SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Great-West Lifeco Inc., et al. – ‘D/A’ on 4/9/21

On:  Friday, 4/9/21, at 3:59pm ET   ·   Effective:  4/9/21   ·   Accession #:  850918-21-1   ·   File #s:  21-215606, -01

Previous ‘D’:  ‘D/A’ on 4/10/20   ·   Next:  ‘D’ on 4/9/21   ·   Latest:  ‘D/A’ on 4/11/24

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size

 4/09/21  Great-West Lifeco Inc.            D/A         4/09/21    1:30K
          Great-West Lifeco U.S. Holdings, LP

Amendment to Notice of an Exempt Offering of Securities   —   Form D   —   Reg. D   —   SA’33
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Exempt Offering of        HTML      3K 
                Securities -- primary_doc.xml/7.8


        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Amendment to Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0708 </schemaVersion>
<submissionType> D/A </submissionType>
<testOrLive> LIVE </testOrLive>
<primaryIssuer>
<cik> 0000850918 </cik>
<entityName> GREAT-WEST LIFECO INC. </entityName>
<issuerAddress>
<street1> 100 OSBORNE ST. N. </street1>
<city> WINNIPEG </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</issuerAddress>
<issuerPhoneNumber> 204-946-1190 </issuerPhoneNumber>
<jurisdictionOfInc> CANADA (FEDERAL LEVEL) </jurisdictionOfInc>
<issuerPreviousNameList>
<previousName> 94972 Canada Inc. </previousName>
</issuerPreviousNameList>
<edgarPreviousNameList>
<previousName> GREAT-WEST LIFECO INC </previousName>
<previousName> GREAT WEST LIFECO INC </previousName>
</edgarPreviousNameList>
<entityType> Corporation </entityType>
<yearOfInc>
<overFiveYears> true </overFiveYears>
</yearOfInc>
</primaryIssuer>
<issuerList>
<issuer>
<cik> 0001604550 </cik>
<entityName> Great-West Lifeco U.S. Holdings, LP </entityName>
<issuerAddress>
<street1> 100 Federal Street </street1>
<city> BOSTON </city>
<stateOrCountry> MA </stateOrCountry>
<stateOrCountryDescription> MASSACHUSETTS </stateOrCountryDescription>
<zipCode> 02110 </zipCode>
</issuerAddress>
<issuerPhoneNumber> 617-292-1000 </issuerPhoneNumber>
<jurisdictionOfInc> DELAWARE </jurisdictionOfInc>
<issuerPreviousNameList>
<value> None </value>
</issuerPreviousNameList>
<edgarPreviousNameList>
<value> None </value>
</edgarPreviousNameList>
<entityType> Limited Partnership </entityType>
<yearOfInc>
<overFiveYears> true </overFiveYears>
</yearOfInc>
</issuer>
</issuerList>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Paul </firstName>
<middleName> A. </middleName>
<lastName> Mahon </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> President & Chief Executive Officer and Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Raman </firstName>
<lastName> Srivastava </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Executive Vice-President and Global Chief Investment Officer of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Anne </firstName>
<middleName> C. </middleName>
<lastName> Sonnen </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Senior Vice-President and Chief Compliance Officer of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Arshil </firstName>
<lastName> Jamal </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> President and Group Head, Strategy, Investments, Reinsurance and Corporate Development of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Jeffrey </firstName>
<middleName> F. </middleName>
<lastName> Macoun </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> President and Chief Operating Officer of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Garry </firstName>
<lastName> MacNicholas </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Executive Vice-President and Chief Financial Officer of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Nancy </firstName>
<middleName> D. </middleName>
<lastName> Russell </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Senior Vice-President and Chief Internal Auditor of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Jeremy </firstName>
<middleName> W. </middleName>
<lastName> Trickett </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Senior Vice President and Chief Governance Officer of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> R. </firstName>
<middleName> Jeffrey </middleName>
<lastName> Orr </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street Noth </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Marcel </firstName>
<middleName> R. </middleName>
<lastName> Coutu </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Andre </firstName>
<middleName> A. </middleName>
<lastName> Desmarais </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> MT </stateOrCountry>
<stateOrCountryDescription> MONTANA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Paul </firstName>
<lastName> Desmarais, Jr. </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Heather </firstName>
<middleName> E. </middleName>
<lastName> Conway </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> J. David </firstName>
<middleName> A. </middleName>
<lastName> Jackson </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Gary </firstName>
<middleName> A. </middleName>
<lastName> Doer </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Sharon </firstName>
<middleName> C. </middleName>
<lastName> Geraghty </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Executive Vice-President and General Counsel of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Deborah </firstName>
<middleName> J. </middleName>
<lastName> Barrret </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Jerome </firstName>
<middleName> J. </middleName>
<lastName> Selitto </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> James </firstName>
<middleName> M. </middleName>
<lastName> Singh </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> David </firstName>
<middleName> G. </middleName>
<lastName> Fuller </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Gregory </firstName>
<middleName> D. </middleName>
<lastName> Tretiak </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Brian </firstName>
<middleName> E. </middleName>
<lastName> Walsh </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Graham </firstName>
