SEC Info - Bank of New York Co Inc - ‘10-K/A’ for 12/31/93

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Bank of New York Co Inc – ‘10-K/A’ for 12/31/93

As of: Monday, 9/19/94 · For: 12/31/93 · Accession #: 9626-94-15 · File #: 1-06152

  As Of                Filer                Filing    For·On·As Docs:Size

 9/19/94  Bank of New York Co Inc           10-K/A     12/31/93    2:17K

Amendment to Annual Report — Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Form 10-K/A, No. 1                                     9     36K 
 2: EX-99       Arthur Anderson's Ncb Opinion                          1      7K

10-K/A — Form 10-K/A, No. 1
Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Exhibits, Financial Statement Schedules, and Reports on Form 8-K
1	1st Page - Filing Submission
2	Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K

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             FORM 10-K/A - No. 1
                SECURITIES AND EXCHANGE COMMISSION
              Washington, D.C. 20549
(Mark One)                                                                      
[X]                ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE   
                SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED]

               For The Fiscal Year Ended December 31, 1993

[ ]              TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE 
               SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED]

Commission file number 1-6152                                                   
                THE BANK OF NEW YORK COMPANY, INC.
              (Exact name of registrant as specified in its charter)
   NEW YORK                                             13-2614959
(State or other jurisdiction of                             (I.R.S. employer    
incorporation or organization)                              identification no.) 

48 Wall Street, New York, New York                               10286          
(Address of principal executive offices)                         (Zip code)     

Registrant's telephone number, including area code (212) 495-1784               

Securities registered pursuant to Section 12(b) of the Act:                     

                                                         Name of each exchange
        Title of each class                              on which registered
        -------------------                             --------------------
Common Stock, $7.50 par value                          NEW YORK STOCK EXCHANGE  
8.60% Cumulative Preferred Stock                       NEW YORK STOCK EXCHANGE  
Preferred Stock Purchase Rights                        NEW YORK STOCK EXCHANGE  
Convertible Subordinated Debentures due 2001           NEW YORK STOCK EXCHANGE  

Securities registered pursuant to Section 12(g) of the Act:                     

Title of each class                                         
-------------------                                         
Warrants to Purchase Common Stock                                               
Class A 7.75% Cumulative Convertible Preferred Stock                            

Indicate by check mark whether the registrant (1) has filed all reports         
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of   
1934 during the preceding 12 months (or for such shorter period that the        
registrant was required to file such reports), and (2) has been subject to such 
filing requirements for the past 90 days     Yes    X   No                      
                                  -----      -----
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405  
of Regulation S-K is not contained herein, and will not be contained to the     
best of registrant's knowledge, in definitive proxy or information statements   
incorporated by reference in Part III of this Form 10-K or any amendment to     
this Form 10-K.      [ ]                                                        

The aggregate market value of voting stock held by nonaffiliates of the         
registrant at February 28, 1994 consisted of:                                   

Common Stock ($7.50 par value)                           $5,103,325,873         
                                               (based on closing price
                                                     on New York Stock Exchange)

The number of shares outstanding of the registrant's common Stock $7.50 par     
value was 93,862,900 shares on February 28, 1994.                               

DOCUMENTS INCORPORATED BY REFERENCE     
Portions of the 1993 Annual Report to Shareholders are incorporated by          
reference into Parts I, II, and IV.  Portions of the definitive Proxy Statement 
pursuant to Regulation 14A for the 1994 Annual Meeting of Shareholders are      
incorporated by reference into Part III.                                        

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2.

AMENDMENT NO. 1 TO ANNUAL REPORT      
FOR 1993 ON FORM 10-K     

The undersigned registrant hereby amends Item 14. EXHIBITS, FINANCIAL STATEMENT 
SCHEDULES, AND REPORTS ON FORM 8-K and the Exhibit Index of its Annual Report   
for 1993 on Form 10-K by the addition of the Independent Public Accountants     
Report for National Community Banks, Inc. to Exhibit 99 and the Exhibit         
Index.  As so amended Item 14 reads as follows:                                 

PART IV                                                                         
-------                                                                         

ITEM 14.  EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K      
--------------------------------------------------------------------------      
(a) 1  Financial Statements:                                                    

See Item 8.                                                             

(a) 2  Financial Statement Schedules:                                           

  Financial statement schedules are omitted since the required information
is either not applicable, not deemed material, or is shown in the respective    
financial statements or in the notes thereto.                                   

