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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 5/7/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1034670 |
| Issuer Name: AUTOLIV INC |
| Issuer Trading Symbol: ALV |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1009139 |
| | Owner Name: RINGLER JAMES M |
| Reporting Owner Address: |
| | Owner Street 1: C/O AUTOLIV, INC. |
| | Owner Street 2: KLARABERGSVIADUKTEN 70, SECTION B7 |
| | Owner City: STOCKHOLM |
| | Owner State: V7 |
| | Owner ZIP Code: SE-111 64 |
| | Owner State Description: SWEDEN |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 5/7/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,649 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 8,333 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Unit |
| | Conversion or Exercise Price: |
| | | Footnote ID: F2 |
| | Transaction Date: |
| | | Value: 5/7/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,649.5879 |
| Footnote ID: F3 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Value: 5/7/20 |
| | Expiration Date: |
| | | Value: 5/7/20 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 1,649.5879 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Unit |
| | Conversion or Exercise Price: |
| | | Footnote ID: F2 |
| | Transaction Date: |
| | | Value: 5/7/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | | Footnote ID: F4 |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 2,415 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F5 |
| | Expiration Date: |
| | | Footnote ID: F5 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 2,415 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,415 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Reflects the vesting of restricted stock units (RSUs), including RSUs acquired through dividend equivalents, granted on May 7, 2019 as payment of one-half of the 2019-2020 annual retainer for non-employee director service. |
| Footnote - F2: Each RSU represents a contingent right to receive one share of ALV common stock. |
| Footnote - F3: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited. |
| Footnote - F4: Reflects a grant of RSUs as part of the 2020-2021 annual retainer for non-employee director service. |
| Footnote - F5: The RSUs vest and convert to shares in one installment on the earlier of (a) the date of ALV's 2021 annual stockholder meeting, or (b) the one-year anniversary of May 7, 2020. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Brian Kelly, as attorney-in-fact |
| Signature Date: 5/11/20 |
