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Koeppen Christopher – ‘4’ for 1/2/20 re: II-VI Inc.

On:  Friday, 1/3/20, at 4:06pm ET   ·   For:  1/2/20   ·   Accession #:  1562180-20-120   ·   File #:  0-16195

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/03/20  Koeppen Christopher               4                      1:6K   II-VI Inc.                        Solium Capital Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                primarydocument.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  1/2/20
Not Subject to Section 16?  No
Issuer:
Issuer CIK:  820318
Issuer Name:  II-VI INC
Issuer Trading Symbol:  IIVI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1781635
Owner Name:  Koeppen Christopher
Reporting Owner Address:
Owner Street 1:  C/O II-VI INCORPORATED
Owner Street 2:  375 SAXONBURG BLVD.
Owner City:  SAXONBURG
Owner State:  PA
Owner ZIP Code:  16056
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Technology Officer
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/2/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  500.00
Transaction Price Per Share:
Value:  25.91
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15,880.00
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/2/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  500.00
Transaction Price Per Share:
Value:  35.00
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  15,380.00
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Option (Right to Buy)
Conversion or Exercise Price:
Value:  25.91
Transaction Date:
Value:  1/2/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  500.00
Transaction Price Per Share:
Value:  0.00
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  7/1/21
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  500.00
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,700.00
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The options fully vested July 1, 2016.
Remarks:
Owner Signature:
Signature Name:  /s/ Jeffrey W. Acre, Attorney-in-Fact
Signature Date:  1/2/20


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Filing Submission 0001562180-20-000120   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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