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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 7/6/20 |
| Not Subject to Section 16? No |
| Issuer: |
| Issuer CIK: 1314727 |
| Issuer Name: Sonos Inc |
| Issuer Trading Symbol: SONO |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1743324 |
| | Owner Name: Millington Nicholas |
| Reporting Owner Address: |
| | Owner Street 1: C/O SONOS, INC. |
| | Owner Street 2: 614 CHAPALA STREET |
| | Owner City: SANTA BARBARA |
| | Owner State: CA |
| | Owner ZIP Code: 93101 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Product Officer |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 7/6/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 35,978.00 |
| | | Transaction Price Per Share: |
| Value: 1.60 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 137,826.00 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 7/6/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 35,978.00 |
| | | Transaction Price Per Share: |
| Value: 15.0323 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 101,848.00 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Option (right to buy) |
| | Conversion or Exercise Price: |
| | | Value: 1.60 |
| | Transaction Date: |
| | | Value: 7/6/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 35,978.00 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Value: 7/29/20 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 35,978.00 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0.00 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. |
| Footnote - F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $14.67 to $15.31 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| Footnote - F3: The stock option is fully vested. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Robert Capilupi, by power of attorney |
| Signature Date: 7/7/20 |
