SEC Info - Deutsche Portfolio Trust - ‘NSAR-B’ for 12/31/97

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Deutsche Portfolio Trust – ‘NSAR-B’ for 12/31/97

As of: Wednesday, 3/11/98 · For: 12/31/97 · Accession #: 88053-98-262 · File #: 811-00042

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/11/98  Scudder Portfolio Trust           NSAR-B     12/31/97    5:18K                                    Scudder Int’l Fund Inc.

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-B      N-SAR (3.0.A)                                          9     38K 
 2: EX-99       Roic                                                   1      6K 
 3: EX-99       Roic                                                   1      6K 
 4: EX-27       Financial Data Schedule                                2±     9K 
 5: EX-27       Financial Data Schedule                                2±    10K

‘NSAR-B’ — N-SAR (3.0.A)

SEC Info℠ rendering: Data from the Answer File, which may only contain updates to a prior Form N-SAR

Form N-SAR

Annual Report by an Investment Company

Report
Registrant: Scudder Portfolio Trust — List all N-SARs

Annual Report for the 2nd-half period ended at fiscal year end: 12/31/97

Were there any Answer File errors in the Filing? None FoundNone Found by SEC InfoNot Checked by the FilerOne or more Found by SEC Info
Was the Answer File completed by the Registrant? Yes

Is this an Amendment to a previous Report? No
Is this a change to a previous Report? No
Registrant
1. SEC CIK: 88063
SEC File #: 811-00042

Telephone #: 617-295-2567
2. Address: Two International Place
Boston, MA 02110
3. Is this the first Form N-SAR filed by the Registrant? No
4. Is this the final Form N-SAR filed by the Registrant? No
Funds/Series ↑Top of Form N-SAR
7. Is the Registrant a Funds/Series (multiple portfolios) company? Yes

The number of separate Funds/Series (portfolios) at period end: 2
Family of Investment Companies
19. Is the Registrant/Series part of a “family” of investment companies? Yes

Total number of registered management investment companies, Series
and portfolios (excluding any Unit Investment Trusts) in the family: 52

The Identification Code of the family for Form N-SAR Filings: SCUDDERRRR
Additional Disclosures
77. Did the Registrant file any additional Exhibits with the filing of this
Report (listed here and filed either herewith — as one of the ‘EX-99.*’
↑Exhibits in this Filing — or separately and incorporated by reference)? Yes

EX-99.77Q1: Other Disclosure? Yes

EX-99.77Q3: Other Info? Yes
Subsidiaries
78. Does the Registrant have any wholly-owned investment company
subsidiaries whose operating and financial data are consolidated with
that of the Registrant in this Report? No
All Series ↑List of Funds/Series Reported Here

Information Common to All Funds/Series
All: Investment Adviser
8.1 Name: Scudder Kemper Investments, Inc.
Role: Adviser
SEC File #: 801-00252
Location: Boston, MA
All: Custodian
18. Does the Registrant’s/Series’ Custodian(s) maintain some or all of the
Registrant’s/Series’ securities in a central depository or book-entry
system pursuant to Rule 17f-4? Yes
All: Brokerage Commissions Paid on Portfolio Transactions
20. The brokers who received the largest amount of gross brokerage
commissions during the period:
20.1 Broker: Merrill Lynch
IRS #: 13-5674085
Commissions paid ($000s): 138
20.2 Broker: Goldman Sachs
IRS #: 13-5108880
Commissions paid ($000s): 126
20.3 Broker: Instinet
IRS #: 13-3443395
Commissions paid ($000s): 13
20.4 Broker: JP Morgan
IRS #: 13-3224016
Commissions paid ($000s): 10
20.5 Broker: Cowen
IRS #: 13-5616116
Commissions paid ($000s): 4
20.6 Broker: Morgan Stanley
IRS #: 13-2655998
Commissions paid ($000s): 3
20.7 Broker: Alex Brown
Commissions paid ($000s): 3
20.8 Broker: Paine Webber
IRS #: 13-2638166
Commissions paid ($000s): 2
20.9 Broker: Robertson Stephens
Commissions paid ($000s): 2
20.10 Broker: Robinson-Humphrey
Commissions paid ($000s): 2
21. Total brokerage commissions paid by the Registrant during the period:
Aggregate paid ($000s): 450
All: Portfolio Transactions with Entities Acting as Principals
22. The entities acting as principals with whom the Registrant did the
largest amount of portfolio transactions, based on total value of
principal, during the period:
22.1 Entity: Donaldson Lufkin Fixed Income
Registrant’s purchases ($000s): 8,672,002
Registrant’s sales ($000s): 18,420
22.2 Entity: State Street Bank
IRS #: 04-1867445
Registrant’s purchases ($000s): 6,826,444
Registrant’s sales ($000s): 7
22.3 Entity: Associates Corp.
Registrant’s purchases ($000s): 542,434
22.4 Entity: Merrill Lynch
IRS #: 13-5674085
Registrant’s purchases ($000s): 212,344
Registrant’s sales ($000s): 126,340
22.5 Entity: Goldman Sachs
IRS #: 13-5108880
Registrant’s purchases ($000s): 150,832
Registrant’s sales ($000s): 90,432
22.6 Entity: General Electric
Registrant’s purchases ($000s): 216,420
22.7 Entity: Morgan Stanley
IRS #: 13-2655998
Registrant’s purchases ($000s): 104,404
Registrant’s sales ($000s): 51,230
22.8 Entity: Donaldson Lufkin Capital
IRS #: 13-2741729
Registrant’s purchases ($000s): 73,342
22.9 Entity: JP Morgan
IRS #: 13-3224016
Registrant’s purchases ($000s): 64,403
Registrant’s sales ($000s): 16,421
22.10 Entity: Dresdner
IRS #: 13-6172414
Registrant’s purchases ($000s): 63,404
23. Total purchase/sale transactions by the Registrant during the period:
Aggregate purchases ($000s): 16,926,029
Aggregate sales ($000s): 302,850
All: Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers
24. At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? No
All: Fidelity Bond in Effect at Fiscal Year End
80. Insurer: Ici Mutual Insurance Co.

