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American Premier Underwriters Inc/TA – ‘TA-W’ on 6/17/14

On:  Tuesday, 6/17/14, at 6:24pm ET   ·   As of:  3/19/14   ·   Effective:  5/18/14   ·   Accession #:  892251-14-48   ·   File #:  84-05487

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/19/14  American Premier Underwri… Inc/TA TA-W        5/18/14    1:3K                                     Keating Muet… Klekamp/FA

Notice of Withdrawal from Registration as Transfer Agent   —   Form TA-W
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: TA-W        Notice of Withdrawal from Registration as Transfer  HTML      4K 
                          Agent -- primary_doc.xml/1.4                           




        

This ‘TA-W’ Document is an XML Data File that may be rendered in various formats:

  Form TA-W    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
EDGAR System rendering:  Notice of a Withdrawal from Registration by a Transfer Agent
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM TA-W
 
OMB Approval
OMB Number:      3235-0151
Estimated average burden hours per response . . . . 0.5
NOTICE OF WITHDRAWAL FROM REGISTRATION
AS TRANSFER AGENT
 PURSUANT TO SECTION 17A OF THE SECURITIES EXCHANGE ACT OF 1934
 
Form Version 1.4.0
1(a).Filer CIK:
0000915553
 
1(c). Live/Test Filing? Live Test                                           

2. Transfer Agent File No.: 084-05487
3. Full name of registrant:American Premier Underwriters, Inc.

4. Name under which transfer agent activities are conducted, if different from above: 


5. Address of registrants principle place of business:
5(a).Address1
301 E. 4th Street
5(b).Address2
5(c).City
Cincinnati
5(d).State or Country
OH
OHIO
5(e).Postal Code
45202
 
6. Furnish registrant's reasons for ceasing the performance of transfer agent functions or for otherwise requesting withdrawal of its registration:  
Registrant is a wholly owned subsidiary of American Financial Group, Inc. and has not conducted transfer agent services since 2005.
 
7. Furnish the last date registrant performed transfer agent functions as defined by Section 3(a)(25) of the Act for any security, including debt and equity, registered under Section 12 of the Act or which would be required to be registered except for the exemption from registration provided by subsection (g)(2)(B) or (g)(2)(G) of that section. 
2005-12-31
 
7(a). Does registrant have any intention of performing in the near future a transfer agent function for any such security? 
Yes          No
 
8. Is registrant directly or indirectly involved in any legal actions or proceedings or aware of any potential claims against it in connection with its performance of transfer agent functions for any security? 
Yes          No
 
9. Are there any unsatisfied judgments or liens against registrant arising out of its performance of transfer agent functions for any security?
Yes          No

10. For each issue for which registrant acted as transfer agent and for any issues for which registrant assumed transfer agent functions since the last amendment to Form TA-1, furnish:
 
10(a). Is there a successor transfer agent?
Yes          No

11.For each issue for which registrant acted as transfer agent and for any issues for which registrant assumed transfer agent functions since the last amendment to Form TA-1, furnish: name(s) and address(es) of the person(s) who has or will have custody or possession of the books and records which the registrant maintained in connection with its performance of transfer agent functions.
 
11(a). Name of Custodian:
Karl J. Grafe
11(b).  Address:
11(b)(i).Address1
301 E. 4th Street
11(b)(ii).Address2
11(b)(iii).City
Cincinnati
11(b)(iv).State or Country
OH
OHIO
11(b)(v).Postal Code
45202
 

12. Furnish the name(s) and address(es), if different from Item 11, where such books and records will be located.
 
SIGNATURE:
The registrant submitting this Form and its attachments and the person executing it represent hereby that it and all materials filed in connection therewith contain a true, correct and complete statement of all required information. Registrant also conse4nts hereby to make the books and records it is required to preserver by Rules 17A d-6 and 7 under the Securities Exchange Act of 1934 (17 CFR 240.17A d-6 and 7) available for examination by authorized representatives of the Securities and Exchange Commission during the period the rules require registrant to preserve such books and records and hereby authorizes the person having custody of such books and records to make them available to such representatives.
 
13(a).Signature of Official responsible for Form:
/s/ Karl J. Grafe
13(b).Telephone number:
513-579-2564
13(c).Title of Signing Officer:
Vice President
13(d).Date signed Month/Day/Year):
  2014-03-19
 
 
 

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Filing Submission 0000892251-14-000048   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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