appropriate  box if a member of a group  (see                                                           
instructions)                                                 (a)     [X]                                              
------------------------------------------------------------- ---------------------------------------------------------
                                                              (b)     [ ]                                              
------------------------------------------------------------- ---------------------------------------------------------
(3) SEC use only..........................................                                                             
------------------------------------------------------------- ---------------------------------------------------------
(4) Source of funds (see instructions)                        PF                                                       
------------------------------------------------------------- ---------------------------------------------------------
(5) Check if disclosure of legal proceedings is required                                                               
pursuant to Items 2(d) or 2(e).                                                                                        
------------------------------------------------------------- ---------------------------------------------------------
(6) Citizenship or place of organization..................    USA                                                      
------------------------------------------------------------- ---------------------------------------------------------
Number of shares beneficially owned by each reporting person                                                           
with:                                                                                                                  

     (7) Sole voting power................................     -0-                                                     

     (8) Shared voting power..............................    92,796                                                   

     (9) Sole dispositive power...........................    -0-                                                      

     (10) Shared dispositive power........................    92,796                                                   
------------------------------------------------------------- ---------------------------------------------------------
(11) Aggregate amount  beneficially  owned by each reporting                                                           
person.                                                       92,796                                                   
------------------------------------------------------------- ---------------------------------------------------------
(12) Check if the aggregate amount in Row (11) excludes                                                                
certain shares (see instructions).                                                                                     
------------------------------------------------------------- ---------------------------------------------------------
(13) Percent of class represented by amount in Row (11)...    8.0%                                                     
------------------------------------------------------------- ---------------------------------------------------------
(14) Type of reporting person (see instructions)..........    IN                                                       
------------------------------------------------------------- ---------------------------------------------------------

- 4 - 

SC 13D 5th Page of 16 TOC 1st Previous Next ↓Bottom Just 5th
SCHEDULE 13D
------------

 CUSIP NO. 67065C 10 4

                                                        [Enlarge/Download Table]
                                                                                                                       
------------------------------------------------------------- ---------------------------------------------------------
(1) Names of reporting persons............................    STANLEY D. RAHM                                          
I.R.S. Identification Nos. of above persons (entities only)                                                            
------------------------------------------------------------- ---------------------------------------------------------
(2) Check the  appropriate  box if a member of a group  (see                                                           
instructions)                                                 (a)     [X]                                              
------------------------------------------------------------- ---------------------------------------------------------
                                                              (b)                                                      
------------------------------------------------------------- ---------------------------------------------------------
(3) SEC use only..........................................                                                             
------------------------------------------------------------- ---------------------------------------------------------
(4) Source of funds (see instructions)                        PF                                                       
------------------------------------------------------------- ---------------------------------------------------------
(5) Check if disclosure of legal proceedings is required                                                               
pursuant to Items 2(d) or 2(e).                                                                                        
------------------------------------------------------------- ---------------------------------------------------------
(6) Citizenship or place of organization..................    USA                                                      
------------------------------------------------------------- ---------------------------------------------------------
Number of shares beneficially owned by each reporting person                                                           
with:                                                                                                                  

     (7) Sole voting power................................    -0-                                                      

     (8) Shared voting power..............................    92,796                                                   

     (9) Sole dispositive power...........................     -0-                                                     

     (10) Shared dispositive power........................    92,796                                                   
------------------------------------------------------------- ---------------------------------------------------------
(11) Aggregate amount  beneficially  owned by each reporting                                                           
person.                                                       92,796                                                   
------------------------------------------------------------- ---------------------------------------------------------
(12) Check if the aggregate amount in Row (11) excludes                                                                
certain shares (see instructions).                                                                                     
------------------------------------------------------------- ---------------------------------------------------------
(13) Percent of class represented by amount in Row (11)...    8.0%                                                     
------------------------------------------------------------- ---------------------------------------------------------
(14) Type of reporting person (see instructions)..........    IN                                                       
------------------------------------------------------------- ---------------------------------------------------------

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SCHEDULE 13D
------------

 CUSIP NO. 67065C 10 4

                                                        [Enlarge/Download Table]
                                                                                                                       