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 40,000
81. Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company): 46
82. Does the mandatory coverage of the fidelity bond have a deductible? No
85. Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? No
Series 1 ↑Information Common to All Funds/Series ↑List of Funds/Series
S 1: Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 33,991
Reinvestment of dividends and distributions ................ 8,117
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 21,503
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 13,823
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 12,022
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 20,398
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 10,602
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 25,580
Reinvestment of dividends and distributions ................ 8,399
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 14,585
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 30,750
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 9,864
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 16,880
Reinvestment of dividends and distributions ................ 8,884
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 9,540

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 141,422
Reinvestment of dividends and distributions ................ 25,400
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 78,116

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 0
S 1: Classification and Asset Allocation
62. Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities? Yes

The percentage of net assets in each type at period end:

Debt — Short-Term Maturities
U.S. Treasury ............................... 0.0%
U.S. Government Agency ...................... 0.0
Repurchase agreements ....................... 6.0
State and Municipal – tax-free .............. 0.0
Bank certificates of deposit – domestic ..... 0.0
Bank certificates of deposit – foreign ...... 0.0
Bankers acceptances ......................... 0.0
Commercial paper – taxable .................. 0.0
Time deposits ............................... 0.0
Options ..................................... 0.0
All other ................................... 12.0

Debt — Intermediate & Long-Term Maturities
U.S. Treasury ............................... 13.0%
U.S. Government Agency ...................... 14.0
State and Municipal – tax-free .............. 0.0
Corporate ................................... 43.0
All other ................................... 12.0

Non-Debt
Investments other than debt securities ...... 0.0%
63. The dollar-weighted average portfolio maturity at period end in days or,
if longer than one year, in years (to one decimal place):
Days: 0
Years: 10.0
64. Is the timely payment of principal and interest on any of the
instruments listed in Item 62 insured or guaranteed by an entity other
than the issuer? No

Is the issuer of any instrument covered in Item 62 delinquent or in
default as to payment of principal or interest at period end? No
S 1: Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? Yes to both
Writing or investing in options on equities? Yes No
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? Yes No
Writing or investing in interest rate futures? Yes No
Writing or investing in stock index futures? Yes No
Writing or investing in options on futures? Yes to both
Writing or investing in options on stock index futures? Yes No
Writing or investing in other commodity futures? Yes No
Investments in restricted securities? Yes to both
Investments in shares of other investment companies? Yes No
Investments in securities of foreign issuers? Yes to both
Currency exchange transactions? Yes No
Loaning portfolio securities? Yes No
Borrowing of money? No –
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? No –
Short selling? No –
S 1: Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 380,096
Sales ($000s): 319,444

Monthly average Value of portfolio ($000s): 515,837

Percent turnover (lesser of Purchases or Sales, divided by Value): 62%
S 1: Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. 44,305
Net dividend income .............................................. –
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 3,750
Administrator fees ............................................... –
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 3,048
Custodian fees ................................................... 149
Postage .......................................................... –
Printing expenses ................................................ 130
Directors’ fees .................................................. 37
Registration fees ................................................ 63
Taxes ............................................................ –
Interest ......................................................... 6
Bookkeeping fees paid to anyone performing this service .......... –
Auditing fees .................................................... 45
Legal fees ....................................................... 20
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. –
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 20
Total expenses ................................................... 7,268

