SEC Info - Ameriprise Financial Services, Inc. - ‘MA-I’ on 11/20/14

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Ameriprise Financial Services, Inc. – ‘MA-I’ on 11/20/14

On: Thursday, 11/20/14, at 4:09pm ET · As of: 9/30/14 · Accession #: 49709-14-43 · File #: 868-04114

  As Of                Filer                Filing    For·On·As Docs:Size

 9/30/14  Ameriprise Fin’l Services, Inc.   MA-I       11/20/14    1:9K

Information Regarding a Natural Person Who Engages in Municipal Advisory Activities — Form MA-I
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: MA-I        Information Regarding a Natural Person Who Engages  HTML      9K 
                          in Municipal Advisory Activities --                    
                          primary_doc.xml

Filing Submission 0000049709-14-000043 – SGML Text

Original SGML Text submitted by:	Ameriprise Financial Services, LLC [ formerly Ameriprise Financial Services, Inc. ]

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Ameriprise Financial Services, Inc. – ‘MA-I’ on 11/20/14

On: Thursday, 11/20/14, at 4:09pm ET · As of: 9/30/14 · Accession #: 49709-14-43 · File #: 868-04114

Previous ‘MA-I’: ‘MA-I’ on 11/3/14 · Next: ‘MA-I’ on 9/29/14 · Latest: ‘MA-I/A’ on 6/2/17

Information Regarding a Natural Person Who Engages in Municipal Advisory Activities — Form MA-IFiling Table of Contents

To view the SGML, please refresh this page.

Information Regarding a Natural Person Who Engages in Municipal Advisory Activities — Form MA-I
Filing Table of Contents

To view the SGML, please refresh
this page.