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As Of Filer Filing For·On·As Docs:Size 9/04/14 Principal Var Contracts Funds Inc N-MFP 8/31/14 1:227K → Money Market Account ⇒ Money Market Account Class 1 — Money Market Account Class 2 |
Document/Exhibit Description Pages Size
1: N-MFP Monthly Schedule of Portfolio Holdings of a Money HTML 221K
Market Fund -- primary_doc.xml
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-MFP MONTHLY SCHEDULE OF PORTFOLIO HOLDINGS OF MONEY MARKET FUNDS Is this an electronic copy of an official filing submitted in paper format? No Report date: August 31, 2014 CIK Number of Registrant: 0000012601 EDGAR Series Identifier: S000007665 Total number of share classes in the series: 2 Do you anticipate this will be the fund's final filing on Form N-MFP? No If this is not a final filing, has the fund acquired or merged with another fund since the last filing? N Part 1: Information about the Fund A. Series-Level Information Item 1. Securities Act File Number: 02-35570 Item 2. Investment Adviser
Item 3. Sub-Adviser
Item 4. Independent Public Accountant
Item 5. Administrator
Item 6. Transfer Agent
Item 7. Master-Feeder Funds. Is this a feeder fund? No Item 8. Master-Feeder Funds. Is this a master fund? No Item 9. Is this series primarily used to fund insurance company separate accounts? Yes Item 10. Category: Prime Item 11. Dollar weighted average portfolio maturity: 47 Item 12. Dollar weighted average life maturity: 56 Item 13. Total value of portfolio securities at amortized cost: 265610373.90 Item 14. Total value of other assets: $23,698.44 Item 15. Total value of liabilities: $43,138.9 Item 16. Net assets of the series: $265,590,933.44 Item 17. 7-day gross yield: 0.0016 Item 18. Shadow Price of the Series. Net asset value per share most recent calculated using available market quotations (or an appropriate substitute that reflects current market conditions).
B. Class-Level Information. Item 19. EDGAR Class Identifier: C000020913 Item 20. Minimum Initial Investment: $.01 Item 21. Net assets of the Class: $264,773,973.74 Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchases: $1 Item 23. Net shareholder flow activity for themonth ended: -4961545.52 Item 24. 7-day net yield: 0.0000 Item 25. Shadow Price of Each Class. Net asset value per share most recent calculated using available market quotations (or an appropriate substitute that reflects current market conditions)
Item 19. EDGAR Class Identifier: C000038551 Item 20. Minimum Initial Investment: $.01 Item 21. Net assets of the Class: $816,959.7 Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchases: $1 Item 23. Net shareholder flow activity for themonth ended: -2218.84 Item 24. 7-day net yield: 0.0000 Item 25. Shadow Price of Each Class. Net asset value per share most recent calculated using available market quotations (or an appropriate substitute that reflects current market conditions)
Part 2 - Schedule of Portfolio Securities Security Item 26. The name of the issuer: Ally Auto Receivables Trust 2014-SN1 Item 27. The title of the issue (including coupon or yield): Ally Auto Receivables Trust 2014-SN1, 0.21% Item 28. The CUSIP (optional): 02006NAA7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-03-20 Item 36. The final legal maturity date: 2015-03-20 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $171,140.25 Item 41. Total current amortized cost: $171,140.25 Item 42. The percentage of the money market fund's net assets invested in the security: .06% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $171,140.25 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $171,140.25 Security Item 26. The name of the issuer: Alpine Securitization Corp Item 27. The title of the issue (including coupon or yield): Alpine Securitization Corp, 0.18% Item 28. The CUSIP (optional): 02086MJ39 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-03 Item 36. The final legal maturity date: 2014-09-03 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,900,000 Item 41. Total current amortized cost: $1,899,981 Item 42. The percentage of the money market fund's net assets invested in the security: .72% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,899,981 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,899,981 Security Item 26. The name of the issuer: Alpine Securitization Corp Item 27. The title of the issue (including coupon or yield): Alpine Securitization Corp, 0.19% Item 28. The CUSIP (optional): 02086MJ96 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-09 Item 36. The final legal maturity date: 2014-09-09 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,915.56 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,915.56 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,915.56 Security Item 26. The name of the issuer: Alpine Securitization Corp Item 27. The title of the issue (including coupon or yield): Alpine Securitization Corp, 0.19% Item 28. The CUSIP (optional): 02086MJP0 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-23 Item 36. The final legal maturity date: 2014-09-23 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,700,000 Item 41. Total current amortized cost: $1,699,802.61 Item 42. The percentage of the money market fund's net assets invested in the security: .64% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,699,802.61 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,699,802.61 Security Item 26. The name of the issuer: Alpine Securitization Corp Item 27. The title of the issue (including coupon or yield): Alpine Securitization Corp, 0.23% Item 28. The CUSIP (optional): 02086MLD4 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-13 Item 36. The final legal maturity date: 2014-11-13 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $900,000 Item 41. Total current amortized cost: $899,598.5 Item 42. The percentage of the money market fund's net assets invested in the security: .34% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $899,598.5 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $899,598.5 Security Item 26. The name of the issuer: AmeriCredit Automobile Receivables Trust 2014-2 Item 27. The title of the issue (including coupon or yield): AmeriCredit Automobile Receivables Trust 2014-2, 0.21% Item 28. The CUSIP (optional): 03064VAA6 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-06-08 Item 36. The final legal maturity date: 2015-06-08 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $910,107.64 Item 41. Total current amortized cost: $910,107.64 Item 42. The percentage of the money market fund's net assets invested in the security: .34% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $910,107.64 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $910,107.64 Security Item 26. The name of the issuer: Anglesea Funding LLC Item 27. The title of the issue (including coupon or yield): Anglesea Funding LLC, 0.12% Item 28. The CUSIP (optional): 0347M3J47 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-04 Item 36. The final legal maturity date: 2014-09-04 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,980 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,980 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,980 Security Item 26. The name of the issuer: ARI Fleet Lease Trust 2014-A Item 27. The title of the issue (including coupon or yield): ARI Fleet Lease Trust 2014-A, 0.25% Item 28. The CUSIP (optional): 00214JAA8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-04-15 Item 36. The final legal maturity date: 2015-04-15 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $678,324.46 Item 41. Total current amortized cost: $678,324.46 Item 42. The percentage of the money market fund's net assets invested in the security: .26% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $678,324.46 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $678,324.46 Security Item 26. The name of the issuer: Army and Air Force Exchange Service Item 27. The title of the issue (including coupon or yield): Army and Air Force Exchange Service, 0.06% Item 28. The CUSIP (optional): 04249LJ23 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $6,000,000 Item 41. Total current amortized cost: $5,999,990 Item 42. The percentage of the money market fund's net assets invested in the security: 2.26% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $5,999,990 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $5,999,990 Security Item 26. The name of the issuer: Ball State University Foundation Inc Item 27. The title of the issue (including coupon or yield): Ball State University Foundation Inc, 0.09% Item 28. The CUSIP (optional): 05850NAA7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $400,000 Item 41. Total current amortized cost: $400,000 Item 42. The percentage of the money market fund's net assets invested in the security: .15% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $400,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $400,000 Security Item 26. The name of the issuer: Bank of America NA Item 27. The title of the issue (including coupon or yield): Bank of America NA, 0.19% Item 28. The CUSIP (optional): 06052TJG6 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Certificate of Deposit
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-19 Item 36. The final legal maturity date: 2014-09-19 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,400,000 Item 41. Total current amortized cost: $2,400,000 Item 42. The percentage of the money market fund's net assets invested in the security: .9% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,400,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,400,000 Security Item 26. The name of the issuer: Bank of America NA Item 27. The title of the issue (including coupon or yield): Bank of America NA, 0.20% Item 28. The CUSIP (optional): 06052TKB5 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Certificate of Deposit
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-12-11 Item 36. The final legal maturity date: 2014-12-11 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $2,000,000 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,000,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,000,000 Security Item 26. The name of the issuer: Bank of America NA Item 27. The title of the issue (including coupon or yield): Bank of America NA, 0.20% Item 28. The CUSIP (optional): 06052TKC3 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Certificate of Deposit
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-12-12 Item 36. The final legal maturity date: 2014-12-12 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $2,000,000 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,000,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,000,000 Security Item 26. The name of the issuer: Bank of Nova Scotia/Houston Item 27. The title of the issue (including coupon or yield): Bank of Nova Scotia/Houston, 0.39% Item 28. The CUSIP (optional): 06417D2A2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Certificate of Deposit
