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Ownership Document
|
| Schema Version: X0407 |
| Document Type: 4 |
| Period of Report: 3/23/23 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1376793 |
| Issuer Name: Cavitation Technologies, Inc. |
| Issuer Trading Symbol: CVAT |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1699734 |
| | Owner Name: Voloshin Naum |
| Reporting Owner Address: |
| | Owner Street 1: 6201 SHOUP AVE., #83 |
| | Owner Street 2: |
| | Owner City: WOODLAND HILLS |
| | Owner State: CA |
| | Owner ZIP Code: 91367 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Executive Officer |
| | Other Text: |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: COMMON STOCK |
| | Transaction Date: |
| | | Value: 3/23/23 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 841,000 |
| | | Transaction Price Per Share: |
| Value: 0.0143 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 11,053,390 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Remarks: Option has a vesting rate as follows: 125,000 on 1/27/17; 50,000 on 1/27/18 and 50,000 on 1/27/19. Option was exercised, in full, on March 8, 2017. |
| Owner Signature: |
| Signature Name: /s/ Naum Voloshin |
| Signature Date: 3/27/23 |