------------------------------------------------------------- ---------------------------------------------------------
(1) Names of reporting persons............................    PAUL R. KUEHN                                            
I.R.S. Identification Nos. of above persons (entities only)                                                            
------------------------------------------------------------- ---------------------------------------------------------
(2) Check the  appropriate  box if a member of a group  (see                                                           
instructions)                                                 (a)     [X]                                              
------------------------------------------------------------- ---------------------------------------------------------
                                                              (b)                                                      
------------------------------------------------------------- ---------------------------------------------------------
(3) SEC use only..........................................                                                             
------------------------------------------------------------- ---------------------------------------------------------
(4) Source of funds (see instructions)                        PF                                                       
------------------------------------------------------------- ---------------------------------------------------------
(5) Check if disclosure of legal proceedings is required                                                               
pursuant to Items 2(d) or 2(e).                                                                                        
------------------------------------------------------------- ---------------------------------------------------------
(6) Citizenship or place of organization..................    USA                                                      
------------------------------------------------------------- ---------------------------------------------------------
Number of shares beneficially owned by each reporting person                                                           
with:                                                                                                                  

     (7) Sole voting power................................    7,500                                                    

     (8) Shared voting power..............................    108,601                                                  

     (9) Sole dispositive power...........................    7,500                                                    

     (10) Shared dispositive power........................    108,601                                                  
------------------------------------------------------------- ---------------------------------------------------------
(11) Aggregate amount  beneficially  owned by each reporting                                                           
person.                                                       116,101                                                  
------------------------------------------------------------- ---------------------------------------------------------
(12) Check if the aggregate amount in Row (11) excludes                                                                
certain shares (see instructions).                                                                                     
------------------------------------------------------------- ---------------------------------------------------------
(13) Percent of class represented by amount in Row (11)...     9.9%                                                    
------------------------------------------------------------- ---------------------------------------------------------
(14) Type of reporting person (see instructions)..........    IN                                                       
------------------------------------------------------------- ---------------------------------------------------------

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SCHEDULE 13D
------------

 CUSIP NO. 67065C 10 4

                                                        [Enlarge/Download Table]
                                                                                                                       
------------------------------------------------------------- ---------------------------------------------------------
(1) Names of reporting persons............................    N. LEE WESLEY                                            
I.R.S. Identification Nos. of above persons (entities only)                                                            
------------------------------------------------------------- ---------------------------------------------------------
(2) Check the  appropriate  box if a member of a group  (see                                                           
instructions)                                                 (a)     [X]                                              
------------------------------------------------------------- ---------------------------------------------------------
                                                              (b)                                                      
------------------------------------------------------------- ---------------------------------------------------------
(3) SEC use only..........................................                                                             
------------------------------------------------------------- ---------------------------------------------------------
(4) Source of funds (see instructions)                        PF                                                       
------------------------------------------------------------- ---------------------------------------------------------
(5) Check if disclosure of legal proceedings is required                                                               
pursuant to Items 2(d) or 2(e).                                                                                        
------------------------------------------------------------- ---------------------------------------------------------
(6) Citizenship or place of organization..................    USA                                                      
------------------------------------------------------------- ---------------------------------------------------------
Number of shares beneficially owned by each reporting person                                                           
with:                                                                                                                  

     (7) Sole voting power................................    5,000                                                    

     (8) Shared voting power..............................    -0-                                                      

     (9) Sole dispositive power...........................    5,000                                                    

     (10) Shared dispositive power........................    -0-                                                      
------------------------------------------------------------- ---------------------------------------------------------
(11) Aggregate amount  beneficially  owned by each reporting                                                           
person.                                                       5,000                                                    
------------------------------------------------------------- ---------------------------------------------------------
(12) Check if the aggregate amount in Row (11) excludes                                                                
certain shares (see instructions).                                                                                     
------------------------------------------------------------- ---------------------------------------------------------
(13) Percent of class represented by amount in Row (11)...    0.4%                                                     
------------------------------------------------------------- ---------------------------------------------------------
(14) Type of reporting person (see instructions)..........    IN                                                       
------------------------------------------------------------- ---------------------------------------------------------

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SCHEDULE 13D
------------

 CUSIP NO. 67065C 10 4

                                                        [Enlarge/Download Table]
                                                                                                                       
------------------------------------------------------------- ---------------------------------------------------------
(1) Names of reporting persons............................    MILLER, JOHNSON & KUEHN, INCORPORATED                    
I.R.S. Identification Nos. of above persons (entities only)   41-1394724                                               
------------------------------------------------------------- ---------------------------------------------------------
(2) Check the  appropriate  box if a member of a group  (see                                                           
instructions)                                                 (a)     [X]                                              
------------------------------------------------------------- ---------------------------------------------------------
                                                              (b)                                                      
------------------------------------------------------------- ---------------------------------------------------------
(3) SEC use only..........................................                                                             
------------------------------------------------------------- ---------------------------------------------------------
(4) Source of funds (see instructions)                        WC                                                       
------------------------------------------------------------- ---------------------------------------------------------
(5) Check if disclosure of legal proceedings is required                                                               
pursuant to Items 2(d) or 2(e).                                                                                        
------------------------------------------------------------- ---------------------------------------------------------
(6) Citizenship or place of organization..................    MINNESOTA                                                
------------------------------------------------------------- ---------------------------------------------------------
Number of shares beneficially owned by each reporting person with:                                                     

