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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 8/31/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1766400 |
| Issuer Name: Pennant Group, Inc. |
| Issuer Trading Symbol: PNTG |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1417555 |
| | Owner Name: Christensen Christopher R. |
| Reporting Owner Address: |
| | Owner Street 1: C/O THE PENNANT GROUP, INC. |
| | Owner Street 2: 1675 EAST RIVERSIDE DRIVE, SUITE 150 |
| | Owner City: EAGLE |
| | Owner State: ID |
| | Owner ZIP Code: 83616 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 8/31/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: F |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 100 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 38.04 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 150,073 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 618,333 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| Footnote ID: F2 |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F2 |
| Derivative Table: |
| Footnotes: |
| Footnote - F1: These shares vest in five equal annual installments beginning August 31, 2016. |
| Footnote - F2: Of these shares, 618,162 shares are held by Hobble Creek Investments, LLC, of which Mr. Christensen is the sole member, 2,171 shares are held by Mr. Christensen's spouse, and 2,000 shares are held by Mr. Christensen's former spouse as custodian for their minor children under the California Uniform Transfers to Minors Act. Mr. Christensen's former spouse holds voting and investment power over the shares held for their children. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Derek J. Bunker, as attorney-in-fact |
| Signature Date: 9/2/20 |