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-12 Item 36. The final legal maturity date: 2014-11-12 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,400,000 Item 41. Total current amortized cost: $1,400,000 Item 42. The percentage of the money market fund's net assets invested in the security: .53% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,400,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,400,000 Security Item 26. The name of the issuer: Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY Item 27. The title of the issue (including coupon or yield): Bank of Tokyo-Mitsubishi UFJ Ltd/New York NY, 0.18% Item 28. The CUSIP (optional): 06538CJB8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-11 Item 36. The final legal maturity date: 2014-09-11 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,900 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,900 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,900 Security Item 26. The name of the issuer: Barclays Bank PLC Item 27. The title of the issue (including coupon or yield): Barclays Bank PLC, 0.22% Item 28. The CUSIP (optional): 06741GZA6 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,914.44 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,914.44 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,914.44 Security Item 26. The name of the issuer: Barclays US Funding Corp Item 27. The title of the issue (including coupon or yield): Barclays US Funding Corp, 0.22% Item 28. The CUSIP (optional): 06741GZQ1 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-22 Item 36. The final legal maturity date: 2014-10-22 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,376.67 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,376.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,376.67 Security Item 26. The name of the issuer: BMW US Capital LLC Item 27. The title of the issue (including coupon or yield): BMW US Capital LLC, 0.09% Item 28. The CUSIP (optional): 0556C3J44 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-04 Item 36. The final legal maturity date: 2014-09-04 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,400,000 Item 41. Total current amortized cost: $2,399,982 Item 42. The percentage of the money market fund's net assets invested in the security: .9% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,399,982 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,399,982 Security Item 26. The name of the issuer: BNP Paribas Finance Inc Item 27. The title of the issue (including coupon or yield): BNP Paribas Finance Inc, 0.2% Item 28. The CUSIP (optional): 0556N1J46 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-04 Item 36. The final legal maturity date: 2014-09-04 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,300,000 Item 41. Total current amortized cost: $2,299,961.67 Item 42. The percentage of the money market fund's net assets invested in the security: .87% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,299,961.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,299,961.67 Security Item 26. The name of the issuer: BNP Paribas Finance Inc Item 27. The title of the issue (including coupon or yield): BNP Paribas Finance Inc, 0.21% Item 28. The CUSIP (optional): 0556N1J53 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-05 Item 36. The final legal maturity date: 2014-09-05 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,953.33 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,953.33 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,953.33 Security Item 26. The name of the issuer: BNP Paribas Finance Inc Item 27. The title of the issue (including coupon or yield): BNP Paribas Finance Inc, 0.22% Item 28. The CUSIP (optional): 0556N1LS0 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-26 Item 36. The final legal maturity date: 2014-11-26 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,998,948.89 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,998,948.89 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,998,948.89 Security Item 26. The name of the issuer: Brown-Forman Corp Item 27. The title of the issue (including coupon or yield): Brown-Forman Corp, 0.12% Item 28. The CUSIP (optional): 11563WJA4 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-10 Item 36. The final legal maturity date: 2014-09-10 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,934 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,934 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,934 Security Item 26. The name of the issuer: Brown-Forman Corp Item 27. The title of the issue (including coupon or yield): Brown-Forman Corp, 0.11% Item 28. The CUSIP (optional): 11563WJH9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-17 Item 36. The final legal maturity date: 2014-09-17 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,600,000 Item 41. Total current amortized cost: $1,599,925.33 Item 42. The percentage of the money market fund's net assets invested in the security: .6% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,599,925.33 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,599,925.33 Security Item 26. The name of the issuer: CAFCO LLC Item 27. The title of the issue (including coupon or yield): CAFCO LLC, 0.12% Item 28. The CUSIP (optional): 12476FJ80 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,000,000 Item 41. Total current amortized cost: $999,976.67 Item 42. The percentage of the money market fund's net assets invested in the security: .38% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $999,976.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $999,976.67 Security Item 26. The name of the issuer: CAFCO LLC Item 27. The title of the issue (including coupon or yield): CAFCO LLC, 0.14% Item 28. The CUSIP (optional): 12476FJR8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-25 Item 36. The final legal maturity date: 2014-09-25 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,813.33 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,813.33 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,813.33 Security Item 26. The name of the issuer: CAFCO LLC Item 27. The title of the issue (including coupon or yield): CAFCO LLC, 0.17% Item 28. The CUSIP (optional): 12476FL38 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-03 Item 36. The final legal maturity date: 2014-11-03 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,400,000 Item 41. Total current amortized cost: $2,399,286 Item 42. The percentage of the money market fund's net assets invested in the security: .9% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,399,286 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,399,286 Security Item 26. The name of the issuer: California Statewide Communities Development Authority Item 27. The title of the issue (including coupon or yield): California Statewide Communities Development Authority, 0.13% Item 28. The CUSIP (optional): 13077V4Z2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $250,000 Item 41. Total current amortized cost: $250,000 Item 42. The percentage of the money market fund's net assets invested in the security: .09% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $250,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $250,000 Security Item 26. The name of the issuer: Chrysler Capital Auto Receivables Trust 2014-A Item 27. The title of the issue (including coupon or yield): Chrysler Capital Auto Receivables Trust 2014-A, 0.2% Item 28. The CUSIP (optional): 17119XAA7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-03-16 Item 36. The final legal maturity date: 2015-03-16 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $145,492.16 Item 41. Total current amortized cost: $145,492.16 Item 42. The percentage of the money market fund's net assets invested in the security: .05% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $145,492.16 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $145,492.16 Security Item 26. The name of the issuer: CIT Equipment Collateral 2013-VT1 Item 27. The title of the issue (including coupon or yield): CIT Equipment Collateral 2013-VT1, 0.3% Item 28. The CUSIP (optional): 12558DAA0 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-20 Item 36. The final legal maturity date: 2014-11-20 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $100,251.01 Item 41. Total current amortized cost: $100,251.01 Item 42. The percentage of the money market fund's net assets invested in the security: .04% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $100,251.01 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $100,251.01 Security Item 26. The name of the issuer: Citibank NA Item 27. The title of the issue (including coupon or yield): Citibank NA, 0.18% Item 28. The CUSIP (optional): 17304UWD8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Certificate of Deposit
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-20 Item 36. The final legal maturity date: 2014-10-20 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $2,000,000 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,000,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,000,000 Security Item 26. The name of the issuer: City of Colorado Springs CO Utilities System Revenue Item 27. The title of the issue (including coupon or yield): City of Colorado Springs CO Utilities System Revenue, 0.15% Item 28. The CUSIP (optional): 1966302Z9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,600,000 Item 41. Total current amortized cost: $1,600,000 Item 42. The percentage of the money market fund's net assets invested in the security: .6% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,600,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,600,000 Security Item 26. The name of the issuer: City of Raleigh NC Item 27. The title of the issue (including coupon or yield): City of Raleigh NC, 0.15% Item 28. The CUSIP (optional): 751093FM2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $840,000 Item 41. Total current amortized cost: $840,000 Item 42. The percentage of the money market fund's net assets invested in the security: .32% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $840,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $840,000 Security Item 26. The name of the issuer: CNH Equipment Trust 2014-A Item 27. The title of the issue (including coupon or yield): CNH Equipment Trust 2014-A, 0.2% Item 28. The CUSIP (optional): 12591BAA3 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-02-17 Item 36. The final legal maturity date: 2015-02-17 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $809,539.01 Item 41. Total current amortized cost: $809,539.01 Item 42. The percentage of the money market fund's net assets invested in the security: .3% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $809,539.01 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $809,539.01 Security Item 26. The name of the issuer: Collateralized Commercial Paper Co LLC Item 27. The title of the issue (including coupon or yield): Collateralized Commercial Paper Co LLC, 0.15% Item 28. The CUSIP (optional): 19422GK60 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-06 Item 36. The final legal maturity date: 2014-10-06 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,700,000 Item 41. Total current amortized cost: $1,699,752.08 Item 42. The percentage of the money market fund's net assets invested in the security: .64% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,699,752.08 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,699,752.08 Security Item 26. The name of the issuer: Collateralized Commercial Paper Co LLC Item 27. The title of the issue (including coupon or yield): Collateralized Commercial Paper Co LLC, 0.2% Item 28. The CUSIP (optional): 19422GLQ5 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-24 Item 36. The final legal maturity date: 2014-11-24 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,066.67 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,066.