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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 7/9/20 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1537435 |
| Issuer Name: TECOGEN INC. |
| Issuer Trading Symbol: TGEN |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 905478 |
| | Owner Name: HOLUBOW FRED |
| Reporting Owner Address: |
| | Owner Street 1: 45 FIRST AVE. |
| | Owner Street 2: |
| | Owner City: WALTHAM |
| | Owner State: MA |
| | Owner ZIP Code: 02451 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Non-Derivative Table: |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 0.71 |
| | Transaction Date: |
| | | Value: 7/9/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 100,000 |
| | | Transaction Price Per Share: |
| Value: 0.71 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Value: 7/9/21 |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 7/9/30 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 100,000.0 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 100,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: 25% of options vest on each of the first four anniversaries of the grant date |
Remarks: |
Owner Signature: |
| Signature Name: /s/ Fred Holubow |
| Signature Date: 7/21/20 |