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Booth Marc W. – ‘4’ for 11/9/20 re: Acacia Research Corp.

On:  Tuesday, 11/10/20, at 8:06pm ET   ·   For:  11/9/20   ·   Accession #:  1683168-20-3818   ·   File #:  1-37721

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/10/20  Booth Marc W.                     4                      1:5K   Acacia Research Corp.             GlobalOne Filings Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- ownership.xml/3.6                    




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  11/9/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  934549
Issuer Name:  ACACIA RESEARCH CORP
Issuer Trading Symbol:  ACTG
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1750000
Owner Name:  Booth Marc W.
Reporting Owner Address:
Owner Street 1:  4 PARK PLAZA, SUITE 550
Owner Street 2:
Owner City:  IRVINE
Owner State:  CA
Owner ZIP Code:  92614
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief IP Officer
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  ACTG Common Stock
Transaction Date:
Value:  11/9/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  4,726
Footnote ID:  F1
Transaction Price Per Share:
Value:  3.6120
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  201,415
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5(1) Trading Plan adopted by the Reporting Person on September 14, 2020.
Footnote - F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.55 to $3.72, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form.
Owner Signature:
Signature Name:  /s/ Jennifer Graff, Attorney-in-fact
Signature Date:  11/10/20


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Filing Submission 0001683168-20-003818   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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