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,066.67 Security Item 26. The name of the issuer: Collateralized Commercial Paper Co LLC Item 27. The title of the issue (including coupon or yield): Collateralized Commercial Paper Co LLC, 0.2% Item 28. The CUSIP (optional): 19422GM50 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-12-05 Item 36. The final legal maturity date: 2014-12-05 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,998,944.44 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,998,944.44 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,998,944.44 Security Item 26. The name of the issuer: Colorado Housing & Finance Authority Item 27. The title of the issue (including coupon or yield): Colorado Housing & Finance Authority, 0.1% Item 28. The CUSIP (optional): 196479MG1 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $900,000 Item 41. Total current amortized cost: $900,000 Item 42. The percentage of the money market fund's net assets invested in the security: .34% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $900,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $900,000 Security Item 26. The name of the issuer: Corp Andina de Fomento Item 27. The title of the issue (including coupon or yield): Corp Andina de Fomento, 0.24% Item 28. The CUSIP (optional): 2198X3LE5 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-14 Item 36. The final legal maturity date: 2014-11-14 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,198,914.67 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,198,914.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,198,914.67 Security Item 26. The name of the issuer: Credit Suisse/New York NY Item 27. The title of the issue (including coupon or yield): Credit Suisse/New York NY, 0.27% Item 28. The CUSIP (optional): 2254EBJF9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-15 Item 36. The final legal maturity date: 2014-09-15 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,800,000 Item 41. Total current amortized cost: $1,799,811 Item 42. The percentage of the money market fund's net assets invested in the security: .68% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,799,811 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,799,811 Security Item 26. The name of the issuer: Credit Suisse/New York NY Item 27. The title of the issue (including coupon or yield): Credit Suisse/New York NY, 0.21% Item 28. The CUSIP (optional): 2254EBJH5 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-17 Item 36. The final legal maturity date: 2014-09-17 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,813.33 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,813.33 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,813.33 Security Item 26. The name of the issuer: Credit Suisse/New York NY Item 27. The title of the issue (including coupon or yield): Credit Suisse/New York NY, 0.22% Item 28. The CUSIP (optional): 2254EBL58 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-05 Item 36. The final legal maturity date: 2014-11-05 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,100,000 Item 41. Total current amortized cost: $2,099,165.83 Item 42. The percentage of the money market fund's net assets invested in the security: .79% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,099,165.83 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,099,165.83 Security Item 26. The name of the issuer: Dealers Capital Access Trust Inc Item 27. The title of the issue (including coupon or yield): Dealers Capital Access Trust Inc, 0.21% Item 28. The CUSIP (optional): 24023HJC0 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-12 Item 36. The final legal maturity date: 2014-09-12 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,871.67 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,871.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,871.67 Security Item 26. The name of the issuer: Dealers Capital Access Trust Inc Item 27. The title of the issue (including coupon or yield): Dealers Capital Access Trust Inc, 0.21% Item 28. The CUSIP (optional): 24023HJG1 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-16 Item 36. The final legal maturity date: 2014-09-16 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,807.5 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,807.5 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,807.5 Security Item 26. The name of the issuer: Dealers Capital Access Trust Inc Item 27. The title of the issue (including coupon or yield): Dealers Capital Access Trust Inc, 0.21% Item 28. The CUSIP (optional): 24023HJP1 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-23 Item 36. The final legal maturity date: 2014-09-23 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,743.34 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,743.34 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,743.34 Security Item 26. The name of the issuer: Dell Equipment Finance Trust 2014-1 Item 27. The title of the issue (including coupon or yield): Dell Equipment Finance Trust 2014-1, 0.26% Item 28. The CUSIP (optional): 24702KAA4 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-08-14 Item 36. The final legal maturity date: 2015-08-14 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,393,331.48 Item 41. Total current amortized cost: $1,393,331.48 Item 42. The percentage of the money market fund's net assets invested in the security: .52% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,393,331.48 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,393,331.48 Security Item 26. The name of the issuer: Deutsche Bank Repurchase Agreement Item 27. The title of the issue (including coupon or yield): Deutsche Bank Repurchase Agreement, 0.05% Item 28. The CUSIP (optional): [Not Provided] Item 29. Other unique identifier (optional): RP082914G Item 30. The CIK of the issuer (optional): 800178 Item 31. The category of investment: Government Agency Repurchase Agreement
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $13,025,000 Item 41. Total current amortized cost: $13,025,000 Item 42. The percentage of the money market fund's net assets invested in the security: 4.9% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $13,025,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $13,025,000 Security Item 26. The name of the issuer: Deutsche Money Market Series Item 27. The title of the issue (including coupon or yield): Deutsche Money Market Series, 0.05% Item 28. The CUSIP (optional): 23337T201 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Investment Company
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $4,800,000 Item 41. Total current amortized cost: $4,800,000 Item 42. The percentage of the money market fund's net assets invested in the security: 1.81% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $4,800,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $4,800,000 Security Item 26. The name of the issuer: Enterprise Fleet Financing LLC Item 27. The title of the issue (including coupon or yield): Enterprise Fleet Financing LLC, 0.25% Item 28. The CUSIP (optional): 29372EBD9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-08-20 Item 36. The final legal maturity date: 2015-08-20 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,000,000 Item 41. Total current amortized cost: $1,000,000 Item 42. The percentage of the money market fund's net assets invested in the security: .38% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,000,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,000,000 Security Item 26. The name of the issuer: Fairway Finance LLC Item 27. The title of the issue (including coupon or yield): Fairway Finance LLC, 0.14% Item 28. The CUSIP (optional): 30601WK81 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-08 Item 36. The final legal maturity date: 2014-10-08 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,300,000 Item 41. Total current amortized cost: $1,299,812.94 Item 42. The percentage of the money market fund's net assets invested in the security: .49% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,299,812.94 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,299,812.94 Security Item 26. The name of the issuer: Fairway Finance LLC Item 27. The title of the issue (including coupon or yield): Fairway Finance LLC, 0.14% Item 28. The CUSIP (optional): 30601WK99 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-09 Item 36. The final legal maturity date: 2014-10-09 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,674.89 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,674.89 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,674.89 Security Item 26. The name of the issuer: Fifth Third Auto Trust 2014-1 Item 27. The title of the issue (including coupon or yield): Fifth Third Auto Trust 2014-1, 0.2% Item 28. The CUSIP (optional): 31679JAA1 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-03-16 Item 36. The final legal maturity date: 2015-03-16 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $218,548.35 Item 41. Total current amortized cost: $218,548.35 Item 42. The percentage of the money market fund's net assets invested in the security: .08% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $218,548.35 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $218,548.35 Security Item 26. The name of the issuer: GDF Suez Item 27. The title of the issue (including coupon or yield): GDF Suez, 0.19% Item 28. The CUSIP (optional): 36161BK60 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-06 Item 36. The final legal maturity date: 2014-10-06 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,900,000 Item 41. Total current amortized