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Rady Ernest S – ‘4’ for 12/15/17 re: American Assets Trust, Inc.

On:  Friday, 12/15/17, at 4:26pm ET   ·   For:  12/15/17   ·   Accession #:  1500217-17-155   ·   File #:  1-35030

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/15/17  Rady Ernest S                     4                      1:9K   American Assets Trust, Inc.       American Assets Tr, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                wf-form4_151337320177670.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wf-form4_151337320177670.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  12/15/17
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1500217
Issuer Name:  American Assets Trust, Inc.
Issuer Trading Symbol:  AAT
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1221359
Owner Name:  RADY ERNEST S
Reporting Owner Address:
Owner Street 1:  11455 EL CAMINO REAL
Owner Street 2:  SUITE 200
Owner City:  SAN DIEGO
Owner State:  CA
Owner ZIP Code:  92130
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  Chairman, CEO & President
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, par value $0.01
Transaction Date:
Value:  12/15/17
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Amounts:
Transaction Shares:
Value:  57,471
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  175,919
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F2
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.01
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,865,718
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By ERT
Footnote ID:  F3
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.01
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,360,010
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By AAI
Footnote ID:  F4
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.01
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  597,341
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By RFF
Footnote ID:  F5
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.01
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  624,572
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By ICW
Footnote ID:  F6
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.01
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  200,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By EIC
Footnote ID:  F7
Non-Derivative Holding:
Security Title:
Value:  Common Stock, par value $0.01
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  27,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By ESRT
Footnote ID:  F8
Derivative Table:
Footnotes:
Footnote - F1:  Shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.
Footnote - F2:  Amount includes (a) 52,500 shares held by Ernest Rady IRA and (b) 123,419 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. 2011 Equity Incentive Award Plan.
Footnote - F3:  Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote - F4:  Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Please note that the Form 4 filed on December 14, 2017 for Mr. Rady contained a scrivener's error. Such Form 4 should have reflected the purchase of 11,005 shares of common stock of American Assets Trust, Inc. by American Assets, Inc., rather than 11,055 shares. The total reflected in column 5 has been adjusted accordingly.
Footnote - F5:  Represents shares held by Rady Family Foundation dated August 2, 2002 ("RFF"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote - F6:  Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote - F7:  Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Footnote - F8:  Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Remarks:
Owner Signature:
Signature Name:  /s/ Adam Wyll, Attorney-in-fact
Signature Date:  12/15/17


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