Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
i☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Registrant
Title of Class
Trading
Symbol
Name of Each Exchange
on
Which Registered
Entergy Corporation
iCommon Stock, $0.01 Par Value
iETR
iNew
York Stock Exchange
iCommon Stock, $0.01 Par Value
iETR
NYSE Chicago, Inc.
Entergy
Arkansas, LLC
iMortgage Bonds, 4.90% Series due December 2052
iEAB
iNew
York Stock Exchange
iMortgage Bonds, 4.75% Series due June 2063
iEAE
iNew
York Stock Exchange
iMortgage Bonds, 4.875% Series due September 2066
iEAI
iNew
York Stock Exchange
Entergy Louisiana, LLC
iMortgage Bonds, 5.25% Series due July 2052
iELJ
iNew
York Stock Exchange
iMortgage Bonds, 4.70% Series due June 2063
iELU
iNew
York Stock Exchange
iMortgage Bonds, 4.875% Series due September 2066
iELC
iNew
York Stock Exchange
Entergy Mississippi, LLC
iMortgage Bonds, 4.90% Series due October 2066
iEMP
iNew
York Stock Exchange
Entergy New Orleans, LLC
iMortgage Bonds, 5.0% Series due December 2052
iENJ
iNew
York Stock Exchange
iMortgage Bonds, 5.50% Series due April 2066
iENO
iNew
York Stock Exchange
Entergy Texas, Inc.
iMortgage Bonds, 5.625% Series due June 2064
iEZT
iNew
York Stock Exchange
i5.375% Series A Preferred Stock, Cumulative, No Par Value (Liquidation Value $25 Per Share)
iETI/PR
iNew
York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company i☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition
On October 30, 2019, Entergy Corporation (the “Company”) issued a press release, which is attached as Exhibit 99.1 hereto and incorporated herein by reference, announcing its results of operations and financial
condition for the third quarter 2019 (the “Earnings Release”). The information in Exhibit 99.1 is being furnished, not filed, pursuant to this Item 2.02.
Item 7.01. Regulation FD Disclosure
On October 30, 2019, the Company issued the Earnings Release, which is attached as Exhibit 99.1 hereto and incorporated herein by reference, announcing its results of operations and financial condition for the third quarter 2019. The information in Exhibit 99.1 is being furnished, not filed, pursuant to this Item 7.01.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.