cost: $1,899,649.03 Item 42. The percentage of the money market fund's net assets invested in the security: .72% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,899,649.03 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,899,649.03 Security Item 26. The name of the issuer: GDF Suez Item 27. The title of the issue (including coupon or yield): GDF Suez, 0.2% Item 28. The CUSIP (optional): 36161BKE3 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-14 Item 36. The final legal maturity date: 2014-10-14 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,522.22 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,522.22 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,522.22 Security Item 26. The name of the issuer: GDF Suez Item 27. The title of the issue (including coupon or yield): GDF Suez, 0.16% Item 28. The CUSIP (optional): 36161BKT0 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-27 Item 36. The final legal maturity date: 2014-10-27 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,700,000 Item 41. Total current amortized cost: $1,699,576.89 Item 42. The percentage of the money market fund's net assets invested in the security: .64% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,699,576.89 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,699,576.89 Security Item 26. The name of the issuer: GDF Suez Item 27. The title of the issue (including coupon or yield): GDF Suez, 0.21% Item 28. The CUSIP (optional): 36161BLJ1 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-18 Item 36. The final legal maturity date: 2014-11-18 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,100,000 Item 41. Total current amortized cost: $1,099,499.5 Item 42. The percentage of the money market fund's net assets invested in the security: .41% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,099,499.5 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,099,499.5 Security Item 26. The name of the issuer: GE Equipment Small Ticket LLC Series 2014-1 Item 27. The title of the issue (including coupon or yield): GE Equipment Small Ticket LLC Series 2014-1, 0.25% Item 28. The CUSIP (optional): 36163LAA8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-04-24 Item 36. The final legal maturity date: 2015-04-24 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $497,956.94 Item 41. Total current amortized cost: $497,956.94 Item 42. The percentage of the money market fund's net assets invested in the security: .19% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $497,956.94 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $497,956.94 Security Item 26. The name of the issuer: GE Equipment Transportation LLC Series 2014-1 Item 27. The title of the issue (including coupon or yield): GE Equipment Transportation LLC Series 2014-1, 0.2% Item 28. The CUSIP (optional): 36163NAA4 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-06-23 Item 36. The final legal maturity date: 2015-06-23 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,055,459.53 Item 41. Total current amortized cost: $1,055,459.53 Item 42. The percentage of the money market fund's net assets invested in the security: .4% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,055,459.53 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,055,459.53 Security Item 26. The name of the issuer: GM Financial Automobile Leasing Trust 2014-1 Item 27. The title of the issue (including coupon or yield): GM Financial Automobile Leasing Trust 2014-1, 0.25% Item 28. The CUSIP (optional): 361894AA6 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-04-20 Item 36. The final legal maturity date: 2015-04-20 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $228,599.97 Item 41. Total current amortized cost: $228,599.97 Item 42. The percentage of the money market fund's net assets invested in the security: .09% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $228,599.97 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $228,599.97 Security Item 26. The name of the issuer: Gotham Funding Corp Item 27. The title of the issue (including coupon or yield): Gotham Funding Corp, 0.14% Item 28. The CUSIP (optional): 38346MJB1 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-11 Item 36. The final legal maturity date: 2014-09-11 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,500,000 Item 41. Total current amortized cost: $1,499,941.67 Item 42. The percentage of the money market fund's net assets invested in the security: .56% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,499,941.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,499,941.67 Security Item 26. The name of the issuer: Gotham Funding Corp Item 27. The title of the issue (including coupon or yield): Gotham Funding Corp, 0.14% Item 28. The CUSIP (optional): 38346MJR6 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-25 Item 36. The final legal maturity date: 2014-09-25 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,794.67 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,794.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,794.67 Security Item 26. The name of the issuer: Gotham Funding Corp Item 27. The title of the issue (including coupon or yield): Gotham Funding Corp, 0.15% Item 28. The CUSIP (optional): 38346MKA1 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-10 Item 36. The final legal maturity date: 2014-10-10 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,675 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,675 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,675 Security Item 26. The name of the issuer: GreatAmerica Leasing Receivables Item 27. The title of the issue (including coupon or yield): GreatAmerica Leasing Receivables, 0.25% Item 28. The CUSIP (optional): 39153VBN3 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-03-15 Item 36. The final legal maturity date: 2015-03-15 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $561,687.85 Item 41. Total current amortized cost: $561,687.85 Item 42. The percentage of the money market fund's net assets invested in the security: .21% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $561,687.85 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $561,687.85 Security Item 26. The name of the issuer: Housing Development Corp/NY Item 27. The title of the issue (including coupon or yield): Housing Development Corp/NY, 0.06% Item 28. The CUSIP (optional): 64970HBB9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,350,000 Item 41. Total current amortized cost: $2,350,000 Item 42. The percentage of the money market fund's net assets invested in the security: .88% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,350,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,350,000 Security Item 26. The name of the issuer: Housing Development Corp/NY Item 27. The title of the issue (including coupon or yield): Housing Development Corp/NY, 0.06% Item 28. The CUSIP (optional): 64970HBG8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,420,000 Item 41. Total current amortized cost: $1,420,000 Item 42. The percentage of the money market fund's net assets invested in the security: .53% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,420,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,420,000 Security Item 26. The name of the issuer: HSBC USA Inc Item 27. The title of the issue (including coupon or yield): HSBC USA Inc, 0.24% Item 28. The CUSIP (optional): 40427SJF7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-15 Item 36. The final legal maturity date: 2014-09-15 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,813.33 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,813.33 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,813.33 Security Item 26. The name of the issuer: Hyundai Auto Lease Securitization Trust 2014-A Item 27. The title of the issue (including coupon or yield): Hyundai Auto Lease Securitization Trust 2014-A, 0.2% Item 28. The CUSIP (optional): 44890TAA5 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-03-16 Item 36. The final legal maturity date: 2015-03-16 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $454,510.41 Item 41. Total current amortized cost: $454,510.41 Item 42. The percentage of the money market fund's net assets invested in the security: .17% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $454,510.41 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $454,510.41 Security Item 26. The name of the issuer: Hyundai Auto Receivables Trust 2014-A Item 27. The title of the issue (including coupon or yield): Hyundai Auto Receivables Trust 2014-A, 0.2% Item 28. The CUSIP (optional): 44890RAA9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-02-17 Item 36. The final legal maturity date: 2015-02-17 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $35,222.76 Item 41. Total current amortized cost: $35,222.76 Item 42. The percentage of the money market fund's net assets invested in the security: .01% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $35,222.76 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $35,222.76 Security Item 26. The name of the issuer: ING US Funding LLC Item 27. The title of the issue (including coupon or yield): ING US Funding LLC, 0.22% Item 28. The CUSIP (optional): 4497W1J31 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-03 Item 36. The final legal maturity date: 2014-09-03 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,973.11 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,973.11 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,973.11 Security Item 26. The name of the issuer: ING US Funding LLC Item 27. The title of the issue (including coupon or yield): ING US Funding LLC, 0.2% Item 28. The CUSIP (optional): 4497W1K13 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-01 Item 36. The final legal maturity date: 2014-10-01 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,300,000 Item 41. Total current amortized cost: $2,299,616.67 Item 42. The percentage of the money market fund's net assets invested in the security: .87% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,299,616.