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SwanCap Opportunities Fund SCS - SIF – ‘D’ on 11/25/13

On:  Monday, 11/25/13, at 10:13am ET   ·   Effective:  11/25/13   ·   Accession #:  1592624-13-1   ·   File #:  21-206909

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  As Of                Filer                Filing    For·On·As Docs:Size

11/25/13  SwanCap Opportunities … SCS - SIF D          11/25/13    1:13K

Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Offering of Securities Made Without    HTML     13K 
                          Registration -- primary_doc.xml/7.7


        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0707 </schemaVersion>
<submissionType> D </submissionType>
<testOrLive> LIVE </testOrLive>
<primaryIssuer>
<cik> 0001592624 </cik>
<entityName> SwanCap Opportunities Fund SCS - SIF </entityName>
<issuerAddress>
<street1> 5, RUE HEIENHAFF </street1>
<city> SENNINGERBERG </city>
<stateOrCountry> N4 </stateOrCountry>
<stateOrCountryDescription> LUXEMBOURG </stateOrCountryDescription>
<zipCode> L-1736 </zipCode>
</issuerAddress>
<issuerPhoneNumber> 352-2848-0043 </issuerPhoneNumber>
<jurisdictionOfInc> LUXEMBOURG </jurisdictionOfInc>
<issuerPreviousNameList>
<value> None </value>
</issuerPreviousNameList>
<edgarPreviousNameList>
<value> None </value>
</edgarPreviousNameList>
<entityType> Other </entityType>
<entityTypeOtherDesc> Specialized Investment Fund </entityTypeOtherDesc>
<yearOfInc>
<withinFiveYears> true </withinFiveYears>
<value> 2013 </value>
</yearOfInc>
</primaryIssuer>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName> N/A </firstName>
<lastName> SwanCap Investment Management SA </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 5, rue Heienhaff </street1>
<city> Senningerberg </city>
<stateOrCountry> N4 </stateOrCountry>
<stateOrCountryDescription> LUXEMBOURG </stateOrCountryDescription>
<zipCode> L-1736 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Manager of the Issuer (the "Manager") </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> N/A </firstName>
<lastName> UniCredit Bank AG </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Arabellastrasse 14 </street1>
<city> Munich </city>
<stateOrCountry> 2M </stateOrCountry>
<stateOrCountryDescription> GERMANY </stateOrCountryDescription>
<zipCode> D-81925 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Promoter </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Promoter of the Issuer (the "Promoter") </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> N/A </firstName>
<lastName> SwanCap Partners Beteiligungsverwaltungs GmbH </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> HRB 20697 </street1>
<street2> Arabellastrasse 14 </street2>
<city> Munich </city>
<stateOrCountry> 2M </stateOrCountry>
<stateOrCountryDescription> GERMANY </stateOrCountryDescription>
<zipCode> D-81925 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> General Partner of the Issuer (the "General Partner") </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Kreitmeier </firstName>
<lastName> Florian </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Arabellastrasse 14 </street1>
<city> Munich </city>
<stateOrCountry> 2M </stateOrCountry>
<stateOrCountryDescription> GERMANY </stateOrCountryDescription>
<zipCode> D-81925 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Managing Director of the General Partner of the Issuer </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Burke </firstName>
<lastName> Gavin </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 150 East 42nd Street </street1>
<street2> 29th Floor </street2>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10017 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Managing Director of the General Partner of the Issuer </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Mansfeldt </firstName>
<lastName> Claus </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 5, rue Heienhaff </street1>
<city> Senningerberg </city>
<stateOrCountry> N4 </stateOrCountry>
<stateOrCountryDescription> LUXEMBOURG </stateOrCountryDescription>
<zipCode> L-1736 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of the Manager of the Issuer </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Millioni </firstName>
<lastName> Andrea </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 5, rue Heienhaff </street1>
<city> Senningerberg </city>
<stateOrCountry> N4 </stateOrCountry>
<stateOrCountryDescription> LUXEMBOURG </stateOrCountryDescription>
<zipCode> L-1736 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of the Manager of the Issuer </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Weimerskirch </firstName>
<lastName> Pierre </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 5, rue Heienhaff </street1>
<city> Senningerberg </city>
<stateOrCountry> N4 </stateOrCountry>
