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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 1/13/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 38264 |
| Issuer Name: Forward Industries, Inc. |
| Issuer Trading Symbol: FORD |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1732362 |
| | Owner Name: Severino Paul Jean |
| Reporting Owner Address: |
| | Owner Street 1: 700 VETERANS MEMORIAL HIGHWAY |
| | Owner Street 2: |
| | Owner City: HAUPPAUGE |
| | Owner State: NY |
| | Owner ZIP Code: 11788 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: COO of Subsidiary |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 1/13/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 3,338 |
| | | Transaction Price Per Share: |
| Value: 1.25 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 197,580 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: The reporting person sold the shares pursuant to a 10B5-1 Plan. |
| Owner Signature: |
| Signature Name: /s/ Paul Severino |
| Signature Date: 1/15/20 |