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,299,616.67 Security Item 26. The name of the issuer: ING US Funding LLC Item 27. The title of the issue (including coupon or yield): ING US Funding LLC, 0.23% Item 28. The CUSIP (optional): 4497W1LA2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-10 Item 36. The final legal maturity date: 2014-11-10 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,105.55 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,105.55 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,105.55 Security Item 26. The name of the issuer: Iowa Finance Authority Item 27. The title of the issue (including coupon or yield): Iowa Finance Authority, 0.12% Item 28. The CUSIP (optional): 462467CH2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $700,000 Item 41. Total current amortized cost: $700,000 Item 42. The percentage of the money market fund's net assets invested in the security: .26% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $700,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $700,000 Security Item 26. The name of the issuer: John Deere Financial Ltd Item 27. The title of the issue (including coupon or yield): John Deere Financial Ltd, 0.08% Item 28. The CUSIP (optional): 24423NK23 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-02 Item 36. The final legal maturity date: 2014-10-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,862.22 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,862.22 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,862.22 Security Item 26. The name of the issuer: JP Morgan Chase Bank NA Item 27. The title of the issue (including coupon or yield): JP Morgan Chase Bank NA, 0.42% Item 28. The CUSIP (optional): 48125LAA0 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-22 Item 36. The final legal maturity date: 2014-09-22 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $2,000,000 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,000,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,000,000 Security Item 26. The name of the issuer: JP Morgan Securities LLC Item 27. The title of the issue (including coupon or yield): JP Morgan Securities LLC, 0.18% Item 28. The CUSIP (optional): 46640QKQ3 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-24 Item 36. The final legal maturity date: 2014-10-24 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,470 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,470 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,470 Security Item 26. The name of the issuer: Liberty Street Funding LLC Item 27. The title of the issue (including coupon or yield): Liberty Street Funding LLC, 0.15% Item 28. The CUSIP (optional): 53127UJ27 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,990.83 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,990.83 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,990.83 Security Item 26. The name of the issuer: Liberty Street Funding LLC Item 27. The title of the issue (including coupon or yield): Liberty Street Funding LLC, 0.15% Item 28. The CUSIP (optional): 53127UK17 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-01 Item 36. The final legal maturity date: 2014-10-01 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,750 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,750 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,750 Security Item 26. The name of the issuer: Liberty Street Funding LLC Item 27. The title of the issue (including coupon or yield): Liberty Street Funding LLC, 0.16% Item 28. The CUSIP (optional): 53127UK33 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-03 Item 36. The final legal maturity date: 2014-10-03 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,715.56 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,715.56 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,715.56 Security Item 26. The name of the issuer: Luzerne County Industrial Development Authority Item 27. The title of the issue (including coupon or yield): Luzerne County Industrial Development Authority, 0.2% Item 28. The CUSIP (optional): 550725BZ7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $770,000 Item 41. Total current amortized cost: $770,000 Item 42. The percentage of the money market fund's net assets invested in the security: .29% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $770,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $770,000 Security Item 26. The name of the issuer: Macquarie Equipment Funding Trust Item 27. The title of the issue (including coupon or yield): Macquarie Equipment Funding Trust, 0.26% Item 28. The CUSIP (optional): 55610AAA1 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-09-21 Item 36. The final legal maturity date: 2015-09-21 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,500,000 Item 41. Total current amortized cost: $1,500,000 Item 42. The percentage of the money market fund's net assets invested in the security: .56% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,500,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,500,000 Security Item 26. The name of the issuer: Manhattan Asset Funding Co LLC Item 27. The title of the issue (including coupon or yield): Manhattan Asset Funding Co LLC, 0.15% Item 28. The CUSIP (optional): 56274MJ52 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-05 Item 36. The final legal maturity date: 2014-09-05 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,966.67 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,966.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,966.67 Security Item 26. The name of the issuer: Manhattan Asset Funding Co LLC Item 27. The title of the issue (including coupon or yield): Manhattan Asset Funding Co LLC, 0.17% Item 28. The CUSIP (optional): 56274MJH6 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-17 Item 36. The final legal maturity date: 2014-09-17 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,848.89 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,848.89 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,848.89 Security Item 26. The name of the issuer: Manhattan Asset Funding Co LLC Item 27. The title of the issue (including coupon or yield): Manhattan Asset Funding Co LLC, 0.2% Item 28. The CUSIP (optional): 56274MJS2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-26 Item 36. The final legal maturity date: 2014-09-26 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,722.22 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,722.22 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,722.22 Security Item 26. The name of the issuer: Memorial Health System/IL Item 27. The title of the issue (including coupon or yield): Memorial Health System/IL, 0.1% Item 28. The CUSIP (optional): 586016AP2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $300,000 Item 41. Total current amortized cost: $300,000 Item 42. The percentage of the money market fund's net assets invested in the security: .11% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $300,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $300,000 Security Item 26. The name of the issuer: Mercedes Benz Auto Lease Trust 2014-A Item 27. The title of the issue (including coupon or yield): Mercedes Benz Auto Lease Trust 2014-A, 0.2% Item 28. The CUSIP (optional): 58768EAA7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-04-15 Item 36. The final legal maturity date: 2015-04-15 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $653,208.28 Item 41. Total current amortized cost: $653,208.28 Item 42. The percentage of the money market fund's net assets invested in the security: .25% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $653,208.28 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $653,208.28 Security Item 26. The name of the issuer: MetLife Funding Inc Item 27. The title of the issue (including coupon or yield): MetLife Funding Inc, 0.1% Item 28. The CUSIP (optional): 59087BKM8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-21 Item 36. The final legal maturity date: 2014-10-21 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? Yes
Item 40. Total principal amount of the security held by the series: $1,900,000 Item 41. Total current amortized cost: $1,899,736.11 Item 42. The percentage of the money market fund's net assets invested in the security: .72% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,899,736.11 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,899,736.11 Security Item 26. The name of the issuer: MetLife Inc Item 27. The title of the issue (including coupon or yield): MetLife Inc, 0.3% Item 28. The CUSIP (optional): [Not Provided] Item 29. Other unique identifier (optional): METFUND70 Item 30. The CIK of the issuer (optional): 937834 Item 31. The category of investment: Insurance Company Funding Agreement
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-17 Item 36. The final legal maturity date: 2014-11-17 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $2,000,000 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? Yes Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,000,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,000,000 Security Item 26. The name of the issuer: Minnesota Housing Finance Agency Item 27. The title of the issue (including coupon or yield): Minnesota Housing Finance Agency, 0.15% Item 28. The CUSIP (optional): 60415NM33 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,400,000 Item 41. Total current amortized cost: $1,400,000 Item 42. The percentage of the money market fund's net assets invested in the security: .53% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,400,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,400,000 Security Item 26. The name of the issuer: Mitsubishi UFJ Trust & Banking Corp/NY Item 27. The title of the issue (including coupon or yield): Mitsubishi UFJ Trust & Banking Corp/NY, 0.2% Item 28. The CUSIP (optional): 60682XKG0 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-16 Item 36. The final legal maturity date: 2014-10-16 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,500 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,500 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,500 Security Item 26. The name of the issuer: Mitsubishi UFJ Trust & Banking Corp/NY Item 27. The title of the issue (including coupon or yield): Mitsubishi UFJ Trust & Banking Corp/NY, 0.2% Item 28. The CUSIP (optional): 60682XLK0 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-19 Item 36. The final legal maturity date: 2014-11-19 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,900,000 Item 41. Total current amortized cost: $1,899,166.11 Item 42. The percentage of the money market fund's net assets invested in the security: .72% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,899,166.11 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,899,166.11 Security Item 26. The name of the issuer: Mizuho Funding LLC Item 27. The title of the issue (including coupon or yield): Mizuho Funding LLC, 0.2% Item 28. The CUSIP (optional): 60688GK71 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-07 Item 36. The final legal maturity date: 2014-10-07 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,560 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,560 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,560 Security Item 26. The name of the issuer: Mizuho Funding LLC Item 27. The title of the issue (including coupon or yield): Mizuho Funding LLC, 0.19% Item 28. The CUSIP (optional): 60688GKH9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-17 Item 36. The final legal maturity date: 2014-10-17 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,514.44 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,514.44 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,514.44 Security Item 26. The name of the issuer: Mizuho Funding LLC Item 27. The title of the issue (including coupon or yield): Mizuho Funding LLC, 0.21% Item 28. The CUSIP (optional): 60688GLE5 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-14 Item 36. The final legal maturity date: 2014-11-14 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,136.67 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,136.67 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,136.67 Security Item 26. The name of the issuer: Morgan Stanley Institutional Liquidity Funds - Government Portfolio Item 27. The title of the issue (including coupon or yield): Morgan Stanley Institutional Liquidity Funds - Government Portfolio, 0.04% Item 28. The CUSIP (optional): 61747C707 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Investment Company
