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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 11/17/16 |
| Not Subject to Section 16: 1 |
| Issuer: |
| Issuer CIK: 1659228 |
| Issuer Name: Bats Global Markets, Inc. |
| Issuer Trading Symbol: BATS |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1672448 |
| | Owner Name: KCG Strategic Holdings LLC |
| Reporting Owner Address: |
| | Owner Street 1: C/O KCG HOLDINGS, INC. |
| | Owner Street 2: 300 VESEY STREET |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10282 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1569391 |
| | Owner Name: KCG Holdings, Inc. |
| Reporting Owner Address: |
| | Owner Street 1: 300 VESEY STREET |
| | Owner Street 2: |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10282 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1060749 |
| | Owner Name: KNIGHT CAPITAL GROUP LLC |
| Reporting Owner Address: |
| | Owner Street 1: C/O KCG HOLDINGS, INC. |
| | Owner Street 2: 300 VESEY STREET |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10282 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 11/17/16 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 8,863,252 |
| | | Transaction Price Per Share: |
| Value: 31.09 |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,380,205 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 11/18/16 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,174,654 |
| | | Transaction Price Per Share: |
| Value: 30.35 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 205,551 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: The reporting person, a wholly owned subsidiary of KCG Holdings, Inc., a Delaware corporation ("KCG") sold the shares of Common Stock at a price per share equal to $31.09, the closing stock price of such shares on the Bats BZX Exchange on November 16, 2016, to an affiliate of General Atlantic, LLC ("General Atlantic") in exchange for 18,709,027 shares of common stock of KCG and 8,094,683 warrants to purchase shares of common stock of KCG held by General Atlantic. The transaction is expected to close by the end of November 2016, except that a portion of the transaction involving the sale by the reporting person of 47,716 shares of Common Stock will be settled in early January 2017. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary |
| Signature Date: 11/18/16 |
| Owner Signature: |
| Signature Name: /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary |
| Signature Date: 11/18/16 |
| Owner Signature: |
| Signature Name: /s/ Robert McQueen, Deputy General Counsel & Assistant Secretary |
| Signature Date: 11/18/16 |
