| | | | | | | | | | | | | | | | | | | | | |
Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 2/28/20 |
Issuer: |
| Issuer CIK: 775158 |
| Issuer Name: OSHKOSH CORP |
| Issuer Trading Symbol: OSK |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1414005 |
| | Owner Name: Sagehorn David M. |
| Reporting Owner Address: |
| | Owner Street 1: C/O OSHKOSH CORPORATION |
| | Owner Street 2: 1917 FOUR WHEEL DRIVE |
| | Owner City: OSHKOSH |
| | Owner State: WI |
| | Owner ZIP Code: 54902 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Exec. VP and CFO |
| | Other Text: |
Non-Derivative Table: |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 2/28/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10.224 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F2 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 10.224 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,469.078 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 2/28/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 26.433 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 26.433 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 6,383.633 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 2/28/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 28.586 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F4 |
| | Expiration Date: |
| | | Footnote ID: F4 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 28.586 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 6,903.586 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. |
| Footnote - F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/18. |
| Footnote - F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/19. |
| Footnote - F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/20. |
Owner Signature: |
| Signature Name: Ignacio A. Cortina, for David M. Sagehorn |
| Signature Date: 3/2/20 |