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EDGAR Submission
|
| Schema Version: X0707 |
| Submission Type: D |
| Test or Live: LIVE |
| Primary Issuer: |
| CIK: 1573055 |
| Entity Name: Diego Pellicer, Inc. |
| Issuer Address: |
| | Street 1: 300 QUEEN ANNE AVE. N., #612 |
| | City: SEATTLE |
| | State or Country: WA |
| | State or Country Description: WASHINGTON |
| | ZIP Code: 98109 |
| Issuer Phone Number: (206) 427-4100 |
| Jurisdiction of Inc.: WASHINGTON |
| Issuer Previous Name List: |
| | Value: None |
| EDGAR Previous Name List: |
| | Value: None |
| Entity Type: Corporation |
| Year of Inc.: |
| | Within Five Years? Yes |
| | Value: 2012 |
| Related-Persons List: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Jamen |
| | | Last Name: Shively |
| | Related-Person Address: |
| | | Street 1: 300 Queen Anne Ave. N., #612 |
| | | City: Seattle |
| | | State or Country: WA |
| | | State or Country Description: WASHINGTON |
| | | ZIP Code: 98109 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Peter |
| | | Last Name: Norris |
| | Related-Person Address: |
| | | Street 1: 300 Queen Anne Ave. N., #612 |
| | | City: Seattle |
| | | State or Country: WA |
| | | State or Country Description: WASHINGTON |
| | | ZIP Code: 98109 |
| | Related-Person Relationship List: |
| | | Relationship: Executive Officer |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Gregory |
| | | Middle Name: V. |
| | | Last Name: Dreps |
| | Related-Person Address: |
| | | Street 1: 300 Queen Anne Ave. N., #612 |
| | | City: Seattle |
| | | State or Country: WA |
| | | State or Country Description: WASHINGTON |
| | | ZIP Code: 98109 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Offering Data: |
| Industry Group: |
| | Industry Group Type: Retailing |
| Issuer Size: |
| | Revenue Range: Decline to Disclose |
| Federal Exemptions Exclusions: |
| | Item: 06b |
| Type of Filing: |
| | New or Amendment: |
| | | Is Amendment? No |
| | Date of First Sale: |
| | | Value: 4/7/14 |
| Duration of Offering: |
| | More Than One Year? No |
| Types of Securities Offered: |
| | Is Equity Type? Yes |
| | Is Option to Acquire Type? Yes |
| | Is Security to Be Acquired Type? Yes |
| Business-Combination Transaction: |
| | Is Business-Combination Transaction? No |
| | Clarification of Response: |
| Minimum Investment Accepted: 0 |
| Sales Compensation List: |
| Offering Sales Amounts: |
| | Total Offering Amount: 4,125,000 |
| | Total Amount Sold: 100,000 |
| | Total Remaining: 4,025,000 |
| | Clarification of Response: Offering amount does not include proceeds from future exercise of warrants. |
| Investors: |
| | Has Non-Accredited Investors? No |
| | Total Number Already Invested: 3 |
| Sales Commissions Finders Fees: |
| | Sales Commissions: |
| | | Dollar Amount: 0 |
| | Finders Fees: |
| | | Dollar Amount: 0 |
| | Clarification of Response: |
| Use of Proceeds: |
| | Gross Proceeds Used: |
| | | Dollar Amount: 0 |
| | Clarification of Response: |
| Signature Block: |
| | Authorized Representative? No |
| | Signature: |
| | | Issuer Name: Diego Pellicer, Inc. |
| | | Signature Name: /s/ Peter Norris |
| | | Name of Signer: Peter Norris |
| | | Signature Title: President |
| | | Signature Date: 4/14/14 |