(a) 3  Listing of Exhibits:                                                     

Exhibit No. Per                                                                 
Regulation S-K                              Description                         
--------------                              -----------                         
    3       (a) The By-Laws of The Bank of New York Company, Inc. as amended
through October 13, 1987.                   
                 (Filed as Exhibit 3(a) to the Company's 1987 Annual Report on
    Form 10-K and incorporated herein by reference.)

             (b) Certificate of Incorporation of The Bank of New York Company,
Inc. as amended through July 14, 1993.      
                (Filed as Exhibit 3 to Current Report on Form 8-K filed by the
                 Company on July 14, 1993 and incorporated herein by reference.)

  4       (a) None of the outstanding instruments defining the rights of
                holders of long-term debt of the Company represent long-term
                debt in excess of 10% of the total assets of the Company.  The
            Company hereby agrees to furnish to the Commission, upon
request, a copy of any of such instruments. 

          (b) Amended and Restated Rights Agreement dated March 8, 1994.
                 (Filed as Exhibit 4(a) to Current Report on Form 8-K filed by
            the Company on March 23, 1994 and incorporated herein by
reference.)                                 

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3.

Exhibit No. Per                                                                 
Regulation S-K                              Description                         
--------------                              -----------                         
  10      (a) 1984 Stock Option Plan of The Bank of New York Company, Inc.
as amended through February 23, 1988.         
                (Filed as Exhibit 10(a) to the Company's 1988 Annual Report on
  Form 10-K and incorporated herein by reference.)

            (b) The Bank of New York Company, Inc. Excess Contribution Plan as
amended through July 10, 1990.                
                (Filed as Exhibit 10(b) to the Company's 1990 Annual Report on
  Form 10-K and incorporated herein by reference.)

     (c) Amendments to The Bank of New York Company, Inc. Excess
                 Contribution Plan dated February 23, 1994 and November 9, 1993.

       (d) The Bank of New York Company, Inc. Excess Benefit Plan as
amended through December 8, 1992.             
                (Filed as Exhibit 10(d) to the Company's 1992 Annual Report on
  Form 10-K and incorporated herein by reference.)

     (e) Amendments to The Bank of New York Company, Inc. Excess
            Benefit Plan dated February 23, 1994 and November 9, 1993.

            (f) Management Incentive Compensation Plan of The Bank of New York
Company, Inc.                                 
                (Filed as Exhibit 10(d) to the Company's 1986 Annual Report on
  Form 10-K and incorporated herein by reference.)

            (g) 1994 Management Incentive Compensation Plan of The Bank of New
York Company, Inc.                            

(h) 1988 Long-Term Incentive Plan as amended through  
December 8, 1992.                             
                (Filed as Exhibit 10(f) to the Company's 1992 Annual Report on
  Form 10-K and incorporated herein by reference.)

         (i) The Bank of New York Company, Inc. 1993 Long Term Incentive
Plan.                                         
                (Filed as Exhibit 10(m) to the Company's 1992 Annual Report on
  Form 10-K and incorporated herein by reference.)

       (j) The Bank of New York Company, Inc. Supplemental Executive
Retirement Plan.                              
                (Filed as Exhibit 10(n) to the Company's 1992 Annual Report on
  Form 10-K and incorporated herein by reference.)

          (k) Amendment to The Bank of New York Company, Inc. Supplemental
Executive Retirement Plan dated March 9, 1993.

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4.

Exhibit No. Per                                                                 
Regulation S-K                              Description                         
--------------                              -----------                         
10        (l) Trust Agreement dated April 19, 1988 related to deferred  
compensation plans.                         
                (Filed as Exhibit 10(h) to the Company's 1988 Annual Report on
    Form 10-K and incorporated herein by reference.)

             (m) Trust Agreement dated  November 16, 1993  related to deferred
compensation plans.                         

             (n) Form of Remuneration Agreement between the Company and two of
              the five most highly compensated executive officers of the
Company.                                    
               (Filed as Exhibit 10 to the Company's 1982 Annual Report on
    Form 10-K and incorporated herein by reference.)

           (o) Remuneration Agreement between the Company and an executive
officer of the Company.                     
                (Filed as Exhibit 10(h) to the Company's 1991 Annual Report on
    Form 10-K and incorporated herein by reference.)

           (p) Remuneration Agreement between the Company and an executive
officer of the Company.                     
                (Filed as Exhibit 10(i) to the Company's 1991 Annual Report on
    Form 10-K and incorporated herein by reference.)

