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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 3/16/20 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1068875 |
| Issuer Name: BLUCORA, INC. |
| Issuer Trading Symbol: BCOR |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1806833 |
| | Owner Name: Carsley Mimi |
| Reporting Owner Address: |
| | Owner Street 1: 6333 N. STATE HWY 161 |
| | Owner Street 2: 6TH FLOOR |
| | Owner City: IRVING |
| | Owner State: TX |
| | Owner ZIP Code: 75038 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Interim CFO |
| | Other Text: |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/16/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 30,647 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 30,647 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Derivative Table: |
Footnotes: |
| Footnote - F1: Reflects an initial grant of 30,647 restricted stock units ("RSUs") that was made to the reporting person upon the reporting person's appointment as Interim Chief Financial Officer for the Company. The time-based restricted stock units will vest on the earlier of (a) the first anniversary of the date of grant or (b) the reporting person's separation from the Company. |
Remarks: |
Owner Signature: |
| Signature Name: /s/ Seth Rasmussen, as Attorney-in-Fact for Mimi Carsley |
| Signature Date: 3/18/20 |