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Ownership Document |
Schema Version: X0306 |
Document Type: 5 |
Period of Report: 4/22/15 |
Not Subject to Section 16: 0 |
Form 3 Holdings Reported: 0 |
Form 4 Transactions Reported: 0 |
Issuer: |
| Issuer CIK: 1394872 |
| Issuer Name: Ambient Water Corp |
| Issuer Trading Symbol: AWGI |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1640984 |
| | Owner Name: 0967761 BC, Ltd. |
| Reporting Owner Address: |
| | Owner Street 1: 7721 E TRENT |
| | Owner Street 2: |
| | Owner City: SPOKANE |
| | Owner State: WA |
| | Owner ZIP Code: 99212 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? Yes |
| | Is Other? Yes |
| | Officer Title: CEO/CTO |
| | Other Text: Holding company of CEO/CTO |
Non-Derivative Table: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Coding: |
| | | Transaction Form Type: |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 14,941,438 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Coding: |
| | | Transaction Form Type: |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,788,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/22/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,000 |
| | | Transaction Price Per Share: |
| Value: 0.02 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,778,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/28/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 16,380 |
| | | Transaction Price Per Share: |
| Value: 0.02 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,762,332 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/29/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 73,620 |
| | | Transaction Price Per Share: |
| Value: 0.02 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,688,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/9/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 50,000 |
| | | Transaction Price Per Share: |
| Value: 0.051 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,638,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/9/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 25,000 |
| | | Transaction Price Per Share: |
| Value: 0.048 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,613,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/9/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 50,000 |
| | | Transaction Price Per Share: |
| Value: 0.0437 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,563,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/9/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 50,000 |
| | | Transaction Price Per Share: |
| Value: 0.0531 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,513,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/9/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 45,000 |
| | | Transaction Price Per Share: |
| Value: 0.0434 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,468,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/9/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 50,000 |
| | | Transaction Price Per Share: |
| Value: 0.041 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,418,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 6/9/15 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 50,000 |
| | | Transaction Price Per Share: |
| Value: 0.0435 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,368,712 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F1 |
| | | Nature of Ownership: |
| Value: Shares held by holding company |
Derivative Table: |
| Derivative Holding: |
| | Security Title: |
| | | Value: Common stock otpions |
| | Conversion or Exercise Price: |
| | | Value: 0.11 |
| | Transaction Coding: |
| | | Transaction Form Type: |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Value: 7/22/23 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common stock |
| | | Underlying Security Shares: |
| Value: 750,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 750,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Common stock registered to 0967761 BC, Ltd. Keith White, who is CEO, CTO and a director of Ambient Water Corp., has sole voting and dispositive control over the 0967761 BC, Ltd. shares. |
| Footnote - F2: On July 22, 2013, the board of directors authorized the issuance of 750,000 common stock options to Keith White, the Company's Chief Executive Officer and Chief Technology Officer. These common stock options have an exercise price of $0.11 per share. On July 22, 2014, twenty-five percent (25%) of the options vested. Thereafter, the options vest at six and a quarter percent (6.25%) each quarter or 46,875 option shares quarterly. Vesting quarters are October 22, January 22, April 22 and July 22. The common stock options have a ten (10) year exercise term. |
Owner Signature: |
| Signature Name: /s/ Keith White |
| Signature Date: 2/9/16 |