SEC Info - Columbia Capital Management, LLC, et al.

EDGAR Submission

Header Data:

Submission Type: MA-I

Filer Info:

Filer:

Filer ID: 1608033

Filer CCC: XXXXXXXX

Contact:

Name: Stacey Walter

Phone Number: 913-312-8057

Contact Email: swalter@columbiacapital.com

Form Data:

Is Amendment? No

Is Individual? No

Applicant Name:

First Name: Samantha

Middle Name: Allison

Last Name: Baker

Suffix: Mrs

Applicant CRD Num.: 7835286

Has More Than One Advisory Firms? No

No of Advisory Firms: 1

Municipal Advisor Offices:

Municipal Advisor Office:

Municipal Firm:

Municipal Filer:

Filer ID: 1608033

Municipal Firm Name: Columbia Capital Management, LLC

Recent Employment Commenced Date: 5/18/22

Is Independent Relatioship? No

MA Registration:

SEC Registration:

File Number: 867-00262

Advisor Offices:

Advisor Office:

Location Info: LOCATED

Start Date: 5/18/22

Address Info:

Address:

Street 1: 6700 ANTIOCH

Street 2: SUITE 250

City: MERRIAM

State or Country: KS

ZIP Code: 66204

Other Names:

Other Name:

First Name: Samantha

Middle Name: Allison

Last Name: Martens

Residential History:

Employment History:

Current Employer:

Start Date: 05-2022

Name: Columbia Capital Management, LLC

Address Info:

City: Merriam

State or Country:

State or Country: KS

ZIP Code: 66204

Is Related to Municipal Advisor? Yes

Is Related to Investment? Yes

Position Description: Analyst

Prior Employers:

Prior Employer:

Start Date: 08-2013

End Date: 05-2022

Name: University of Kansas and Lee's Summit Public Schools

Address Info:

City: Lawrence

State or Country:

State or Country: KS

ZIP Code: 66044

Is Related to Municipal Advisor? No

Is Related to Investment? No

Position Description: Student

Is Engaged in Other Business? No

Disclosure Questions:

Criminal Disclosure:

Criminal Disclosure Common Question:

Is Convicted of Felony? No

Is Charged With Felony? No

Is Org. Convicted of Felony? No

Is Org. Charged With Felony? No

Is Convicted of Misdemeanor? No

Is Charged With Misdemeanor? No

Is Org. Convicted of Misdemeanor? No

Is Org. Charged With Misdemeanor? No

Regulatory Disclosure:

Regulatory Disclosure Common Question:

Is Made False Statement? No

Is Violated Regulation? No

Is Cause of Denial? No

Is Order Against? No

Is Imposed Penalty? No

Is Unethical? No

Is Found in Violation of Regulation? No

Is Found in Cause of Denial? No

Is Order Against Activity? No

Is Denied License? No

Is Found Made False Statement? No

Is Found in Violation of Rules? No

Is Found in Cause of Suspension? No

Is Discipliend? No

Is Authorized to Act Attorney? No

Is Regulatory Complaint? No

Is Violated Security Act? No

Is Willfully Aided? No

Is Failed to Supervise? No

Is Found Willfully Aided? No

Is Association Bared? No

Is Final Order? No

Is Willfully Violated Security Act? No

Is Failed Resonably? No

Investigation Disclosure:

Is Investigated? No

Civil Disclosure:

Is Enjoined? No

Is Found in Violation of Regulation? No

Is Dismissed? No

Is Named in Civil Proceeding? No

Complaint Disclosure:

Is Complaint Pending? No

Is Complaint Settled? No

Is Fraud Case Pending? No

Is Fraud Case Resulted Award? No

Is Fraud Case Settled? No

Termination Disclosure:

Is Viloated Industry Standard? No

Is Involved in Fraud? No

Is Failed to Supervise? No

Financial Disclosure:

Is Compromised? No

Is Bankruptcy Petition? No

Is Trustee Apointed? No

Is Bond Revoked? No

Judgment Lien Disclosure:

Is Lien Against? No

Signature Info:

Signature:

Date Signed: 4/25/24

Signature: Stacey L Walter

Title: Compliance Officer and Controller

Columbia Capital Management, LLC, et al. – ‘MA-I’ on 4/25/24

On: Thursday, 4/25/24, at 3:28pm ET · Accession #: 1608033-24-2 · File #: 868-02055

Previous ‘MA-I’: ‘MA-I/A’ on 12/19/23 · Latest ‘MA-I’: This Filing

Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I

Filing Table of Contents

This ‘MA-I’ Document is an XML Data File that may be rendered in various formats:

Columbia Capital Management, LLC, et al. – ‘MA-I’ on 4/25/24

On: Thursday, 4/25/24, at 3:28pm ET · Accession #: 1608033-24-2 · File #: 868-02055

Previous ‘MA-I’: ‘MA-I/A’ on 12/19/23 · Latest ‘MA-I’: This Filing

Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-IFiling Table of Contents

This ‘MA-I’ Document is an XML Data File that may be rendered in various formats:

Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I

Filing Table of Contents