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Kurtzman Zvi, et al. – ‘3’ for 3/22/19 re: Aura Systems Inc.

On:  Wednesday, 8/21/19, at 11:04am ET   ·   For:  3/22/19   ·   Accession #:  1060065-19-2   ·   File #:  0-17249

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 8/21/19  Kurtzman Zvi                      3                      1:16K  Aura Systems Inc.
          Lowy Elimelech
          Mann David
          Lavut Cipora
          Lempert Robert T

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- primary_doc.xml/2.6                  




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
KURTZMAN ZVI

(Last)(First)(Middle)
419 OAKMONT PLACE

(Street)
ATLANTAGA30327

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
3/22/19
3. Issuer Name and Ticker or Trading Symbol
AURA SYSTEMS INC [ AUSI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock7,803,298 (1)D
Common Stock4,189,670 (2)D
Common Stock891,204 (3)D
Common Stock495,456 (4)D
Common Stock191,963 (5)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrants 2/14/18 2/13/23Common Stock250,912 (6)1.4D
Warrants 3/23/17 2/22/22Common Stock100,000 (7)1.4D
Warrants 12/18/17 12/17/19Common Stock142,857 (6)1.4D
Warrants 6/3/14 6/2/21Common Stock111,438 (8)1.4D
Options 2/28/13 2/28/20Common Stock485,714 (8)1.4D
Warrants 2/14/18 2/14/23Common Stock2,506,730 (9)1.4D
Warrants 3/6/17 3/6/22Common Stock1,586,147 (9)1.4D
Warrants 6/3/14 6/2/21Common Stock51,661 (10)1.4D
Options 2/28/13 2/28/20Common Stock85,714 (10)1.4D
1. Name and Address of Reporting Person*
KURTZMAN ZVI

(Last)(First)(Middle)
419 OAKMONT PLACE

(Street)
ATLANTAGA30327

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Lowy Elimelech

(Last)(First)(Middle)
36 BETH-HALEVY

(Street)
BOISBRIANDA8J7E 4H4

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Mann David

(Last)(First)(Middle)
C/O AURA SYSTEMS, INC.
10541 ASHDALE STREET

(Street)
STANTONCA90680

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Lavut Cipora

(Last)(First)(Middle)
C/O AURA SYSTEMS, INC.
10541 ASHDALE STREET

(Street)
STANTONCA90680

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Lempert Robert T

(Last)(First)(Middle)
C/O AURA SYSTEMS, INC,
10541 ASHDALE STREET

(Street)
STANTONCA90680

(City)(State)(Zip)
Explanation of Responses:
(1)  These securities are solely owned by Zvi Kurtzman, a ten percent (10%) owner of the Issuer, who is a member of a "group" with Elimelech Lowy, David Mann, Cipora Lavut and Robert Lempert.
(2)  These securities are solely owned by Elimelech Lowy, a ten percent (10%) owner of the Issuer.
(3)  These securities are solely owned by David Mann.
(4)  These securities are solely owned by Cipora Lavut.
(5)  These securities are solely owned by Robert Lempert.
(6)  These derivative securities are solely held by David Mann.
(7)  These derivative securities are solely held by Robert Lempert.
(8)  These derivative securities are solely held by Zvi Kurtzman.
(9)  These derivative securities are solely held by Elimelech Lowy.
(10)  These derivative securities are solely held by Cipora Lavut.
Zvi Kurtzman 7/29/19
Elimelech Lowy 8/19/19
David Mann 7/28/19
Cipora Lavut 7/28/19
Robert Lempert 7/28/19
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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