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Auerbach Robert D – ‘4’ for 1/8/20 re: Cooper Companies, Inc.

On:  Friday, 1/10/20, at 6:15pm ET   ·   For:  1/8/20   ·   Accession #:  1562180-20-342   ·   File #:  1-08597

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/10/20  Auerbach Robert D                 4                      1:28K  Cooper Companies, Inc.            Solium Capital Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                primarydocument.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
EDGAR System rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden hours per response...0.5

(Print or Type Responses)
1. Name and Address of Reporting Person *
Auerbach Robert D
  2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [COO] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
President, CSI
(Last)
(First)
(Middle)
C/O THE COOPER COMPANIES, INC., 6101 BOLLINGER CANYON ROAD, SUITE 500		 3. Date of Earliest Transaction (Month/Day/Year)
01/08/2020
(Street)

SAN RAMON, CA 94583		 4. If Amendment, Date Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) 		7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock01/08/2020   M   554A $ 0 3,092D  
Common Stock01/08/2020   F   274 (1)D $ 0 2,818D  
Common Stock01/08/2020   M   342A $ 0 3,160D  
Common Stock01/08/2020   F   159 (1)D $ 0 3,001D  
Common Stock01/08/2020   M   57A $ 0 3,058D  
Common Stock01/08/2020   F   27 (1)D $ 0 3,031D  
Common Stock01/08/2020   M   256A $ 0 3,287D  
Common Stock01/08/2020   F   119 (1)D $ 0 3,168D  
Common Stock01/08/2020   M   218A $ 0 3,386D  
Common Stock01/08/2020   F   102 (1)D $ 0 3,284D  
Common Stock01/08/2020   M   87A $ 0 3,371D  
Common Stock01/08/2020   F   41 (1)D $ 0 3,330D  
Common Stock01/08/2020   M   393A $ 0 3,723D  
Common Stock01/08/2020   F   183 (1)D $ 0 3,540D  

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) 		6. Date Exercisable and Expiration Date
(Month/Day/Year) 		7. Title and Amount of Underlying Securities
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) 		10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) 		11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2)01/08/2020   M   554     (3)   (4)Common Stock554 $ 0 0 D  
Restricted Stock Units (2)01/08/2020   M   342     (5)   (4)Common Stock342 $ 0 342D  
Restricted Stock Units (2)01/08/2020   M   256     (6)   (4)Common Stock256 $ 0 513D  
Restricted Stock Units (7)01/08/2020   M   57     (6)   (4)Common Stock57 $ 0 114D  
Restricted Stock Units (2)01/08/2020   M   218     (8)   (4)Common Stock218 $ 0 653D  
Restricted Stock Units (7)01/08/2020   M   87     (8)   (4)Common Stock87 $ 0 261D  
Restricted Stock Units (2)01/08/2020   M   393     (9)   (4)Common Stock393 $ 0 1,570D  

Reporting Owners

Reporting Owner Name / AddressRelationships
 Director 10% Owner Officer Other
Auerbach Robert D
C/O THE COOPER COMPANIES, INC.
6101 BOLLINGER CANYON ROAD, SUITE 500
SAN RAMON, CA 94583		      President, CSI  

Signatures

 /s/ Robert D. Auerbach, M.D.  01/10/2020
**Signature of Reporting PersonDate

Explanation of Responses:

*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)1/8/2020 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 1/8/2020) of $327.65 was used.
(2)RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
(3)12/9/2014 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/16, 1/8/17, 1/8/18, 1/8/19 and 1/8/20.
(4)RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
(5)12/9/2015 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/17, 1/8/18, 1/8/19, 1/8/20 and 1/8/21.
(6)12/13/2016 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/18, 1/8/19, 1/8/20, 1/8/21 and 1/8/22.
(7)RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
(8)12/12/2017 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/19, 1/8/20, 1/8/21, 1/8/22 and 1/8/23.
(9)12/11/2018 RSU Grant - Vesting Date: The grant vests in equal portions on the following dates: 1/8/20, 1/8/21, 1/8/22, 1/8/23 and 1/8/24.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

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