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US Ecology, Inc. – ‘8-K’ for 3/3/20

On:  Tuesday, 3/3/20, at 6:01am ET   ·   For:  3/3/20   ·   Accession #:  1683168-20-666   ·   File #:  1-39120

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/03/20  US Ecology, Inc.                  8-K:7,9     3/03/20   12:16M                                    GlobalOne Filings Inc/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     31K 
 2: EX-99.1     March 2020 Investor Presentation                    HTML     90K 
 8: R1          Cover                                               HTML     51K 
12: XML         IDEA XML File -- Filing Summary                      XML     12K 
 9: XML         XBRL Instance -- usecology_8k_htm                    XML     19K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.DEF  XBRL Definitions -- ecol-20200303_def                XML     75K 
 4: EX-101.LAB  XBRL Labels -- ecol-20200303_lab                     XML    103K 
 5: EX-101.PRE  XBRL Presentations -- ecol-20200303_pre              XML     72K 
 6: EX-101.SCH  XBRL Schema -- ecol-20200303                         XSD     14K 
 7: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    35K 
10: ZIP         XBRL Zipped Folder -- 0001683168-20-000666-xbrl      Zip     34K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C:   C:   C:   C:   C:   C:   C: 
 i 0001783400  i false 0001783400 2020-03-03 2020-03-03 0001783400 ECOL:CommonStock0.01ParValueMember 2020-03-03 2020-03-03 0001783400 ECOL:WarrantsToPurchaseCommonStockMember 2020-03-03 2020-03-03 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM  i 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT

OF 1934

 

Date of Report (Date of earliest event reported):  i March 3, 2020

 

 i US ECOLOGY, INC.

 

(Exact name of registrant as specified in its charter)

 

 i Delaware  i 001-39120  i 84-2421185

(State or other jurisdiction of

incorporation or organization)

(Commission File Number)

(I.R.S. Employer

Identification Number)

     

 i 101 S. Capitol Blvd. Suite 1000

 i Boise,  i Idaho

(Address of principal executive offices)

 

 i 83702

(Zip Code)

 

 

 i (208)  i 331-8400

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each Class Trading Symbol Name of each exchange on which
registered
 i Common Stock, $0.01 par value  i ECOL  i Nasdaq Global Market
 i Warrants to purchase Common Stock  i ECOLW  i Nasdaq Global Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b 2 of this chapter).

 

Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 C: 
   

 

 

Item 7.01 Notice of Regulation FD Disclosure .

 

Attached as Exhibit 99.1 and furnished for purposes of Regulation FD is an Investor Presentation to be given by US Ecology, Inc. at various investor events in March and April of 2020.

 

In accordance with general instruction B.2 of Form 8-K, the information in this report (including Exhibit 99.1) is furnished and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liability of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act.

 

Item 9.01. Financial Statements and Exhibits.

 

(d)        Exhibits

 

The following exhibits relating to Item 7.01 shall be deemed to be furnished, and not filed:

 

99.1       US Ecology, Inc. Investor Presentation – March 2020.

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  US Ecology, Inc.
  (Registrant)
   
   
Date: March 3, 2020 By: /S/ Eric L. Gerratt
  Eric L. Gerratt
 

Executive Vice President and Chief Financial Officer

 

 

 C: 

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