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Constellation Brands, Inc., et al. – ‘4’ for 5/1/20 re: Canopy Growth Corp.

On:  Monday, 5/4/20, at 4:41pm ET   ·   For:  5/1/20   ·   Accession #:  16918-20-111   ·   File #:  1-38496

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 5/04/20  Constellation Brands, Inc.        4                      1:17K  Canopy Growth Corp.
          Greenstar Canada Investment Ltd. Partnership
          Greenstar Canada Investment Corp.
          Constellation Brands Canada Holdings ULC
          Constellation International Holdings Ltd.
          Constellation Capital LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                wf-form4_158862485150618.xml/3.6                                 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
EDGAR System rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wf-form4_158862485150618.xml/3.6
 
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden hours per response...0.5

(Print or Type Responses)
1. Name and Address of Reporting Person *
CONSTELLATION BRANDS, INC.
  2. Issuer Name and Ticker or Trading Symbol
Canopy Growth Corp [CGC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
207 HIGH POINT DRIVE, BUILDING 100
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2020
(Street)

VICTOR, NY 14564
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares05/01/2020   X   9,438,451A (1)28,315,352Iby Greenstar Canada Investment Limited Partnership (2)
Common Shares05/01/2020   X   9,438,450A (1)37,753,802Iby Greenstar Canada Investment Limited Partnership (2)
Common Shares               104,500,000Iby CBG Holdings LLC (3)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Tranche 1 Warrants (right to buy) (1)05/01/2020   X     9,438,45108/01/201805/01/2020Common Shares9,438,451.00 $ 0 0 Iby Greenstar Canada Investment Limited Partnership (2)
Tranche 2 Warrants (right to buy) (1)05/01/2020   X     9,438,45002/01/201905/01/2020Common Shares9,438,450.00 $ 0 0 Iby Greenstar Canada Investment Limited Partnership (2)

Reporting Owners

Reporting Owner Name / AddressRelationships
 Director 10% Owner Officer Other
CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE
BUILDING 100
VICTOR, NY 14564
    X    
Greenstar Canada Investment Limited Partnership
1055 WEST HASTINGS STREET
SUITE 1700
VANCOUVER, A1 V6E 2E9
    X    
Greenstar Canada Investment Corp
1055 WEST HASTINGS STREET
SUITE 1700
VANCOUVER, A1 V6E 2E9
    X    
Constellation Brands Canada Holdings ULC
QUEEN'S MARQUE
600-1741 LOWER WATER STREET
HALIFAX, A5 B3J 0J2
    X    
CONSTELLATION INTERNATIONAL HOLDINGS LTD
207 HIGH POINT DRIVE
BUILDING 100
VICTOR, NY 14564
    X    
Constellation Capital LLC
207 HIGH POINT DRIVE
BUILDING 100
VICTOR, NY 14564
    X    

Signatures

 /s/ H. Elaine Ziakas, Assistant Secretary of Constellation Brands, Inc.  05/04/2020
**Signature of Reporting PersonDate

 /s/ Barbara J. LaVerdi, Secretary of Greenstar Canada Investment Corporation acting as General Partner of Greenstar Canada Investment Corporation Limited Partnership  05/04/2020
**Signature of Reporting PersonDate

 /s/ H. Elaine Ziakas, Assistant Secretary of Constellation Brands Canada Holdings ULC  05/04/2020
**Signature of Reporting PersonDate

 /s/ H. Elaine Ziakas, Assistant Secretary of Constellation International Holdings Limited  05/04/2020
**Signature of Reporting PersonDate

 /s/ Barbara J. LaVerdi, Secretary of Greenstar Canada Investment Corporation  05/04/2020
**Signature of Reporting PersonDate

 /s/ H. Elaine Ziakas, Assistant Secretary of Constellation Capital LLC  05/04/2020
**Signature of Reporting PersonDate

Explanation of Responses:

*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)These warrants have an exercise price of CAD 12.9783, which, when using the exchange rate on May 1, 2020, is equivalent to $9.2117.
(2)These shares are owned directly by Greenstar Canada Investment Limited Partnership, which partners are Greenstar Canada Investment Corporation ("GCIC") and Constellation Brands Canada Holdings ULC ("CBCH"). CBCH is a wholly-owned subsidiary of Constellation Capital LLC ("CC"), which is a wholly-owned subsidiary of Constellation International Holdings Limited ("CIHL"), which is a wholly-owned subsidiary of Constellation Brands, Inc. GCIC, CBCH, CC, CIHL and Constellation Brands, Inc. are indirect beneficial owners of the reported shares.
(3)These shares are owned directly by CBG Holdings LLC, which is a wholly-owned subsidiary of Constellation Brands, Inc.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

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