           (q) Remuneration Agreement between the Company and an executive
officer of the Company.                     
                (Filed as Exhibit 10(j) to the Company's 1992 Annual Report on
    Form 10-K and incorporated herein by reference.)

           (r) The Bank of New York Company, Inc. Retirement Plan for Non-
Employee Directors.                         

            (s) Deferred Compensation Plan for Non-Employee Directors of The
Bank of New York Company, Inc.              

11        Statement - Re: Computation of Per Common Share Earnings    

   12        Statement - Re: Computation of Earnings to Fixed Charges Ratios

13        Portions of the 1993 Annual Report to Shareholders          

21        Subsidiaries of the Registrant                              

23.1      Consent of Deloitte & Touche                                

23.2      Consent of Arthur Andersen & Co.                            

   99        Report of Independent Public Accountants for National Community
Banks, Inc.                                       

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5.

(b) Reports on Form 8-K:                                                        

           October 18, 1993: Unaudited interim financial information and
    accompanying discussion for the third quarter of 1993.

             December 7, 1993: An Underwriting Agreement, a Form of Note, an
            Officers' Certificate, and a Legal Opinion filed in connection
             with the Company's Registration Statement on Form S-3 (File No.
         33-51984 and No. 33-50333) with the Securities and Exchange
            Commission covering the Company's 6.50% Subordinated Notes due
2003.                                             

           January 13, 1994: Unaudited interim financial information and
     accompanying discussion for the fourth quarter of 1993.

         March 23, 1994: Amended and Restated Rights Agreement dated
March 8, 1994                                     

(c) Exhibits:                                                                   

Submitted as a separate section of this report.   

(d) Financial Statements Schedules:                                             

None                                              

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6.

SIGNATURE                     
---------                     

Pursuant to the requirements of the Securities Exchange Act of 1934, the        
registrant has duly caused this report to be signed on its behalf by the        
undersigned thereunto duly authorized.                                          

Dated: September 19, 1994                                                       

                          THE BANK OF NEW YORK COMPANY, INC.
                          ----------------------------------
    (Registrant)

    By: \s\ Deno D. Papageorge
                         -------------------------------------
  Name:     Deno D. Papageorge
      Title:     Chief Financial Officer

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7.

INDEX TO EXHIBITS - 1993 10-K as amended    
Exhibit No.                                                                     
------------                                                                    
   3      (a) The By-Laws of The Bank of New York Company, Inc. as amended
through October 13, 1987.                     
               (Filed as Exhibit 3(a) to the Company's 1987 Annual Report on
  Form 10-K and incorporated herein by reference.)

           (b) Certificate of Incorporation of The Bank of New York Company,
Inc. as amended through July 14, 1993.        
                (Filed as Exhibit 3 to Current Report on Form 8-K filed by the
                 Company on July 14, 1993 and incorporated herein by reference.)

 4      (a) None of the outstanding instruments defining the rights of
              holders of long-term debt of the Company represent long-term
                debt in excess of 10% of the total assets of the Company.  The
          Company hereby agrees to furnish to the Commission, upon
request, a copy of any of such instruments.   

        (b) Amended and Restated Rights Agreement dated March 8, 1994.
               (Filed as Exhibit 4(a) to Current Report on Form 8-K filed by
          the Company on March 23, 1994 and incorporated herein by
reference.)                                   

  10      (a) 1984 Stock Option Plan of The Bank of New York Company, Inc.
as amended through February 23, 1988.         
                (Filed as Exhibit 10(a) to the Company's 1988 Annual Report on
  Form 10-K and incorporated herein by reference.)

            (b) The Bank of New York Company, Inc. Excess Contribution Plan as
amended through July 10, 1990.                
                (Filed as Exhibit 10(b) to the Company's 1990 Annual Report on
  Form 10-K and incorporated herein by reference.)

     (c) Amendments to The Bank of New York Company, Inc. Excess
                 Contribution Plan dated February 23, 1994 and November 9, 1993.

       (d) The Bank of New York Company, Inc. Excess Benefit Plan as
amended through December 8, 1992.             
                (Filed as Exhibit 10(d) to the Company's 1992 Annual Report on
  Form 10-K and incorporated herein by reference.)

     (e) Amendments to The Bank of New York Company, Inc. Excess
            Benefit Plan dated February 23, 1994 and November 9, 1993.