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,990,000 Item 41. Total current amortized cost: $2,990,000 Item 42. The percentage of the money market fund's net assets invested in the security: 1.13% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,990,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,990,000 Security Item 26. The name of the issuer: MUFG Union Bank NA Item 27. The title of the issue (including coupon or yield): MUFG Union Bank NA, 0.21% Item 28. The CUSIP (optional): 90526NLH6 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-17 Item 36. The final legal maturity date: 2014-11-17 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,100,000 Item 41. Total current amortized cost: $2,099,056.75 Item 42. The percentage of the money market fund's net assets invested in the security: .79% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,099,056.75 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,099,056.75 Security Item 26. The name of the issuer: National Rural Utilities Cooperative Finance Corp Item 27. The title of the issue (including coupon or yield): National Rural Utilities Cooperative Finance Corp, 0.09% Item 28. The CUSIP (optional): 63743DJ28 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,995 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,995 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,995 Security Item 26. The name of the issuer: National Rural Utilities Cooperative Finance Corp Item 27. The title of the issue (including coupon or yield): National Rural Utilities Cooperative Finance Corp, 0.09% Item 28. The CUSIP (optional): 63743DJA0 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-10 Item 36. The final legal maturity date: 2014-09-10 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,700,000 Item 41. Total current amortized cost: $1,699,961.75 Item 42. The percentage of the money market fund's net assets invested in the security: .64% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,699,961.75 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,699,961.75 Security Item 26. The name of the issuer: National Rural Utilities Cooperative Finance Corp Item 27. The title of the issue (including coupon or yield): National Rural Utilities Cooperative Finance Corp, 0.09% Item 28. The CUSIP (optional): 63743DJQ5 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-24 Item 36. The final legal maturity date: 2014-09-24 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,885 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,885 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,885 Security Item 26. The name of the issuer: New York Life Global Item 27. The title of the issue (including coupon or yield): New York Life Global, 0.22% Item 28. The CUSIP (optional): [Not Provided] Item 29. Other unique identifier (optional): FUNDNYL90 Item 30. The CIK of the issuer (optional): 71633 Item 31. The category of investment: Insurance Company Funding Agreement
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-03 Item 36. The final legal maturity date: 2014-11-03 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $2,000,000 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? Yes Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,000,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,000,000 Security Item 26. The name of the issuer: New York State Housing Finance Agency Item 27. The title of the issue (including coupon or yield): New York State Housing Finance Agency, 0.07% Item 28. The CUSIP (optional): 64986MJ63 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $900,000 Item 41. Total current amortized cost: $900,000 Item 42. The percentage of the money market fund's net assets invested in the security: .34% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $900,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $900,000 Security Item 26. The name of the issuer: New York State Housing Finance Agency Item 27. The title of the issue (including coupon or yield): New York State Housing Finance Agency, 0.07% Item 28. The CUSIP (optional): 64986MJ89 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,300,000 Item 41. Total current amortized cost: $1,300,000 Item 42. The percentage of the money market fund's net assets invested in the security: .49% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,300,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,300,000 Security Item 26. The name of the issuer: New York State Housing Finance Agency Item 27. The title of the issue (including coupon or yield): New York State Housing Finance Agency, 0.2% Item 28. The CUSIP (optional): 64986MM36 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,700,000 Item 41. Total current amortized cost: $1,700,000 Item 42. The percentage of the money market fund's net assets invested in the security: .64% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,700,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,700,000 Security Item 26. The name of the issuer: New York State Housing Finance Agency Item 27. The title of the issue (including coupon or yield): New York State Housing Finance Agency, 0.11% Item 28. The CUSIP (optional): 64986MQR9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,560,000 Item 41. Total current amortized cost: $1,560,000 Item 42. The percentage of the money market fund's net assets invested in the security: .59% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,560,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,560,000 Security Item 26. The name of the issuer: Nieuw Amsterdam Receivables Corp Item 27. The title of the issue (including coupon or yield): Nieuw Amsterdam Receivables Corp, 0.15% Item 28. The CUSIP (optional): 65409SKG2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-16 Item 36. The final legal maturity date: 2014-10-16 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,700,000 Item 41. Total current amortized cost: $1,699,681.25 Item 42. The percentage of the money market fund's net assets invested in the security: .64% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,699,681.25 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,699,681.25 Security Item 26. The name of the issuer: Nieuw Amsterdam Receivables Corp Item 27. The title of the issue (including coupon or yield): Nieuw Amsterdam Receivables Corp, 0.16% Item 28. The CUSIP (optional): 65409SL30 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-03 Item 36. The final legal maturity date: 2014-11-03 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,440 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,440 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,440 Security Item 26. The name of the issuer: Nieuw Amsterdam Receivables Corp Item 27. The title of the issue (including coupon or yield): Nieuw Amsterdam Receivables Corp, 0.15% Item 28. The CUSIP (optional): 65409SL63 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-06 Item 36. The final legal maturity date: 2014-11-06 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,395 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,395 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,395 Security Item 26. The name of the issuer: Nordea Bank AB Item 27. The title of the issue (including coupon or yield): Nordea Bank AB, 0.18% Item 28. The CUSIP (optional): 65558GJ20 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,989 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,989 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,989 Security Item 26. The name of the issuer: Oglethorpe Power Corp Item 27. The title of the issue (including coupon or yield): Oglethorpe Power Corp, 0.14% Item 28. The CUSIP (optional): 67705BK76 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-07 Item 36. The final legal maturity date: 2014-10-07 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,720 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,720 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,720 Security Item 26. The name of the issuer: Oglethorpe Power Corp Item 27. The title of the issue (including coupon or yield): Oglethorpe Power Corp, 0.13% Item 28. The CUSIP (optional): 67705BKA9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-10 Item 36. The final legal maturity date: 2014-10-10 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,900,000 Item 41. Total current amortized cost: $1,899,732.42 Item 42. The percentage of the money market fund's net assets invested in the security: .72% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,899,732.42 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,899,732.42 Security Item 26. The name of the issuer: Ohio Higher Educational Facility Commission Item 27. The title of the issue (including coupon or yield): Ohio Higher Educational Facility Commission, 0.13% Item 28. The CUSIP (optional): 67756BVK3 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,000,000 Item 41. Total current amortized cost: $1,000,000 Item 42. The percentage of the money market fund's net assets invested in the security: .38% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,000,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,000,000 Security Item 26. The name of the issuer: Oversea-Chinese Banking Corp Ltd Item 27. The title of the issue (including coupon or yield): Oversea-Chinese Banking Corp Ltd, 0.19% Item 28. The CUSIP (optional): 69033RJ31 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-03 Item 36. The final legal maturity date: 2014-09-03 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,300,000 Item 41. Total current amortized cost: $1,299,986.28 Item 42. The percentage of the money market fund's net assets invested in the security: .49% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,299,986.28 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,299,986.28 Security Item 26. The name of the issuer: Oversea-Chinese Banking Corp Ltd Item 27. The title of the issue (including coupon or yield): Oversea-Chinese Banking Corp Ltd, 0.19% Item 28. The CUSIP (optional): 69033RK13 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-01 Item 36. The final legal maturity date: 2014-10-01 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,683.33 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,683.33 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,683.33 Security Item 26. The name of the issuer: Prudential Funding LLC Item 27. The title of the issue (including coupon or yield): Prudential Funding LLC, 0.07% Item 28. The CUSIP (optional): 74433HJ88 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,972.78 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,972.78 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,972.78 Security Item 26. The name of the issuer: Rabobank USA Financial Corp Item 27. The title of the issue (including coupon or yield): Rabobank USA Financial Corp, 0.21% Item 28. The CUSIP (optional): 74977LN52 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-01-05 Item 36. The final legal maturity date: 2015-01-05 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,998,530 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,998,530 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,998,530 Security Item 26. The name of the issuer: Reckitt Benckiser Treasury Services PLC Item 27. The title of the issue (including coupon or yield): Reckitt Benckiser Treasury Services PLC, 0.22% Item 28. The CUSIP (optional): 7562E1LR3 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-25 Item 36. The final legal maturity date: 2014-11-25 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,300,000 Item 41. Total current amortized cost: $2,298,805.28 Item 42. The percentage of the money market fund's net assets invested in the security: .87% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,298,805.28 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,298,805.28 Security Item 26. The name of the issuer: Regency Markets No. 1 LLC Item 27. The title of the issue (including coupon or yield): Regency Markets No. 1 LLC, 0.13% Item 28. The CUSIP (optional): 7588R1JA4 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-10 Item 36. The final legal maturity date: 2014-09-10 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,700,000 Item 41. Total current amortized cost: $1,699,944.75 Item 42. The percentage of the money market fund's net assets invested in the security: .64% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,699,944.75 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,699,944.75 Security Item 26. The name of the issuer: Regency Markets No. 1 LLC Item 27. The title of the issue (including coupon or yield): Regency Markets No. 1 LLC, 0.14% Item 28. The CUSIP (optional): 7588R1JF3 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-15 Item 36. The final legal maturity date: 2014-09-15 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,880.22 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,880.22 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,880.22 Security Item 26. The name of the issuer: Regency Markets No. 1 LLC Item 27. The title of the issue (including coupon or yield): Regency Markets No. 1 LLC, 0.12% Item 28. The CUSIP (optional): 7588R1JR7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-25 Item 36. The final legal maturity date: 2014-09-25 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,824 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,824 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,824 Security Item 26. The name of the issuer: Rowan County Industrial Facilities & Pollution Control Financing Authority Item 27. The title of the issue (including coupon or yield): Rowan County Industrial Facilities & Pollution Control Financing Authority, 0.2% Item 28. The CUSIP (optional): 779465BL6 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $310,000 Item 41. Total current amortized cost: $310,000 Item 42. The percentage of the money market fund's net assets invested in the security: .12% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $310,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $310,000 Security Item 26. The name of the issuer: Sanofi Item 27. The title of the issue (including coupon or yield): Sanofi, 0.1% Item 28. The CUSIP (optional): 8010M3J50 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-05 Item 36. The final legal maturity date: 2014-09-05 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,977.78 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,977.78 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,977.78 Security Item 26. The name of the issuer: Santander Drive Auto Receivables Trust 2014-2 Item 27. The title of the issue (including coupon or yield): Santander Drive Auto Receivables Trust 2014-2, 0.25% Item 28. The CUSIP (optional): 80283WAA7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-05-15 Item 36. The final legal maturity date: 2015-05-15 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $861,362.02 Item 41. Total current amortized cost: $861,362.02 Item 42. The percentage of the money market fund's net assets invested in the security: .32% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $861,362.02 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $861,362.02 Security Item 26. The name of the issuer: Sheffield Receivables Corp Item 27. The title of the issue (including coupon or yield): Sheffield Receivables Corp, 0.16% Item 28. The CUSIP (optional): 82124MJ92 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-09 Item 36. The final legal maturity date: 2014-09-09 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,400,000 Item 41. Total current amortized cost: $1,399,950.22 Item 42. The percentage of the money market fund's net assets invested in the security: .53% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,399,950.22 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,399,950.22 Security Item 26. The name of the issuer: Sheffield Receivables Corp Item 27. The title of the issue (including coupon or yield): Sheffield Receivables Corp, 0.15% Item 28. The CUSIP (optional): 82124MKN9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-22 Item 36. The final legal maturity date: 2014-10-22 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,575 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,575 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,575 Security Item 26. The name of the issuer: Sheffield Receivables Corp Item 27. The title of the issue (including coupon or yield): Sheffield Receivables Corp, 0.18% Item 28. The CUSIP (optional): 82124MLC2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Asset Backed Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-12 Item 36. The final legal maturity date: 2014-11-12 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,199,208 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,199,208 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,199,208 Security Item 26. The name of the issuer: Skandinaviska Enskilda Banken AB Item 27. The title of the issue (including coupon or yield): Skandinaviska Enskilda Banken AB, 0.16% Item 28. The CUSIP (optional): 83050UKX5 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-31 Item 36. The final legal maturity date: 2014-10-31 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,466.66 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,466.66 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,466.66 Security Item 26. The name of the issuer: Skandinaviska Enskilda Banken AB Item 27. The title of the issue (including coupon or yield): Skandinaviska Enskilda Banken AB, 0.23% Item 28. The CUSIP (optional): 83050UM13 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-12-01 Item 36. The final legal maturity date: 2014-12-01 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,998,862.5 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,998,862.5 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,998,862.5 Security Item 26. The name of the issuer: Skandinaviska Enskilda Banken AB Item 27. The title of the issue (including coupon or yield): Skandinaviska Enskilda Banken AB, 0.22% Item 28. The CUSIP (optional): 83050UN87 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-01-08 Item 36. The final legal maturity date: 2015-01-08 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,998,315.83 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,998,315.83 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,998,315.83 Security Item 26. The name of the issuer: Societe Generale North America Inc Item 27. The title of the issue (including coupon or yield): Societe Generale North America Inc, 0.17% Item 28. The CUSIP (optional): 83365SJQ7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-24 Item 36. The final legal maturity date: 2014-09-24 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? Yes
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,100,000 Item 41. Total current amortized cost: $2,099,778.62 Item 42. The percentage of the money market fund's net assets invested in the security: .79% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,099,778.62 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,099,778.62 Security Item 26. The name of the issuer: South Central Texas Industrial Development Corp Item 27. The title of the issue (including coupon or yield): South Central Texas Industrial Development Corp, 0.08% Item 28. The CUSIP (optional): 837264AA8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,600,000 Item 41. Total current amortized cost: $1,600,000 Item 42. The percentage of the money market fund's net assets invested in the security: .6% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,600,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,600,000 Security Item 26. The name of the issuer: Southern Company Funding Item 27. The title of the issue (including coupon or yield): Southern Company Funding, 0.18% Item 28. The CUSIP (optional): 8426E3J57 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-05 Item 36. The final legal maturity date: 2014-09-05 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,999,960 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,999,960 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,999,960 Security Item 26. The name of the issuer: Standard Chartered Bank/New York Item 27. The title of the issue (including coupon or yield): Standard Chartered Bank/New York, 0.2% Item 28. The CUSIP (optional): 85324UKM4 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-10-21 Item 36. The final legal maturity date: 2014-10-21 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,500,000 Item 41. Total current amortized cost: $1,499,583.33 Item 42. The percentage of the money market fund's net assets invested in the security: .56% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,499,583.33 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,499,583.33 Security Item 26. The name of the issuer: Standard Chartered Bank/New York Item 27. The title of the issue (including coupon or yield): Standard Chartered Bank/New York, 0.19% Item 28. The CUSIP (optional): 85324ULD3 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-13 Item 36. The final legal maturity date: 2014-11-13 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,100,000 Item 41. Total current amortized cost: $2,099,190.92 Item 42. The percentage of the money market fund's net assets invested in the security: .79% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,099,190.92 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,099,190.92 Security Item 26. The name of the issuer: Standard Chartered Bank/New York Item 27. The title of the issue (including coupon or yield): Standard Chartered Bank/New York, 0.23% Item 28. The CUSIP (optional): 85324UM83 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-12-08 Item 36. The final legal maturity date: 2014-12-08 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,998,747.78 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,998,747.78 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,998,747.78 Security Item 26. The name of the issuer: STIT - Liquid Assets Portfolio Item 27. The title of the issue (including coupon or yield): STIT - Liquid Assets Portfolio, 0.05% Item 28. The CUSIP (optional): 825252729 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Investment Company