Expense reimbursements ($000s): 0

Net investment income ($000s): 37,037

Realized capital gains ($000s): 707
Realized capital losses ($000s): 0

Net unrealized appreciation during the period ($000s): 14,225
Net unrealized depreciation during the period ($000s): 0

Total income dividends for which the record date passed during the
period ($000s): 37,037

Total capital gains distributions for which the record date passed
during the period ($000s): 444
73. Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.7900

Distribution of capital gains: $0.0100
Other distributions: $0.0000
S 1: Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. 19
Repurchase agreements ............................................ –
Short-term debt securities, other than repurchase agreements ..... –
Long-term debt securities, including convertible debt ............ 685,068
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... –
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ –
Receivables from portfolio instruments sold ...................... –
Receivables from affiliated persons .............................. –
Other receivables ................................................ 11,939
All other assets ................................................. 473
Total assets ..................................................... 697,499

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 132,964
Amounts owed to affiliated persons ............................... 352
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 561

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 563,622

Number of shares outstanding (000s): 51,663

Net Asset Value (NAV) per share (to nearest cent): $13.46

Total number of shareholder accounts: 88,529

Total value of assets in segregated accounts ($000s): 0
75. Monthly average net assets during the period ($000s): 617,120
Series 2 ↑Information Common to All Funds/Series ↑List of Funds/Series
S 2: Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 6,066
Reinvestment of dividends and distributions ................ 744
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 3,544
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 4,561
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 3,677
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 5,401
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 2,704
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 3,369
Reinvestment of dividends and distributions ................ 805
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 4,198
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 3,225
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 2,434
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 4,528
Reinvestment of dividends and distributions ................ 6,691
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 2,019

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 27,150
Reinvestment of dividends and distributions ................ 8,240
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 18,576

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 0
S 2: Classification and Asset Allocation
62. Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities? No
S 2: Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? Yes to both
Writing or investing in options on equities? Yes No
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? Yes No
Writing or investing in interest rate futures? Yes No
Writing or investing in stock index futures? Yes No
Writing or investing in options on futures? Yes to both
Writing or investing in options on stock index futures? Yes No
Writing or investing in other commodity futures? Yes No
Investments in restricted securities? Yes No
Investments in shares of other investment companies? Yes No
Investments in securities of foreign issuers? Yes to both
Currency exchange transactions? Yes No
Loaning portfolio securities? Yes No
Borrowing of money? No –
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? No –
Short selling? No –
S 2: Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 63,889
Sales ($000s): 53,774

Monthly average Value of portfolio ($000s): 124,517

Percent turnover (lesser of Purchases or Sales, divided by Value): 43%
S 2: Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. 3,799
Net dividend income .............................................. 785
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 964
Administrator fees ............................................... –
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 661
Custodian fees ................................................... 77
Postage .......................................................... –
Printing expenses ................................................ 51
Directors’ fees .................................................. 37
Registration fees ................................................ 23
Taxes ............................................................ –
Interest ......................................................... –
Bookkeeping fees paid to anyone performing this service .......... –
Auditing fees .................................................... 37
Legal fees ....................................................... 14
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. –
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 18
Total expenses ................................................... 1,882

Expense reimbursements ($000s): 484

Net investment income ($000s): 3,186

Realized capital gains ($000s): 6,767
Realized capital losses ($000s): 0

Net unrealized appreciation during the period ($000s): 18,258
Net unrealized depreciation during the period ($000s): 0

Total income dividends for which the record date passed during the
period ($000s): 3,153

Total capital gains distributions for which the record date passed
during the period ($000s): 6,023
73. Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.3600

Distribution of capital gains: $0.6800
Other distributions: $0.0000
S 2: Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. –
Repurchase agreements ............................................ –
Short-term debt securities, other than repurchase agreements ..... 13,672
Long-term debt securities, including convertible debt ............ 53,050
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... 90,504
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ –
Receivables from portfolio instruments sold ...................... –
Receivables from affiliated persons .............................. –
Other receivables ................................................ 1,928
All other assets ................................................. 260
Total assets ..................................................... 159,414

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... –
Amounts owed to affiliated persons ............................... 48
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 397

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 158,969

Number of shares outstanding (000s): 9,417

Net Asset Value (NAV) per share (to nearest cent): $16.85

Total number of shareholder accounts: 18,742

Total value of assets in segregated accounts ($000s): 0
75. Monthly average net assets during the period ($000s): 137,202
Signature ↑Top of Form N-SAR
/s/ Thomas F. McDonough
Name: Thomas F. McDonough
Title: Secretary

↑Top

Filing Submission 0000088053-98-000262 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Deutsche Portfolio Trust – ‘NSAR-B’ for 12/31/97

As of: Wednesday, 3/11/98 · For: 12/31/97 · Accession #: 88053-98-262 · File #: 811-00042

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Annual Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

‘NSAR-B’ — N-SAR (3.0.A)

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents