SEC Info - Roth William - ‘4’ for 8/9/11 re: Two Harbors Investment Corp.

Roth William – ‘4’ for 8/9/11 re: Two Harbors Investment Corp.

On: Tuesday, 8/9/11, at 5:38pm ET · For: 8/9/11 · As: Officer · Accession #: 1474958-11-1 · File #: 1-34506

Document/Exhibit Description Pages Size 1: 4 Statement of Changes in Beneficial Ownership of HTML 5K Securities by an Insider -- primary_doc.xml/3.4

Ownership Document

Schema Version: X0304

Document Type: 4

Period of Report: 8/9/11

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 1465740

Issuer Name: Two Harbors Investment Corp.

Issuer Trading Symbol: TWO

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1474958

Owner Name: ROTH WILLIAM

Reporting Owner Address:

Owner Street 1: TWO HARBORS INVESTMENT CORP.

Owner Street 2: 601 CARLSON PARKWAY, SUITE 330

Owner City: MINNETONKA

Owner State: MN

Owner ZIP Code: 55305

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? Yes

Is Ten Percent Owner? No

Is Other? No

Officer Title: Vice President, Co-CIO

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common stock, par value $0.01 per share

Transaction Date:

Value: 8/9/11

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Value:

Transaction Amounts:

Transaction Shares:

Value: 2000

Transaction Price Per Share:

Value: 8.86

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 54,000

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Owner Signature:

Signature Name: /s/ William Roth

Signature Date: 8/9/11

Roth William – ‘4’ for 8/9/11 re: Two Harbors Investment Corp.

On: Tuesday, 8/9/11, at 5:38pm ET · For: 8/9/11 · As: Officer · Accession #: 1474958-11-1 · File #: 1-34506

Previous ‘4’: ‘4’ on / for 6/8/11 · Next: ‘4’ on / for 8/19/11 · Latest: ‘4’ on 1/30/19 for 1/28/19

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Roth William – ‘4’ for 8/9/11 re: Two Harbors Investment Corp.

On: Tuesday, 8/9/11, at 5:38pm ET · For: 8/9/11 · As: Officer · Accession #: 1474958-11-1 · File #: 1-34506

Previous ‘4’: ‘4’ on / for 6/8/11 · Next: ‘4’ on / for 8/19/11 · Latest: ‘4’ on 1/30/19 for 1/28/19

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents