SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Morgan J P & Co Inc – ‘SC 13G/A’ on 11/7/97 re: Ashworth Inc

As of:  Friday, 11/7/97   ·   Accession #:  68100-97-665   ·   File #:  5-41392

Previous ‘SC 13G’:  ‘SC 13G/A’ on 11/7/97   ·   Next:  ‘SC 13G/A’ on 11/7/97   ·   Latest:  ‘SC 13G/A’ on 12/8/00

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

11/07/97  Morgan J P & Co Inc               SC 13G/A               1:6K   Ashworth Inc

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    13G October 31, 1997                                   3     15K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 1 (a). NAME OF ISSUER: Ashworth Inc
"Item 2 (a). Name of Person Filing: J. P. Morgan & Co., Incorporated
"Item 2 (c). Citizenship United States
"Item 2 (d). TITLE OF CLASS OF SECURITIES: Ashworth Inc
"Item 2 (e). Cusip No: 04516H101
"Item 3. TYPE OF PERSON: (g) PARENT HOLDING COMPANY
"Item 4 (a). Amount Beneficially Owned: 12,637,000 Shares, Including 0 Shares Where There Is A Right to Acquire
"Item 4 (b). Percent of Class: 10.109 %
"Item 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS: Not Applicable
"Item 6. Ownership of More Than 5 Percent on Behalf of Another Person:
3Item 8. Identification and Classification of Members of the Group:
"Item 9. Notice of Dissolution of the Group: Not Applicable
"Item 10. Certification:
SC 13G/A1st Page of 3TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. )* NAME OF ISSUER: Ashworth Inc. TITLE OF CLASS OF SECURITIES: Ashworth Inc. UNLESS OTHERWISE NOTED, THE SECURITY BEING REPORTED IS A COMMON STOCK CUSIP NO: 04516H101 FEE BEING PAID: No (1) NAMES OF REPORTING PERSONS: J. P. MORGAN & CO., INCORPORATED S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 13-2625764 (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) (B) (3) SEC USE ONLY (4) CITIZENSHIP OR PLACE OF ORGANIZATION: UNITED STATES NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: (5) SOLE POWER TO VOTE: 1,077,300 SHARES (6) SHARED POWER TO VOTE: 0 SHARES (7) SOLE POWER TO DISPOSE: 1,277,500 SHARES (8) SHARED POWER TO DISPOSE: 0 SHARES (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 12,637,000 SHARES (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 10.109 % (12) TYPE OF REPORTING PERSON: HC
SC 13G/A2nd Page of 3TOC1stPreviousNextBottomJust 2nd
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO: DATE: October 31, 1997 FEE BEING PAID: No ITEM 1 (a) NAME OF ISSUER: Ashworth Inc. ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2791 Loker Avenue West Carlsbad, CA 92008 ITEM 2 (a) NAME OF PERSON FILING: J. P. MORGAN & CO., INCORPORATED ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 60 WALL STREET NEW YORK, N. Y. 10260 ITEM 2 (c) CITIZENSHIP UNITED STATES ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Ashworth Inc. UNLESS OTHERWISE NOTED, THE SECURITY BEING REPORTED IS A COMMON STOCK ITEM 2 (e) CUSIP NO: 04516H101 ITEM 3 TYPE OF PERSON: (g) PARENT HOLDING COMPANY ITEM 4 (a) AMOUNT BENEFICIALLY OWNED: 12,637,000 SHARES, INCLUDING 0 SHARES WHERE THERE IS A RIGHT TO ACQUIRE. ITEM 4 (b) PERCENT OF CLASS: 10.109 % ITEM 4 (c) (i) SOLE POWER TO VOTE: 1,077,300 SHARES (ii) SHARED POWER TO VOTE: 0 SHARES (iii) SOLE POWER TO DISPOSE: 1,277,500 SHARES (iv) SHARED POWER TO DISPOSE: 0 SHARES ITEM 5 OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS: Not Applicable ITEM 6 OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON: VIRTUALLY ALL OF OUR ACCOUNTS INVOLVE OUTSIDE PERSONS WHO HAVE THE RIGHT TO RECEIVE OR DIRECT THE RECEIPT OF DIVIDENDS FROM, OR THE PROCEEDS FROM THE SALE OF, SECURITIES IN SUCH ACCOUNTS WITH RESPECT TO THE CLASS OF SECURITIES WHICH ARE THE SUBJECT OF THIS REPORT. HOWEVER, NO SUCH PERSON'S RIGHTS RELATE TO MORE THAN FIVE PERCENT OF THE CLASS, UNLESS SUCH PERSON IS IDENTIFIED BELOW.
SC 13G/ALast Page of 3TOC1stPreviousNextBottomJust 3rd
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARIES: MORGAN GUARANTY TRUST COMPANY OF NEW YORK - 3(b) BANK J.P. MORGAN INVESTMENT MANAGEMENT INC. - 3(e) INVESTMENT ADVISOR J.P. MORGAN FLORIDA FEDERAL SAVINGS BANK - 3(e) INVESTMENT ADVISOR CERTAIN OF THE SECURITIES COVERED BY THIS REPORT MAY BE OWNED BY NON- QUALIFYING SUBSIDIARIES OF J.P. MORGAN & CO. INCORPORATED, BUT THE AMOUNT SO OWNED DOES NOT EXCEED ONE PERCENT OF THE TOTAL OUTSTANDING SECURITIES OF THE COMPANY AND IT IS NOT PRACTICAL TO OBTAIN ADDITIONAL INFORMATION CONCERNING SUCH SECURITIES. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: NOT APPLICABLE ITEM 9 NOTICE OF DISSOLUTION OF THE GROUP: NOT APPLICABLE ITEM 10 CERTIFICATION: BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSE OR EFFECT. AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. KATHLEEN H. TRIPP VICE PRESIDENT

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed on:11/7/97SC 13G/A
10/31/97210-K
 List all Filings 
Top
Filing Submission 0000068100-97-000665   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., May 4, 6:02:45.1pm ET