<stateOrCountryDescription> LUXEMBOURG </stateOrCountryDescription>
<zipCode> L-1736 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of the Manager of the Issuer </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Brodel </firstName>
<lastName> Ralph </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 5, rue Heienhaff </street1>
<city> Senningberg </city>
<stateOrCountry> N4 </stateOrCountry>
<stateOrCountryDescription> LUXEMBOURG </stateOrCountryDescription>
<zipCode> L-1736 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Director of the Manager of the Issuer </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Pfister </firstName>
<lastName> Wolfgang </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Arabellastrasse 14 </street1>
<city> Munich </city>
<stateOrCountry> 2M </stateOrCountry>
<stateOrCountryDescription> GERMANY </stateOrCountryDescription>
<zipCode> D-81925 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Promoter </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Managing Director of the Promoter of the Issuer </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Langer </firstName>
<lastName> Martin </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Arabellastrasse 14 </street1>
<city> Munich </city>
<stateOrCountry> 2M </stateOrCountry>
<stateOrCountryDescription> GERMANY </stateOrCountryDescription>
<zipCode> D-81925 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Promoter </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Managing Director of the Promoter of the Issuer </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Buzzi-Ferraris </firstName>
<lastName> Cesare </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Piazza Gae Aulenti 4 Palazzo C </street1>
<city> Milan </city>
<stateOrCountry> L6 </stateOrCountry>
<stateOrCountryDescription> ITALY </stateOrCountryDescription>
<zipCode> 20154 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Promoter </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Managing Director of the Promoter of the Issuer </relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType> Pooled Investment Fund </industryGroupType>
<investmentFundInfo>
<investmentFundType> Private Equity Fund </investmentFundType>
<is40Act> false </is40Act>
</investmentFundInfo>
</industryGroup>
<issuerSize>
<revenueRange> Decline to Disclose </revenueRange>
</issuerSize>
<federalExemptionsExclusions>
<item> 06b </item>
<item> 3C </item>
<item> 3C.7 </item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment> false </isAmendment>
</newOrAmendment>
<dateOfFirstSale>
<value> 2013-11-11 </value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear> false </moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isPooledInvestmentFundType> true </isPooledInvestmentFundType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction> false </isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted> 0 </minimumInvestmentAccepted>
<salesCompensationList>
<recipient>
<recipientName> UBS Securities LLC </recipientName>
<recipientCRDNumber> 7654 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1285 Avenue of the Americas </street1>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10019 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
</salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount> 200000000 </totalOfferingAmount>
<totalAmountSold> 200000000 </totalAmountSold>
<totalRemaining> 0 </totalRemaining>
<clarificationOfResponse> Offering under Reg S and Reg D. Shown is amount sold to US investors only. Total Offering Amount $1.51 billion, converted from EUR to USD 11/11/13 at prevailing exchange rate. </clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors> false </hasNonAccreditedInvestors>
<totalNumberAlreadyInvested> 21 </totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount> 0 </dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount> 0 </dollarAmount>
</findersFees>
<clarificationOfResponse> Sales commissions not yet known, based on certain facts which are not yet final. </clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount> 0 </dollarAmount>
</grossProceedsUsed>
<clarificationOfResponse> An affiliate of the General Partner of the Issuer will receive a fee for management services at an annual rate as a percentage of each investor's subscription to the Issuer, as specified in the Issuer's limited partnership agreement. </clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative> false </authorizedRepresentative>
<signature>
<issuerName> SwanCap Opportunities Fund SCS - SIF </issuerName>
<signatureName> Claus Mansfeldt </signatureName>
<nameOfSigner> Claus Mansfeldt </nameOfSigner>
<signatureTitle> Director </signatureTitle>
<signatureDate> 2013-11-25 </signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>


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