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RiverFront Investment Group, LLC – ‘13F-HR’ for 6/30/22 – ‘INFO-TABLE’

On: Friday, 8/12/22, at 9:24am ET · Effective: 8/12/22 · For: 6/30/22 · Accession #: 1469751-22-9 · File #: 28-13577

  As Of               Filer                 Filing    For·On·As Docs:Size

 8/12/22  RiverFront Investment Group, LLC  13F-HR      6/30/22    2:43K

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Q2 Holdings -- 20220630_InfoTable.xml               HTML     40K

‘INFO-TABLE’ — Q2 Holdings — 20220630_InfoTable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Q2 Holdings

RiverFront Investment Group, LLC
VA
· Form 13F Combination Report

§13(f) Securities Holdings · For: 6/30/22 · Assets: $2,662,846,000 · History: Assets Under Management

2 Related Money Managers also Reported Holdings in this Quarter for this Manager.

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

A T & T INC (NEW)	COM	–	00206R·10·2	7,578	0.28%	361,585	Sh.	20.96	Sole	–	361,008	–	577
ABBOTT LABS	COM	–	002824·10·0	986	0.04%	9,076	Sh.	108.64	Sole	–	Sole	–	–
ABBVIE INC COM	COM	–	00287Y·10·9	8,999	0.34%	58,764	Sh.	153.14	Sole	–	58,648	–	116
AIM TAX EXEMPT FDS INVESCO TAX	MUTUAL FUNDS	–	001419·55·5	493	0.02%	40,971	Sh.	12.03	Sole	–	Sole	–	–
ALPS ETF TR RIVERFRNT DYMC	COM	–	00162Q·52·8	40,959	1.54%	951,515	Sh.	43.05	Sole	–	Sole	–	–
ALPS ETF TR RIVERFRNT FLEX	COM	–	00162Q·51·0	11,276	0.42%	283,668	Sh.	39.75	Sole	–	Sole	–	–
ALPS ETF TR RIVERFRNT STR INC	ETF – FIXED INCO	–	00162Q·78·3	5,431	0.20%	239,535	Sh.	22.67	Sole	–	Sole	–	–
ALPS ETF TR RIVERFRONT DYM	COM	–	00162Q·53·6	26,380	0.99%	1,167,374	Sh.	22.60	Sole	–	Sole	–	–
AMAZON COM INC COM	COM	–	023135·10·6	6,600	0.25%	62,145	Sh.	106.20	Sole	–	62,064	–	81
APPLE COMPUTER INC	COM	–	037833·10·0	19,567	0.73%	143,116	Sh.	136.72	Sole	–	142,996	–	120
BERKSHIRE HATHAWAY INC DEL CL	COM	–	084670·70·2	2,681	0.10%	9,818	Sh.	273.07	Sole	–	Sole	–	–
BOEING CO COM	COM	–	097023·10·5	273	0.01%	2,000	Sh.	136.50	Sole	–	Sole	–	–
CATERPILLAR INC COM	COM	–	149123·10·1	11,370	0.43%	63,605	Sh.	178.76	Defined	–	63,001	488	116
COCA COLA CO	COM	–	191216·10·0	305	0.01%	4,841	Sh.	63.00	Sole	–	Sole	–	–
COMMUNICATION SERVICES SELECT	COM	–	81369Y·85·2	20,152	0.76%	371,350	Sh.	54.27	Sole	–	371,323	–	27
DISNEY WALT PRODTNS	COM	–	254687·10·6	455	0.02%	4,819	Sh.	94.42	Sole	–	Sole	–	–
EOG RES INC COM	COM	–	26875P·10·1	10,763	0.40%	97,457	Sh.	110.44	Sole	–	97,268	–	189
FACEBOOK INC CL A	COM	–	30303M·10·2	3,618	0.14%	22,438	Sh.	161.24	Sole	–	22,391	–	47
FIRST TR EXCH TRADED FD III RI	COM	–	33739P·60·8	22,972	0.86%	429,143	Sh.	53.53	Sole	–	Sole	–	–
FIRST TR EXCH TRADED FD III RI	COM	–	33739P·70·7	5,714	0.21%	107,110	Sh.	53.35	Sole	–	Sole	–	–
FRANKLIN TEMPLETON ETF TR FTSE	ETF – EQUITY	–	35473P·67·8	8,590	0.32%	385,395	Sh.	22.29	Sole	–	384,598	–	797
GLOBAL X FDS FTSE NORDIC RE	COM	–	37950E·10·1	6,589	0.25%	252,408	Sh.	26.10	Defined	–	247,323	4,535	550
GLOBAL X FDS US INFR DEV ET	COM	–	37954Y·67·3	37,243	1.40%	1,635,666	Sh.	22.77	Defined	–	1,620,351	14,179	1,136
GOLDMAN SACHS ETF TR EQUITY ET	COM	–	381430·50·3	142,341	5.35%	1,899,405	Sh.	74.94	Defined	–	1,871,875	24,919	2,611
