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Sapience Investments, LLC – ‘SC 13G/A’ on 3/21/19 re: Diebold Nixdorf, Inc

On:  Thursday, 3/21/19, at 12:05pm ET   ·   Accession #:  1682598-19-8   ·   File #:  5-31983

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/13/19   ·   Next & Latest:  ‘SC 13G’ on 2/14/20

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 3/21/19  Sapience Investments, LLC         SC 13G/A               1:8K   Diebold Nixdorf, Inc

Amendment to Statement of Beneficial Ownership   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership         5±    15K 


Document Table of Contents

Page (sequential)   (alphabetic) Top
 
11st Page  –  Filing Submission
"Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:*
"Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of a Class
"Item 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.*
"Item 8. Identification and classification of members of the group
"Item 9. Notice of Dissolution of Group
"Item 10. Certifications


UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 0)* Diebold Nixdorf, Incorporated (Name of Issuer) Common Stock (Title of Class of Securities) 253651103 (CUSIP Number) March 15, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed:* [X] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.* The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).* SCHEDULE 13G CUSIP No. 253651103 1 Names of Reporting Persons Sapience Investments, LLC 2 Check the appropriate box if a member of a Group (see instructions) (a) [ ] (b) [ ] 3 Sec Use Only 4 Citizenship or Place of Organization State of California Number of Shares Beneficially Owned by Each Reporting Person With: 5 Sole Voting Power 3,794,459 6 Shared Voting Power None 7 Sole Dispositive Power 3,794,459 8 Shared Dispositive Power None 9 Aggregate Amount Beneficially Owned by Each Reporting Person 3,794,459 10 Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)* [ ] 11 Percent of class represented by amount in row (9) 4.96% 12 Type of Reporting Person (See Instructions) IA Item 1. (a) Name of Issuer: Diebold Nixdorf, Incorporated (b) Address of Issuer?s Principal Executive Offices: 5995 Mayfair Road North Canton, OH 44720 Item 2. (a) Name of Person Filing: Sapience Investments, LLC (b) Address of Principal Business Office or, if None, Residence: 520 Newport Center Drive, Suite 650 Newport Beach, CA 92660 (c) Citizenship: State of California (d) Title and Class of Securities: Common Stock (e) CUSIP No.: 253651103 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:* (a)[_]Broker or dealer registered under Section 15 of the Act; (b)[_]Bank as defined in Section 3(a)(6) of the Act; (c)[_]Insurance company as defined in Section 3(a)(19) of the Act; (d)[_]Investment company registered under Section 8 of the Investment Company Act of 1940;* (e)[X]An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f)[_]An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);* (g)[_]A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);* (h)[_]A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);* (i)[_]A church plan that is excluded from the definition of an investment company under* section 3(c)(14) of the Investment Company Act of 1940;* (j)[_]A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); (k)[_]Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution* in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____* Item 4. Ownership (a) Amount Beneficially Owned: 3,794,459 (b) Percent of Class: 4.96% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 3,794,459 (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 3,794,459 (iv) Shared power to dispose or to direct the disposition of: None Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ x ].* Item 6. Ownership of more than Five Percent on Behalf of Another Person. All of the shares of Common Stock set forth in Item 4 are owned by various investment advisory clients of Sapience Investments, LLC, which is deemed to be a beneficial owner of those shares pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, due to its discretionary power to make investment decisions over such shares for its clients and/or its ability to vote such shares. In all cases, persons other than Sapience Investments, LLC have the right to receive, or the power to direct the receipt of, dividends from, or the proceeds from the sale of the shares. No individual client holds more than five percent of the class.* Item 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.* Not Applicable Item 8. Identification and classification of members of the group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certifications. Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.* Sapience Investments, LLC By: /s/ Nathan Statler Name: Nathan Statler Title: Chief Compliance Officer Dated: March 18, 2019 The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.* Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:3/21/19
3/18/19
3/15/194,  DEF 14A,  DEFA14A
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Filing Submission 0001682598-19-000008   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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