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Miller John M – ‘4’ for 8/3/20 re: Rockwell Automation, Inc.

On:  Tuesday, 8/4/20, at 4:58pm ET   ·   For:  8/3/20   ·   Accession #:  1820074-20-1   ·   File #:  1-12383

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/04/20  Miller John M                     4                      1:6K   Rockwell Automation, Inc.         White Shane… Danielle/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- primary_doc.xml/3.6                  




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  8/3/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1024478
Issuer Name:  ROCKWELL AUTOMATION, INC
Issuer Trading Symbol:  ROK
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1305128
Owner Name:  MILLER JOHN M
Reporting Owner Address:
Owner Street 1:  C/O ROCKWELL AUTOMATION, INC.
Owner Street 2:  1201 SOUTH SECOND STREET
Owner City:  MILWAUKEE
Owner State:  WI
Owner ZIP Code:  53204
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  VP and Chief IP Counsel
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  437.9187
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Savings Plan
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  8/3/20
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  500
Transaction Price Per Share:
Value:  220.815
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,905
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F2
Footnotes:
Footnote - F1Includes shares represented by company stock fund units acquired under the company savings plan since the date last reported for this person based on information furnished by the plan administrator as of 6/30/20. The number of stock fund units represented by the balance of the participant's company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the company stock fund under the plan.
Footnote - F2Includes 400 shares held by the company to implement restrictions on transfer unless and until certain conditions are met.
Owner Signature:
Signature Name:  Karen A. Balistreri, Attorney-In-Fact for John M. Miller
Signature Date:  8/4/20


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Filing Submission 0001820074-20-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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