            (f) Management Incentive Compensation Plan of The Bank of New York
Company, Inc.                                 
                (Filed as Exhibit 10(d) to the Company's 1986 Annual Report on
  Form 10-K and incorporated herein by reference.)

            (g) 1994 Management Incentive Compensation Plan of The Bank of New
York Company, Inc.                            

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8.

    INDEX TO EXHIBITS - 1993 10-K as amended
Exhibit No.                                                                     
------------                                                                    

10        (h) 1988 Long-Term Incentive Plan as amended through          
December 8, 1992.                           
                (Filed as Exhibit 10(f) to the Company's 1992 Annual Report on
    Form 10-K and incorporated herein by reference.)

           (i) The Bank of New York Company, Inc. 1993 Long Term Incentive
Plan.                                       
                (Filed as Exhibit 10(m) to the Company's 1992 Annual Report on
    Form 10-K and incorporated herein by reference.)

         (j) The Bank of New York Company, Inc. Supplemental Executive
Retirement Plan.                            
                (Filed as Exhibit 10(n) to the Company's 1992 Annual Report on
    Form 10-K and incorporated herein by reference.)

            (k) Amendment to The Bank of New York Company, Inc. Supplemental
  Executive Retirement Plan dated March 9, 1993.

        (l) Trust Agreement dated April 19, 1988 related to deferred
compensation plans.                         
                (Filed as Exhibit 10(h) to the Company's 1988 Annual Report on
    Form 10-K and incorporated herein by reference.)

            (m) Trust Agreement dated November 16, 1993  related to deferred
compensation plans.                         

             (n) Form of Remuneration Agreement between the Company and two of
              the five most highly compensated executive officers of the
Company.                                    
               (Filed as Exhibit 10 to the Company's 1982 Annual Report on
    Form 10-K and incorporated herein by reference.)

           (o) Remuneration Agreement between the Company and an executive
officer of the Company.                     
                (Filed as Exhibit 10(h) to the Company's 1991 Annual Report on
    Form 10-K and incorporated herein by reference.)

           (p) Remuneration Agreement between the Company and an executive
officer of the Company.                     
                (Filed as Exhibit 10(i) to the Company's 1991 Annual Report on
    Form 10-K and incorporated herein by reference.)

           (q) Remuneration Agreement between the Company and an executive
officer of the Company.                     
                (Filed as Exhibit 10(j) to the Company's 1992 Annual Report on
    Form 10-K and incorporated herein by reference.)

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9.

INDEX TO EXHIBITS - 1993 10-K as amended      
Exhibit No.                                                                     
------------                                                                    

  10       (r) The Bank of New York Company, Inc. Retirement Plan for Non-
Employee Directors.                         

            (s) Deferred Compensation Plan for Non-Employee Directors of The
Bank of New York Company, Inc.              

11        Statement - Re: Computation of Per Common Share Earnings    

   12        Statement - Re: Computation of Earnings to Fixed Charges Ratios

13        Portions of the 1993 Annual Report to Shareholders          

21        Subsidiaries of the Registrant                              

23.1      Consent of Deloitte & Touche                                

23.2      Consent of Arthur Andersen & Co.                            

   99        Report of Independent Public Accountants for National Community
Banks, Inc.

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘10-K/A’ Filing	Date	First	Last	Other Filings

Filed on:	9/19/94	6
	3/23/94	2	7	8-A12B/A, 8-K
	3/8/94	2	7	8-K
	2/28/94	1
	2/23/94	3	7
	1/13/94	5		8-K
For Period End:	12/31/93	1		10-K, 11-K
	12/7/93	5
	11/16/93	4	8
	11/9/93	3	7
	10/18/93	5
	7/14/93	2	7
	3/9/93	3	8
	12/8/92	3	8
				List all Filings

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Filing Submission 0000009626-94-000015 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Bank of New York Co Inc – ‘10-K/A’ for 12/31/93

As of: Monday, 9/19/94 · For: 12/31/93 · Accession #: 9626-94-15 · File #: 1-06152

Previous ‘10-K’: ‘10-K’ on 3/28/94 for 12/31/93 · Next: ‘10-K’ on 3/30/95 for 12/31/94 · Latest: ‘10-K’ on 2/23/07 for 12/31/06

Amendment to Annual Report — Form 10-KFiling Table of Contents

10-K/A — Form 10-K/A, No. 1Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Annual Report — Form 10-K
Filing Table of Contents

10-K/A — Form 10-K/A, No. 1
Document Table of Contents