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Harlan Leigh M. – ‘4’ for 3/19/20 re: Tiffany & Co.

On:  Monday, 3/23/20, at 6:40pm ET   ·   For:  3/19/20   ·   Accession #:  98246-20-50   ·   File #:  1-09494

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/23/20  Harlan Leigh M.                   4                      1:10K  Tiffany & Co.                     Tiffany & Co.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                wf-form4_158500320126806.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wf-form4_158500320126806.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  3/19/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  98246
Issuer Name:  TIFFANY & CO
Issuer Trading Symbol:  TIF
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1609085
Owner Name:  Harlan Leigh M.
Reporting Owner Address:
Owner Street 1:  TIFFANY & CO.
Owner Street 2:  200 FIFTH AVENUE
Owner City:  NEW YORK
Owner State:  NY
Owner ZIP Code:  10010
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  SENIOR VICE PRESIDENT
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock $.01 Par
Transaction Date:
Value:  3/19/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,762
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  39,451
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock $.01 Par
Transaction Date:
Value:  3/19/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  439
Transaction Price Per Share:
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  39,890
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock $.01 Par
Transaction Date:
Value:  3/19/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  2,869
Footnote ID:  F3
Transaction Price Per Share:
Value:  118.695
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  37,021
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock $.01 Par
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  12
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  BY ESOP
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Performance-based Restricted Stock Units
Conversion or Exercise Price:
Footnote ID:  F1
Transaction Date:
Value:  3/19/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,762
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Expiration Date:
Footnote ID:  F1
Underlying Security:
Underlying Security Title:
Value:  Common Stock $.01 Par
Underlying Security Shares:
Value:  6,762.0
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Dividend Equivalent Units
Conversion or Exercise Price:
Footnote ID:  F2
Transaction Date:
Value:  3/19/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  439
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F2
Expiration Date:
Footnote ID:  F2
Underlying Security:
Underlying Security Title:
Value:  Common Stock $.01 Par
Underlying Security Shares:
Value:  439.0
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  621
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2020 and publication of issuer's audited financial statements for the fiscal year ending on that date. 10,888 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3. The vesting of 4,126 of such performance-based restricted stock units, which were previously projected to vest and be earned in March 2020 following publication of such audited financial statements, was accelerated to December 17, 2019. The remaining 6,762 performance-based restricted stock units were accelerated to vest in full, notwithstanding actual financial performance, on March 19, 2020.
Footnote - F2:  Settlement of dividend equivalent units in connection with vesting of performance-based stock units. The dividend equivalent units accrued when and as dividends were paid on the issuer's common stock and vested proportionately with the performance-based stock units to which they relate. The dividend equivalent units convert to the issuer's common stock on a one-for-one basis.
Footnote - F3:  Shares withheld to cover taxes on vested performance-based restricted stock units pursuant to issuer's default equity vesting procedures.
Remarks:
Owner Signature:
Signature Name:  /s/ Catherine W.H. So, Attorney-in-Fact
Signature Date:  3/23/20


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