     (7) Sole voting power................................    84,894                                                   

     (8) Shared voting power..............................    -0-                                                      

     (9) Sole dispositive power...........................    84,894                                                   

     (10) Shared dispositive power........................    -0-                                                      
------------------------------------------------------------- ---------------------------------------------------------
(11) Aggregate amount  beneficially  owned by each reporting                                                           
person.                                                       84,894                                                   
------------------------------------------------------------- ---------------------------------------------------------
(12) Check if the aggregate amount in Row (11) excludes                                                                
certain shares (see instructions).                                                                                     
------------------------------------------------------------- ---------------------------------------------------------
(13) Percent of class represented by amount in Row (11)...    7.4%                                                     
------------------------------------------------------------- ---------------------------------------------------------
(14) Type of reporting person (see instructions)..........    CO                                                       
------------------------------------------------------------- ---------------------------------------------------------

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SC 13D 9th Page of 16 TOC 1st Previous Next ↓Bottom Just 9th
SCHEDULE 13D
------------

 CUSIP NO. 67065C 10 4

                                                        [Enlarge/Download Table]
                                                                                                                       
------------------------------------------------------------- ---------------------------------------------------------
(1) Names of reporting persons............................    MJK HOLDINGS, INC.                                       
I.R.S. Identification Nos. of above persons (entities only)   41-1880537                                               
------------------------------------------------------------- ---------------------------------------------------------
(2) Check the  appropriate  box if a member of a group  (see                                                           
instructions)                                                 (a)     [X]                                              
------------------------------------------------------------- ---------------------------------------------------------
                                                              (b)                                                      
------------------------------------------------------------- ---------------------------------------------------------
(3) SEC use only..........................................                                                             
------------------------------------------------------------- ---------------------------------------------------------
(4) Source of funds (see instructions)                        HC                                                       
------------------------------------------------------------- ---------------------------------------------------------
(5) Check if disclosure of legal proceedings is required                                                               
pursuant to Items 2(d) or 2(e).                                                                                        
------------------------------------------------------------- ---------------------------------------------------------
(6) Citizenship or place of organization..................    MINNESOTA                                                
------------------------------------------------------------- ---------------------------------------------------------
Number of shares beneficially owned by each reporting person with:                                                     

     (7) Sole voting power................................    84,894                                                   

     (8) Shared voting power..............................    -0-                                                      

     (9) Sole dispositive power...........................    84,894                                                   

     (10) Shared dispositive power........................    -0-                                                      
------------------------------------------------------------- ---------------------------------------------------------
(11) Aggregate amount  beneficially  owned by each reporting                                                           
person.                                                       84,894                                                   
------------------------------------------------------------- ---------------------------------------------------------
(12) Check if the aggregate amount in Row (11) excludes certain shares (see                                            
instructions).                                                                                                         
------------------------------------------------------------- ---------------------------------------------------------
(13) Percent of class represented by amount in Row (11)...    7.4%                                                     
------------------------------------------------------------- ---------------------------------------------------------
(14) Type of reporting person (see instructions)..........    HC                                                       
------------------------------------------------------------- ---------------------------------------------------------

- 9 - 

SC 13D 10th Page of 16 TOC 1st Previous Next ↓Bottom Just 10th
ITEM 1.  SECURITY AND ISSUER                                                    

         This statement relates to the voting Common Stock, par value $.04 of NM
Holdings, Inc. (the "Issuer"), a Minnesota corporation, having its principal    
place of business at 9850 51st Avenue North, Minneapolis, Minnesota, 55442.     

ITEM 2.  IDENTITY AND BACKGROUND                                                
 This statement is filed jointly by the individuals and entities
identified below (collectively the "Holders"). Each Holder's address is c/o     
Miller, Johnson & Kuehn, Incorporated, 5500 Wayzata Boulevard, Suite 800,       
Minneapolis, Minnesota 55416.                                                   

1.       David B. Johnson                                                       
2.       Betty L. Johnson                                                       
3.       Eldon C. Miller                                                        
4.       Stanley D. Rahm                                                        
5.       Paul R. Kuehn                                                          
6.       N. Lee Wesley                                                          
7.       Miller, Johnson & Kuehn, Incorporated                                  
8.       MJK Holdings, Inc.                                                     

       None of the above-referenced Holders has, during the past five years,
been convicted in a criminal proceeding, excluding traffic violations or similar
misdemeanors, nor have any of the Holders been a party to a civil proceeding of 
a judicial or administrative body of competent jurisdiction where, as a result  
of such proceeding, any of the Holders became subject to a judgment, decree, or 
final order enjoining future violations of, or prohibiting or mandating         
activities subject to federal or state securities laws or finding any violation 
with respect to such laws.                                                      

   Each individual Holder is a citizen of the United States. Miller,
Johnson & Kuehn, Incorporated and MJK Holdings, Inc. are corporations organized 
under the laws of the state of Minnesota. MJK Holdings, Inc. is the sole        
shareholder of Miller, Johnson & Kuehn, Incorporated. Miller, Johnson and Kuehn,
Inc. is a broker-dealer registered with the Securities and Exchange Commission  
under Section 15(b) of the Securities Exchange Act of 1934. Additionally,       
Miller, Johnson and Kuehn, Incorporated is registered as a broker-dealer under  
several state's laws, and is a member in good standing of the National          
Association of Securities Dealers. Miller, Johnson & Kuehn, Incorporated also   
serves as clearing agent for approximately 35 correspondent brokerage firms     
located throughout the United States through its MJK Clearing Services division.

      Eldon C. Miller, David B. Johnson, Paul R. Kuehn and Stanley D. Rahm
are the directors and principal officers of both corporations, and the principal
shareholders of MJK Holdings, Inc. N. Lee Wesley is a self-employed investor and
is a shareholder of MJK Holdings, Inc. Betty L. Johnson is an investor and is   
David B. Johnson's spouse.                                                      

- 10 -

SC 13D 11th Page of 16 TOC 1st Previous Next ↓Bottom Just 11th
ITEM 3.  SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.                     

        The shares of Common Stock of the Issuer were purchased by each Holder
from available cash resources or working capital.                               

ITEM 4.  PURPOSE OF TRANSACTION.                                                

       See Item 3. The Issuer and MJK Holdings, Inc. are actively engaged in
the negotiation of a definitive agreement for the combination of the two        
companies. If an agreement is reached between the companies, the Holders, as    
shareholders of the Issuer and MJK Holdings, Inc., intend to vote their shares, 
as necessary, in favor of consummation of the combination. If the Issuer and MJK
Holdings combine, the Holders will control the Issuer, and will able to elect a 
majority of the Issuer's board of directors, and otherwise direct the affairs of
the issuer.                                                                     

The Issuer currently has no active business. If the proposed  
transaction is consummated, the Issuer, through its subsidiaries, will be       
engaged in the brokerage and investment business currently engaged in by MJK    
Holdings, Inc. and its subsidiaries. It is likely that the definitive agreement 
will require the amendment of the Issuer's articles of incorporation and/or     
bylaws.                                                                         

       Although the Holders have no plans to acquire additional Common Stock
of the Issuer, except by means of the proposed merger, they specifically reserve
the right to purchase additional Common Stock of the Issuer or to sell Common   
Stock if they deem it in their best interest and determine such purchases or    
sales to be in compliance with applicable law. The Holders specifically reserve 
the right to communicate with other shareholders of the Issuer regarding matters
of common concern.                                                              

ITEM 5.  INTEREST IN SECURITIES OF THE ISSUER.                                  

      Information with respect to the aggregate number, and percentage, of
all outstanding Common Stock beneficially owned as of March 17, 1999, by each of
the Holders is set forth below:                                                 

                                                                [Download Table]

                                   Number of Shares             Percentage of   
         Name                      of Common Stock            Outstanding Shares
         ----                      ---------------            ------------------
                                                                                
David B. Johnson                      194,651*#(1)                  16.6%       
Betty L. Johnson                       86,050                        7.5%       
Eldon C. Miller                        92,796*(2)                    8.0%       
Stanley D. Rahm                        92,796*(2)                    8.0%       
Paul R. Kuehn                         116,101*(1)                    9.9%       
N. Lee Wesley                           5,000                        0.4%       
Miller, Johnson & Kuehn,               84,894                        7.4%       
              Incorporated                                                      
MJK Holdings, Inc.                     84,894*                       7.4%       

*   Includes 84,894 shares of Common Stock owned by Miller, Johnson & Kuehn     
Incorporated.                                                           
#   Includes 86,050 shares of Common Stock owned by Betty L. Johnson            
(1) Includes warrants to purchase 23,707 shares of Common Stock that are        
exercisable within the next 60 days.                                    
(2) Includes warrants to purchase 7,902 shares of Common Stock that are         
exercisable within the next 60 days.                                    

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       The Holders' response to Items 7 through 13 of the cover pages of the
statement are incorporated herein by reference.                                 