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $5,120,000 Item 41. Total current amortized cost: $5,120,000 Item 42. The percentage of the money market fund's net assets invested in the security: 1.93% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $5,120,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $5,120,000 Security Item 26. The name of the issuer: Sumitomo Mitsui Banking Corp Item 27. The title of the issue (including coupon or yield): Sumitomo Mitsui Banking Corp, 0.15% Item 28. The CUSIP (optional): 86562LJ86 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,500,000 Item 41. Total current amortized cost: $1,499,956.25 Item 42. The percentage of the money market fund's net assets invested in the security: .56% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,499,956.25 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,499,956.25 Security Item 26. The name of the issuer: Sumitomo Mitsui Banking Corp Item 27. The title of the issue (including coupon or yield): Sumitomo Mitsui Banking Corp, 0.21% Item 28. The CUSIP (optional): 86562LM58 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-12-05 Item 36. The final legal maturity date: 2014-12-05 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,998,891.66 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,998,891.66 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,998,891.66 Security Item 26. The name of the issuer: Sumitomo Mitsui Banking Corp Item 27. The title of the issue (including coupon or yield): Sumitomo Mitsui Banking Corp, 0.22% Item 28. The CUSIP (optional): 86562LMA7 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-12-10 Item 36. The final legal maturity date: 2014-12-10 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $2,000,000 Item 41. Total current amortized cost: $1,998,777.78 Item 42. The percentage of the money market fund's net assets invested in the security: .75% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,998,777.78 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,998,777.78 Security Item 26. The name of the issuer: Sysco Corp Item 27. The title of the issue (including coupon or yield): Sysco Corp, 0.1% Item 28. The CUSIP (optional): 87183BJ28 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-02 Item 36. The final legal maturity date: 2014-09-02 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $6,000,000 Item 41. Total current amortized cost: $5,999,983.33 Item 42. The percentage of the money market fund's net assets invested in the security: 2.26% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $5,999,983.33 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $5,999,983.33 Security Item 26. The name of the issuer: Toyota Credit Canada Inc Item 27. The title of the issue (including coupon or yield): Toyota Credit Canada Inc, 0.17% Item 28. The CUSIP (optional): 89232DLK8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-19 Item 36. The final legal maturity date: 2014-11-19 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? Yes
Item 40. Total principal amount of the security held by the series: $1,300,000 Item 41. Total current amortized cost: $1,299,515.03 Item 42. The percentage of the money market fund's net assets invested in the security: .49% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,299,515.03 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,299,515.03 Security Item 26. The name of the issuer: Toyota Credit Canada Inc Item 27. The title of the issue (including coupon or yield): Toyota Credit Canada Inc, 0.17% Item 28. The CUSIP (optional): 89232DLL6 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-11-20 Item 36. The final legal maturity date: 2014-11-20 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? Yes
Item 40. Total principal amount of the security held by the series: $1,600,000 Item 41. Total current amortized cost: $1,599,395.55 Item 42. The percentage of the money market fund's net assets invested in the security: .6% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,599,395.55 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,599,395.55 Security Item 26. The name of the issuer: Toyota Financial Services de Puerto Rico Inc Item 27. The title of the issue (including coupon or yield): Toyota Financial Services de Puerto Rico Inc, 0.19% Item 28. The CUSIP (optional): 8923A1MF5 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-12-15 Item 36. The final legal maturity date: 2014-12-15 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? Yes
Item 40. Total principal amount of the security held by the series: $2,200,000 Item 41. Total current amortized cost: $2,198,780.83 Item 42. The percentage of the money market fund's net assets invested in the security: .83% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $2,198,780.83 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $2,198,780.83 Security Item 26. The name of the issuer: United Overseas Bank Ltd Item 27. The title of the issue (including coupon or yield): United Overseas Bank Ltd, 0.18% Item 28. The CUSIP (optional): 91127QM89 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Financial Company Commercial Paper
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-12-08 Item 36. The final legal maturity date: 2014-12-08 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,900,000 Item 41. Total current amortized cost: $1,899,069 Item 42. The percentage of the money market fund's net assets invested in the security: .72% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,899,069 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,899,069 Security Item 26. The name of the issuer: Village of Los Lunas NM Item 27. The title of the issue (including coupon or yield): Village of Los Lunas NM, 0.2% Item 28. The CUSIP (optional): 545561AB8 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,200,000 Item 41. Total current amortized cost: $1,200,000 Item 42. The percentage of the money market fund's net assets invested in the security: .45% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,200,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,200,000 Security Item 26. The name of the issuer: Volvo Financial Equipment LLC Series 2014-1 Item 27. The title of the issue (including coupon or yield): Volvo Financial Equipment LLC Series 2014-1, 0.21% Item 28. The CUSIP (optional): 92887FAA9 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-03-16 Item 36. The final legal maturity date: 2015-03-16 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $682,355.6 Item 41. Total current amortized cost: $682,355.6 Item 42. The percentage of the money market fund's net assets invested in the security: .26% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $682,355.6 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $682,355.6 Security Item 26. The name of the issuer: Washington State Housing Finance Commission Item 27. The title of the issue (including coupon or yield): Washington State Housing Finance Commission, 0.15% Item 28. The CUSIP (optional): 93978LAX4 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Variable Rate Demand Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-08 Item 36. The final legal maturity date: 2014-09-08 Item 37. Does the security have a Demand Feature? Yes
Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $440,000 Item 41. Total current amortized cost: $440,000 Item 42. The percentage of the money market fund's net assets invested in the security: .17% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $440,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $440,000 Security Item 26. The name of the issuer: Wells Fargo Bank NA Item 27. The title of the issue (including coupon or yield): Wells Fargo Bank NA, 0.37% Item 28. The CUSIP (optional): 94985HD27 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2014-09-22 Item 36. The final legal maturity date: 2014-09-22 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $1,800,000 Item 41. Total current amortized cost: $1,800,000 Item 42. The percentage of the money market fund's net assets invested in the security: .68% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $1,800,000 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $1,800,000 Security Item 26. The name of the issuer: Wheels SPV 2 LLC Item 27. The title of the issue (including coupon or yield): Wheels SPV 2 LLC, 0.24% Item 28. The CUSIP (optional): 96328DAA2 Item 29. Other unique identifier (optional): [Not Provided] Item 30. The CIK of the issuer (optional): [Not Provided] Item 31. The category of investment: Other Note
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No Item 33. Rating: First Tier Security Item 34. Name of each Designated NRSRO:
Item 35. Maturity date as determined under rule 2a-7: 2015-05-20 Item 36. The final legal maturity date: 2015-05-20 Item 37. Does the security have a Demand Feature? No Item 38. Does the security have a Guarantee? No Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No Item 40. Total principal amount of the security held by the series: $916,081.58 Item 41. Total current amortized cost: $916,081.58 Item 42. The percentage of the money market fund's net assets invested in the security: .34% Item 43. Explanatory notes: Item 44. Is this an Illiquid Security as of the date of this report? No Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement: $916,081.58 Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement: $916,081.58 |