<middleName> R. </middleName>
<lastName> Bird </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Executive Vice-President and Chief Risk Officer of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Grace </firstName>
<middleName> M. </middleName>
<lastName> Palombo </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Executive Vice-President and Chief Human Resources Officer of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> T. </firstName>
<middleName> Timothy </middleName>
<lastName> Ryan </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Siim </firstName>
<middleName> A. </middleName>
<lastName> Vanaselja </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Claude </firstName>
<lastName> Genereux </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Dervla </firstName>
<middleName> M. </middleName>
<lastName> Tomlin </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Executive-Vice President and Chief Actuary of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Steve </firstName>
<lastName> Rullo </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Executive Vice-President and Global Chief Information Officer of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Robert </firstName>
<middleName> L. </middleName>
<lastName> Reynolds </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Federal Street </street1>
<city> Boston </city>
<stateOrCountry> MA </stateOrCountry>
<stateOrCountryDescription> MASSACHUSETTS </stateOrCountryDescription>
<zipCode> 02110 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> President of Great-West Lifeco U.S. Holdings, LLC, the General Partner of Great-West Lifeco U.S. Holdings, L.P. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Andra </firstName>
<middleName> S. </middleName>
<lastName> Bolotin </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Federal Street </street1>
<city> Boston </city>
<stateOrCountry> MA </stateOrCountry>
<stateOrCountryDescription> MASSACHUSETTS </stateOrCountryDescription>
<zipCode> 02110 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Vice-President of Great-West Lifeco U.S. Holdings, LLC, the General Partner of Great-West Lifeco U.S. Holdings, L.P. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Susan </firstName>
<middleName> J. </middleName>
<lastName> McArthur </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Michael </firstName>
<middleName> R. </middleName>
<lastName> Amend </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Elizabeth </firstName>
<middleName> C. </middleName>
<lastName> Lempres </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Paula </firstName>
<middleName> B. </middleName>
<lastName> Madoff </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> David </firstName>
<lastName> Harney </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> President and Chief Operating Officer, Europe of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Roberta </firstName>
<lastName> Bienfait </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 100 Osborne Street North </street1>
<city> Winnipeg </city>
<stateOrCountry> A2 </stateOrCountry>
<stateOrCountryDescription> MANITOBA, CANADA </stateOrCountryDescription>
<zipCode> R3C 3A5 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of Great-West Lifeco Inc. </relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType> Insurance </industryGroupType>
</industryGroup>
<issuerSize>
<revenueRange> Decline to Disclose </revenueRange>
</issuerSize>
<federalExemptionsExclusions>
<item> 06b </item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment> true </isAmendment>
<previousAccessionNumber> 0001140361-14-016712 </previousAccessionNumber>
</newOrAmendment>
<dateOfFirstSale>
<value> 2014-04-02 </value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear> true </moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isEquityType> true </isEquityType>
<isOtherType> true </isOtherType>
<descriptionOfOtherType> Equity securities issued in connection with repurchases under the PanAgora Asset Management Inc., Panagora Holdings Inc. Management Equity Plan. </descriptionOfOtherType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction> false </isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted> 0 </minimumInvestmentAccepted>
<salesCompensationList></salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount> Indefinite </totalOfferingAmount>
<totalAmountSold> 102110482 </totalAmountSold>
<totalRemaining> Indefinite </totalRemaining>
<clarificationOfResponse> This Form D/A relates to the offering described in the Form D initially filed on April 15, 2014 (Accession No. 0001140361-14-016712) and the Form D/A most recently filed on April 10, 2020 (Accession No. 0001567619-20-007843). </clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors> false </hasNonAccreditedInvestors>
<totalNumberAlreadyInvested> 36 </totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount> 0 </dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount> 0 </dollarAmount>
</findersFees>
<clarificationOfResponse> There will be no sales commissions or finders' fees in connection with this offering. </clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount> 0 </dollarAmount>
</grossProceedsUsed>
<clarificationOfResponse> Gross proceeds of this offering will not be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. </clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative> false </authorizedRepresentative>
<signature>
<issuerName> GREAT-WEST LIFECO INC. </issuerName>
<signatureName> /s/ Garry MacNicholas </signatureName>
<nameOfSigner> Garry MacNicholas </nameOfSigner>
<signatureTitle> Executive Vice President and Chief Financial Officer </signatureTitle>
<signatureDate> 2021-04-09 </signatureDate>
</signature>
<signature>
<issuerName> Great-West Lifeco U.S. Holdings, LP </issuerName>
<signatureName> /s/ Stephen J. Tate </signatureName>
<nameOfSigner> Stephen J. Tate </nameOfSigner>
<signatureTitle> Vice President </signatureTitle>
<signatureDate> 2021-04-09 </signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>


↑Top
Filing Submission 0000850918-21-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Tue., May 14, 3:33:16.2pm ET