Wedbush Securities Inc. – ‘X-17A-5’ for 6/30/22

On: Monday, 8/29/22, at 8:19pm ET · Effective: 8/29/22 · For: 6/30/22 · Accession #: 105264-22-16 · File #: 8-12987

Document/Exhibit Description Pages Size 1: X-17A-5 Annual Financial Report [ a.k.a. FOCUS Report ] by HTML 5K a Broker or Dealer -- primary_doc.xml 2: FULL Annual Financial Report (Full) -- PDF 1.98M WS_Fin_Cond_063022_

X-17A-5: Submission Information

Report for the Period Beginning

7/1/21

and Ending

6/30/22

Type of Registrant

Broker-dealer

OTC derivatives dealer

Material Weakness

Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses?

Yes

X-17A-5: A. Registrant Identification

Name of Broker-dealer

WEDBUSH SECURITIES INC.

Address of Principal Place of Business (Do not use P.O. Box No.)

Address 1

1000 WILSHIRE BLVD. SUITE 900

Address 2

ATTN: COMPLIANCE

City

LOS ANGELES

State/Country

CALIFORNIA

Mailing Zip/ Portal Code

90017-2457

Name and Telephone Number of Person to Contact in Regard to this Report

Name

Daniel E. Billings

Telephone Number

213-688-8000

X-17A-5: B. Accountant Identification

Independent Public Accountant

Name - if individual, state last, first, and middle name

Ernst & Young LLP

Address 1

725 South Figueroa Street

City

Los Angeles

State/Country

CALIFORNIA

Mailing Zip/ Postal Code

90017

Check One

Certified Public Accountant
Radio button not checked

Certified Public Accountant not resident in United States or any of its possessions

X-17A-5: Signature

Oath or Affirmation

I, Daniel E. Billings, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of WEDBUSH SECURITIES INC., as of 6/30/22, are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows:

Signature

Daniel E. Billings

Title

Chief Financial Officer

Notary Public

Checking this box acknowledges that this oath or affirmation has been notarized.

Wedbush Securities Inc. – ‘X-17A-5’ for 6/30/22

On: Monday, 8/29/22, at 8:19pm ET · Effective: 8/29/22 · For: 6/30/22 · Accession #: 105264-22-16 · File #: 8-12987

Previous ‘X-17A-5’: ‘X-17A-5’ on 8/30/21 for 6/30/21 · Next & Latest: ‘X-17A-5’ on 8/28/23 for 6/30/23

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5

Filing Table of Contents

‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — primary_doc.xml

This ‘X-17A-5’ Document is an XML Data File that may be rendered in various formats:

X-17A-5: Filer Information

Submission Contact Information

X-17A-5: Submission Information

Material Weakness

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Name and Telephone Number of Person to Contact in Regard to this Report

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

Notary Public

Wedbush Securities Inc. – ‘X-17A-5’ for 6/30/22

On: Monday, 8/29/22, at 8:19pm ET · Effective: 8/29/22 · For: 6/30/22 · Accession #: 105264-22-16 · File #: 8-12987

Previous ‘X-17A-5’: ‘X-17A-5’ on 8/30/21 for 6/30/21 · Next & Latest: ‘X-17A-5’ on 8/28/23 for 6/30/23

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5Filing Table of Contents

‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — primary_doc.xml

This ‘X-17A-5’ Document is an XML Data File that may be rendered in various formats:

X-17A-5: Filer Information

Submission Contact Information

X-17A-5: Submission Information

Material Weakness

X-17A-5: A. Registrant Identification

Address of Principal Place of Business (Do not use P.O. Box No.)

Name and Telephone Number of Person to Contact in Regard to this Report

X-17A-5: B. Accountant Identification

Independent Public Accountant

X-17A-5: Signature

Oath or Affirmation

Notary Public

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5

Filing Table of Contents