SEC Info - First Southwest Company, LLC - ‘MA-I/A’ on 2/1/16

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First Southwest Company, LLC – ‘MA-I/A’ on 2/1/16

On: Monday, 2/1/16, at 10:26am ET · As of: 1/29/16 · Accession #: 1607949-16-231 · File #: 868-03360

  As Of                Filer                Filing    For·On·As Docs:Size

 1/29/16  First Southwest Company, LLC      MA-I/A      2/01/16    1:8K

Amendment to Information Regarding a Natural Person Who Engages in Municipal Advisory Activities — Form MA-I
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: MA-I/A      Amendment to Information Regarding a Natural        HTML      9K 
                          Person Who Engages in Municipal Advisory               
                          Activities -- primary_doc.xml

Filing Submission 0001607949-16-000231 – SGML Text

Original SGML Text submitted by:	First Southwest Co., LLC [ formerly First Southwest Co. ]

⇓Show all <DOCUMENT> <TEXT> elements below – 8K ↑Top ↓Bottom

<SUBMISSION>
<SECRELEASE-DATETIME>		20160201-102642	 ⇐ Metadata from SEC Info (ET)
<SECWEBSITE-DATETIME>		20160201-102642	 ⇐ Metadata from SEC Info (ET)
<ACCEPTANCE-DATETIME>		20160201-102603	 ⇐ Filing accepted by SEC (ET)
<ACCESSION-NUMBER>		0001607949-16-000231
<TYPE>				MA-I/A
<PUBLIC-DOCUMENT-COUNT>		1
<FILING-DATE>			20160129

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		First Southwest Company, LLC
<CIK>				0001607949
<IRS-NUMBER>			750708002  ⇒ 75-0708002
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1231
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			MA-I/A
<ACT>				34
<FILE-NUMBER>			868-03360
<FILM-NUMBER>			161375818
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			325 N ST PAUL STREET STE 800
<CITY>				DALLAS
<STATE>				TX
<ZIP>				75201
<PHONE>				214-953-4000
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			325 N ST PAUL STREET STE 800
<CITY>				DALLAS
<STATE>				TX
<ZIP>				75201
</MAIL-ADDRESS>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		First Southwest Co
<DATE-CHANGED>			20140513
</FORMER-COMPANY>
</FILER>

<DOCUMENT>
<TYPE>		MA-I/A
<SEQUENCE>	1
<FILENAME>	primary_doc.xml
<TEXT>
<XML>
<?xml version="1.0" encoding="UTF-8"?>
       Show <XML>: 194 lines (widest: 151 characters) - 9K bytes  
</TEXT>
</DOCUMENT>

</SUBMISSION>

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Filing Submission 0001607949-16-000231 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

First Southwest Company, LLC – ‘MA-I/A’ on 2/1/16

On: Monday, 2/1/16, at 10:26am ET · As of: 1/29/16 · Accession #: 1607949-16-231 · File #: 868-03360

Previous ‘MA-I’: ‘MA-I/A’ on 1/29/16 · Next & Latest: ‘MA-I/A’ on 1/26/16

Amendment to Information Regarding a Natural Person Who Engages in Municipal Advisory Activities — Form MA-IFiling Table of Contents

Amendment to Information Regarding a Natural Person Who Engages in Municipal Advisory Activities — Form MA-I
Filing Table of Contents