SEC Info - Catalent, Inc. - ‘8-K’ for 5/8/24

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Catalent, Inc. – ‘8-K’ for 5/8/24

On: Wednesday, 5/8/24, at 4:20pm ET · For: 5/8/24 · Accession #: 1596783-24-31 · File #: 1-36587

  As Of               Filer                 Filing    For·On·As Docs:Size

 5/08/24  Catalent, Inc.                    8-K:2,9     5/08/24   11:754K

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     29K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    512K 
 6: R1          Document Information                                HTML     45K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
11: XML         XBRL Instance -- ctlt-20240508_htm                   XML     13K 
 7: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- ctlt-20240508_lab                     XML     63K 
 5: EX-101.PRE  XBRL Presentations -- ctlt-20240508_pre              XML     33K 
 3: EX-101.SCH  XBRL Schema -- ctlt-20240508                         XSD     11K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
10: ZIP         XBRL Zipped Folder -- 0001596783-24-000031-xbrl      Zip     49K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

ctlt-20240508

i FALSE i 000159678300015967832024-05-082024-05-08

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

______________________________

FORM i 8-K

CURRENT REPORT

______________________________

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): i May 8, 2024

i CATALENT, INC.

(Exact name of registrant as specified in its charter)


i Delaware	i 001-36587	i 20-8737688
(State or other jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification Number)

i 14 Schoolhouse Road

i Somerset,

i New Jersey

i 08873

(Address of registrant's principal executive office)

(Zip code)

i (732) i 537-6200

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 203.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading symbols(s)	Name of each exchange on which registered
i Common Stock, $0.01 par value per share	i CTLT	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On May 8, 2024, Catalent, Inc. (the "Company") issued an earnings release setting forth the Company's financial results for its third quarter ended March 31, 2024. The earnings release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference.

As provided in General Instruction B.2 of Form 8-K, Exhibit 99.1 and the information contained in this Item 2.02 of this Current Report on Form 8-K shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), nor shall they be deemed to be incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits.

d. Exhibits. The following exhibits are filed (or, in the case of Exhibit 99.1, furnished) as part of this Current Report on Form 8-K.


Exhibit No.						Description






99.1						Earnings release, May 8, 2024, issued by Catalent, Inc.
104						The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


			Catalent, Inc.
			(Registrant)

By:			/s/ *JOSEPH FERRARO*
			Joseph A. Ferraro
			Senior Vice President, General Counsel, Chief Compliance Officer & Secretary


			Date: May 8, 2024

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	5/8/24	None on these Dates
	3/31/24
		List all Filings

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Filing Submission 0001596783-24-000031 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)