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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 4/1/24 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 3545 |
| Issuer Name: ALICO, INC. |
| Issuer Trading Symbol: ALCO |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1098536 |
| | Owner Name: KRUSEN W ANDREW JR |
| Reporting Owner Address: |
| | Owner Street 1: 1414 W SWANN AVE, SUITE 100 |
| | Owner Street 2: |
| | Owner City: TAMPA |
| | Owner State: FL |
| | Owner ZIP Code: 33606 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
Aff 10b5 One: 0 |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Alico, Inc., Common Stock, Par Value $1.00 |
| | Transaction Date: |
| | | Value: 4/1/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 726 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 38,562 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Alico, Inc., Common Stock, Par Value $1.00 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 40,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By WIT Ventures, LTD |
| Footnote ID: F2 |
Derivative Table: |
Footnotes: |
| Footnote - F1: These shares were issued under the Stock Incentive Plan of 2015. |
| Footnote - F2: Dominion Financial Group, Inc. ("DFG") is the managing general partner of WIT Ventures, LTD ("WIT"). Mr. Krusen is the Non-Executive Chairman of DFG and a DFG shareholder. Mr. Krusen has no investment authority at WIT or DFG and disclaims beneficial ownership of the shares held by WIT except to the extent of his pecuniary interest therein. |
Remarks: |
Owner Signature: |
| Signature Name: /s/ Brad Heine, Attorney-in-Fact for W. Andrew Krusen, Jr. |
| Signature Date: 4/2/24 |