      According to the Issuer's most recent filing with the Securities and
Exchange Commission, the Issuer has 1,150,251 shares of Common Stock            
outstanding. The Holders, at the present time including 63,218 presently        
exercisable warrants, collectively own 246,662 shares of the Issuer's Common    
Stock, constituting approximately 20.33% of all of the outstanding voting Common
Stock. The Holders have not engaged in any transactions in the last sixty days  
which are required to be disclosed in this Schedule 13D.                        

ITEM 6.  CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS, OR RELATIONSHIPS WITH RESPECT 
TO SECURITIES OF THE ISSUER.                                  

None.                                                         

ITEM 7.  MATERIAL TO BE FILED AS EXHIBITS.                                      

  Exhibit A -- Agreement as to joint filing pursuant to Regulation
Section 240.13d-1(f)(1)(iii).                                                   

- 12 -

SC 13D 13th Page of 16 TOC 1st Previous Next ↓Bottom Just 13th
 SIGNATURE

         After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated:  March 26, 1999                                        

                                      /s/ David B. Johnson
                                       -----------------------------------------
              David B. Johnson

 SIGNATURE

         After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated:  March 26, 1999                                        

                                      /s/ Betty L. Johnson
                                       -----------------------------------------
              Betty L. Johnson

 SIGNATURE

         After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated:  March 26, 1999                                        

                                     /s/ Eldon C. Miller
                                       -----------------------------------------
             Eldon C. Miller

 SIGNATURE

         After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated:  March 26, 1999                                        

                                     /s/ Stanley D. Rahm
                                       -----------------------------------------
             Stanley D. Rahm

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 SIGNATURE

         After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated:  March 26, 1999                                        

                                   /s/ Paul R. Kuehn
                                       -----------------------------------------
           Paul R. Kuehn

 SIGNATURE

         After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated:  March 26, 1999                                        

                                 /s/ N. Lee Wesley
                                       -----------------------------------------
           N. Lee Wesley

 SIGNATURE

         After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated:  March 26, 1999                                        

                      MILLER, JOHNSON & KUEHN,
          INCORPORATED

                          By:      /s/ Eldon C. Miller
                                          --------------------------------------
                                         Eldon C. Miller, Chairman
                       and CEO

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 SIGNATURE

         After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Dated:  March 26, 1999                                        

                  MJK HOLDINGS, INC.

                            By:      /s/ Eldon C. Miller
                                           -------------------------------------
                                           Eldon C. Miller, Chairman
                         and CEO

- 15 -

SC 13D Last Page of 16 TOC 1st Previous Next ↓Bottom Just 16th
 EXHIBIT A

AGREEMENT AS TO JOINT FILING

      Pursuant to Regulation Section 240.13d-1(f)(1)(iii), the undersigned
acknowledge and agree that the attached Schedule 13D relating to NM Holdings,   
Inc. is being filed on behalf of each of the undersigned.                       

                              /s/ David B. Johnson
                                 -----------------------------------------
        David B. Johnson

                              /s/ Betty L. Johnson
                                 -----------------------------------------
        Betty L. Johnson

                             /s/ Eldon C. Miller
                                 -----------------------------------------
       Eldon C. Miller

                             /s/ Stanley D. Rahm
                                 -----------------------------------------
       Stanley D. Rahm

                           /s/ Paul R. Kuehn
                                 -----------------------------------------
     Paul R. Kuehn

                           /s/ N. Lee Wesley
                                 -----------------------------------------
     N. Lee Wesley

                MILLER, JOHNSON & KUEHN,
    INCORPORATED

                    By:      /s/ Eldon C. Miller
                                    --------------------------------------
                                   Eldon C. Miller, Chairman
                 and CEO

          MJK HOLDINGS, INC.

                    By:      /s/ Eldon C. Miller
                                    --------------------------------------
                                   Eldon C. Miller, Chairman
                 and CEO

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13D’ Filing	Date	First	Last	Other Filings

Filed on:	3/26/99	13	15	None on these Dates
	3/18/99	1
	3/17/99	11
				List all Filings

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Filing Submission 0000897101-99-000267 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Johnson David B, et al. – ‘SC 13D’ on 3/26/99 re: Stockwalk Group Inc/MN

As of: Friday, 3/26/99 · Accession #: 897101-99-267 · File #: 5-55515

Previous ‘SC 13D’: ‘SC 13D’ on 12/28/98 · Next: ‘SC 13D/A’ on 4/26/99 · Latest: ‘SC 13D’ on 7/19/99

General Statement of Beneficial Ownership — Schedule 13DFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents