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Cain James M · 4 · Whitney Holding Corp · For 6/30/03

Filed On 7/2/03 10:47am ET   ·   SEC File 0-01026   ·   Accession Number 106926-3-21

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  As Of               Filer                 Filing     As/For/On Docs:Pgs              Issuer               Agent

 7/02/03  Cain James M                      4           6/30/03    1:1    Whitney Holding Corp              Whitney Holding Corp

Statement of Change in Beneficial Ownership of Securities   ·   Form 4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Change in Beneficial Ownership of       XML     10K 
                          Securities                                             


This is an EDGAR XML document rendered as filed at the SEC.


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SEC Form 4
FORM 4  UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 
OMB APPROVAL 
OMB Number:  3235-0287 
Expires:  February 28, 2011 
Estimated average burden 
hours per response  0.5 
 
 
   
 
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 
1. Name and Address of Reporting Person*
CAIN JAMES M 

(Last)  (First)  (Middle) 
 
 

(Street)
     

(City)  (State)  (Zip) 
 
2. Issuer Name and Ticker or Trading Symbol
WHITNEY HOLDING CORP [ WTNY ] 
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X  Director    10% Owner 
  Officer (give title below)    Other (specify below) 
 
 
3. Date of Earliest Transaction (Month/Day/Year)
6/30/03 
4. If Amendment, Date of Original Filed (Month/Day/Year)
 
6. Individual or Joint/Group Filing (Check Applicable Line)
X  Form filed by One Reporting Person 
  Form filed by More than One Reporting Person 
 
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common stock  31.985  6/30/03    A    3000    6/30/03  6/28/13  Common stock  3000 ( 1 )   $0  3000  D   
Phantom stock units  0  6/30/03    A    450    8/8/88  8/8/88  Common stock  450 ( 2 )   $31.99  10174.14  D   
Phantom stock units  0  7/1/03    A    8.24    8/8/88  8/8/88  Common stock  8.24 ( 2 )   $31.94  10182.38  D   
Phantom stock units  0  7/1/03    A    83.11    8/8/88  8/8/88  Common stock  83.11 ( 2 )   $31.94  10265.49  D   
Explanation of Responses: 
1 . As previously reported, Mr. Cain also has outstanding options to acquire up to 15,000 shares of stock at exercise prices ranging from $17.50 to $31.1166 pursuant to the Company's Directors Compensation Plans. 
2 . Phantom stock units are accrued on a 1-for-1 basis under the Company's Directors' Compensation Plan and are to be settled 100% of WHC common stock upon the requesting person's pre-determined payment after retirement. 
  Patricia K. Loupe, Asst. Corporation Secretary and attorney-in-fact  7/2/03 
  ** Signature of Reporting Person  Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. 
________
Transaction Codes:
  A    Grant, award or other acquisition pursuant to Rule 16b-3(d).


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