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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/10/21 PTC Inc. 8-K:5,9 2/10/21 10:184K ActiveDisclosure/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 38K 6: R1 Document and Entity Information HTML 46K 8: XML IDEA XML File -- Filing Summary XML 11K 5: XML XBRL Instance -- ptc-8k_20210210_htm XML 14K 7: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.LAB XBRL Labels -- ptc-20210210_lab XML 56K 4: EX-101.PRE XBRL Presentations -- ptc-20210210_pre XML 34K 2: EX-101.SCH XBRL Schema -- ptc-20210210 XSD 18K 9: JSON XBRL Instance as JSON Data -- MetaLinks 12± 19K 10: ZIP XBRL Zipped Folder -- 0001564590-21-005303-xbrl Zip 10K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM i 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): i February 10, 2021
i PTC Inc.
(Exact Name of Registrant as Specified in Its Charter)
i Massachusetts |
i 0-18059 |
i 04-2866152 |
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
i 121 Seaport Boulevard, i Boston, i Massachusetts |
i 02210 |
(Address of Principal Executive Offices) |
(Zip Code) |
i (781) i 370-5000 |
(Registrant’s Telephone Number, Including Area Code) |
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(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbols |
Name of each exchange on which registered |
i Common Stock, $.01 par value per share |
i PTC |
i NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 5. Corporate Governance and Management
Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
The Annual Meeting of Stockholders was held on February 10, 2021. Three proposals were before the meeting:
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Elect eight directors to serve until the 2022 Annual Meeting of Stockholders; |
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Advisory vote to approve the compensation of our named executive officers (Say-on-Pay); |
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Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as PTC’s independent registered public accounting firm for the current fiscal year. |
The votes with respect to the proposals are set forth below.
Elect Eight Directors to Serve until the 2022 Annual Meeting of Stockholders. |
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For |
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Withheld |
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Broker Non-Votes |
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Janice Chaffin |
93,568,082 |
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10,279,064 |
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3,874,960 |
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Phillip Fernandez |
98,557,454 |
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5,289,692 |
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3,874,960 |
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James Heppelmann |
103,323,147 |
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523,999 |
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3,874,960 |
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Klaus Hoehn |
102,480,026 |
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1,367,120 |
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3,874,960 |
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Paul Lacy |
96,614,016 |
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7,233,130 |
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3,874,960 |
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Corinna Lathan |
103,191,466 |
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655,680 |
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3,874,960 |
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Blake Moret |
101,528,706 |
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2,318,440 |
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3,874,960 |
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Robert Schechter |
98,005,642 |
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5,841,504 |
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3,874,960 |
Advisory Vote to Approve the Compensation of Our Named Executive Officers (Say-on-Pay). |
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For |
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Against |
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Abstain |
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Broker Non-Votes |
51,396,428 |
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52,332,597 |
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118,121 |
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3,874,960 |
Advisory Vote to Confirm the Selection of PricewaterhouseCoopers LLP as PTC’s Independent Registered Public Accounting Firm for the Current Fiscal Year. |
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For |
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Against |
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Abstain |
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Broker Non-Votes |
101,217,949 |
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6,420,086 |
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84,071 |
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Section 9 – Financial Statements and Exhibits
Item 9.01.Financial Statements and Exhibits.
(d)Exhibits.
104Cover Page Interactive Data File (formatted as Inline XBRL).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PTC INC. |
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By: |
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Date: February 10, 2021 |
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Executive Vice President, General Counsel |
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This ‘8-K’ Filing | Date | Other Filings | ||
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Filed on / For Period end: | 2/10/21 | 3, 4, DEF 14A, SC 13G/A | ||
List all Filings |