SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Fox Neil S – ‘4’ for 11/4/02 re: New England Business Service Inc.

On:  Tuesday, 11/5/02, at 5:08pm ET   ·   For:  11/4/02   ·   Accession #:  205700-2-114   ·   File #:  1-11427

Previous ‘4’:  ‘4’ on 12/7/01 for 11/30/01   ·   Next & Latest:  ‘4’ on / for 11/3/03

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/05/02  Fox Neil S                        4          Director    1:18K  New England Business Service Inc. New England Busines… Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Neil S. Fox Form 4 11/04/2002 Filing                HTML     17K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 <>   <> 

SEC Form 4

FORM 4


[ ] Check this box if no longer
subject to Section 16. Form 4 or Form
5 obligations may continue.
See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

OMB APPROVAL



OMB Number: 3235-0287
Expires: December 31, 2001
Estimated average burden
hours per response. . . . . 0.5

1. Name and Address of Reporting Person*
Fox, Neil     S.


(Last)                      (First)                      (Middle)

500 Main Street
c/o Legal Department


(Street)

Groton, MA     01471-0001


(City)                      (State)                      (Zip)

USA

2. Issuer Name and Ticker
    or Trading Symbol

New England Business Service, Inc.   NEB


3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

4. Statement for
    (Month/Year)

    November 4, 2002


5. If Amendment,
    Date of Original
    (Month/Year)

6. Relationship of Reporting Person(s) to Issuer

(Check all applicable)


           X          Director                           10% Owner
                        Officer                             Other

Officer/Other
Description                              


7. Individual or Joint/Group
    Filing (Check Applicable Line)

X   Individual Filing
      Joint/Group Filing

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
    (Instr. 3)

2. Transaction Date
    (Month/Day/Year)

3. Transaction
    Code
    and
    Voluntary
    Code
    (Instr. 8)


Code  |  V    

4. Securities Acquired (A) or Disposed (D) Of
    (Instr. 3, 4, and 5)





        Amount      |         A/D         |         Price          

5. Amount of
    Securities
    Beneficially
    Owned at
    End of Month

    (Instr. 3 and 4)

6. Owner-
    ship
    Form:
    Direct(D)
    or
    Indirect (I)

    (Instr. 4)

7. Nature of
     Indirect
     Beneficial
     Ownership

    (Instr. 4)

Common Stock Par Value $1.00

11/04/2002

   A |     

482.000(1)   |           A           |   $22.820        

2,284.000

D









Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

(over)
SEC 1474 (3-99)


Fox, Neil S. - November 2002

Form 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
    (Instr. 3)

2. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security

3. Transaction
    Date

    (Month/
    Day/
    Year)

4. Transaction
    Code
    and
    Voluntary (V)
    Code
    (Instr.8)





Code | V    

5. Number of Derivative
    Securities Acquired (A)
    or Disposed (D) Of

    (Instr. 3,4 and 5)

6. Date Exercisable(DE) and
    Expiration Date(ED)
    (Month/Day/Year)








  (DE)     |     (ED)  

7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)

8. Price
    of
    Derivative
    Security
    (Instr.5)

9. Number of
    Derivative
    Securities
    Beneficially
    Owned
    at End of
    Month
    (Instr.4)

10.
Owner-
ship
Form of
Deriv-
ative
Security:
Direct
(D)
or
Indirect
(I)

11. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr.4)

Options (Right to Buy)

$22.820

11/04/2002

   A |     

    (A) 3,000.000 (2)

11/04/2003 | 11/03/2012

Common Stock Par Value $1.00 - 3,000.000

$22.820

3,000.000

D













Explanation of Responses :

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
        See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient,
            See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB number.


/s/ Michelle R. Palermo-Murphy
________________________________            11-04-2002    
** Signature of Reporting Person                         Date
Michelle R. Palermo-Murphy as Attorney-in-Fact for
Neil S. Fox


Page 2
SEC 1474 (3-99)


Fox, Neil S. - November 2002

Form 4 (continued)

FOOTNOTE Descriptions for New England Business Service, Inc. NEB

Form 4 - November 2002

Neil S. Fox
500 Main Street
c/o Legal Department
Groton, MA 01471-0001


Explanation of responses:

(1)   Represents shares granted pursuant to the Company's Stock Compensation Plan.

(2)   The share options vest in full on the first anniversary date following the grant date. The options are granted pursuant to the Company's Stock Compensation Plan.

Page 3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘4’ Filing    Date    Other Filings
Filed on:11/5/024
For Period end:11/4/024
12/31/0111-K
 List all Filings 
Top
Filing Submission 0000205700-02-000114   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., May 1, 2:37:04.2pm ET