HARTFORD FINL SVCS GROUP INC C	COM	–	416515·10·4	6,355	0.24%	97,132	Sh.	65.43	Defined	–	95,459	1,501	172
HUNTINGTON BANCSHARES INC COM	COM	–	446150·10·4	165	0.01%	13,710	Sh.	12.04	Sole	–	Sole	–	–
INVESCO EXCHNG TRADED FD TR II	COM	–	46138G·50·8	200	0.01%	9,887	Sh.	20.23	Sole	–	Sole	–	–
INVESCO EXCHNG TRADED FD TR KB	COM	–	46138E·62·8	3,840	0.14%	74,213	Sh.	51.74	Sole	–	74,060	–	153
INVESCO NASDAQ 100 ETF	COM	–	46138G·64·9	1,546	0.06%	13,422	Sh.	115.18	Sole	–	Sole	–	–
Invesco QQQ Trust	COM	–	46090E·10·3	76,276	2.86%	272,144	Sh.	280.28	Defined	–	266,636	4,983	525
INVESCO S&P 500 HIGH BETA ETF	COM	–	46138E·37·0	372	0.01%	6,355	Sh.	58.54	Defined	–	–	Shared	–
ISHARES CORE DIVIDEND GROWTH E	COM	–	46434V·62·1	19,319	0.73%	405,530	Sh.	47.64	Sole	–	405,501	–	29
ISHARES GENOMICS IMMUNOLOGY AN	COM	–	46435U·19·2	703	0.03%	24,325	Sh.	28.90	Sole	–	Sole	–	–
ISHARES INC CORE MSCI EMKT	COM	–	46434G·10·3	22,270	0.84%	453,939	Sh.	49.06	Defined	–	442,635	10,433	871
ISHARES INC MSCI EMRG CHN	ETF – EQUITY	–	46434G·76·4	15,586	0.59%	326,353	Sh.	47.76	Sole	–	325,614	–	739
ISHARES INC MSCI GERMAN	COM	–	464286·80·6	1,584	0.06%	68,842	Sh.	23.01	Sole	–	Sole	–	–
ISHARES INC MSCI TAIWAN ETF	COM	–	46434G·77·2	249	0.01%	4,941	Sh.	50.39	Sole	–	Sole	–	–
ISHARES TR 0-3 MNTH TREAS	ETF – EQUITY	–	46436E·71·8	566	0.02%	5,657	Sh.	100.05	Sole	–	Sole	–	–
ISHARES TR 0-5YR HI YL CP	COM	–	46434V·40·7	54,107	2.03%	1,334,343	Sh.	40.55	Defined	–	1,293,857	37,205	3,281
ISHARES TR 20 YR TRS BD	COM	–	464287·43·2	18,982	0.71%	165,252	Sh.	114.87	Defined	–	162,335	2,459	458
ISHARES TR CORE MSCI EAFE	COM	–	46432F·84·2	25,314	0.95%	430,157	Sh.	58.85	Defined	–	423,177	6,027	953
ISHARES TR CORE MSCI EURO	COM	–	46434V·73·8	201	0.01%	4,479	Sh.	44.88	Sole	–	Sole	–	–
ISHARES TR DJ MED DEVICES	COM	–	464288·81·0	14,133	0.53%	280,200	Sh.	50.44	Defined	–	275,016	4,632	552
ISHARES TR DJ US FINL SVC	COM	–	464287·77·0	83,560	3.14%	563,758	Sh.	148.22	Defined	–	558,888	4,452	418
ISHARES TR DJ US TECH SEC	COM	–	464287·72·1	72,572	2.73%	907,722	Sh.	79.95	Defined	–	903,548	3,012	1,162
ISHARES TR FLTG RATE NT	COM	–	46429B·65·5	754	0.03%	15,101	Sh.	49.93	Sole	–	Sole	–	–
ISHARES TR HDG MSCI EAFE	COM	–	46434V·80·3	119,592	4.49%	3,758,402	Sh.	31.82	Sole	–	3,756,897	–	1,505
ISHARES TR JPMORGAN USD	COM	–	464288·28·1	14,773	0.55%	173,151	Sh.	85.32	Defined	–	171,271	1,517	363
ISHARES TR LEHMAN 10-20YR	COM	–	464288·65·3	5,873	0.22%	48,888	Sh.	120.13	Defined	–	46,745	2,007	136
ISHARES TR LEHMAN AGG BND	COM	–	464287·22·6	21,884	0.82%	215,233	Sh.	101.68	Sole	–	Sole	–	–
ISHARES TR MBS FIXED BDFD	COM	–	464288·58·8	58,653	2.20%	601,637	Sh.	97.49	Sole	–	601,590	–	47
ISHARES TR MSCI EAFE IDX	COM	–	464287·46·5	335	0.01%	5,360	Sh.	62.50	Sole	–	Sole	–	–
ISHARES TR MSCI EMERG MKT	COM	–	464287·23·4	256	0.01%	6,394	Sh.	40.04	Sole	–	Sole	–	–
ISHARES TR MSCI GRW IDX	COM	–	464288·88·5	1,015	0.04%	12,615	Sh.	80.46	Defined	–	2,578	10,037	–
ISHARES TR MSCI INDIA ETF	COM	–	46429B·59·8	228	0.01%	5,790	Sh.	39.38	Sole	–	Sole	–	–
ISHARES TR MSCI VAL IDX	COM	–	464288·87·7	33,295	1.25%	767,186	Sh.	43.40	Sole	–	765,470	–	1,716
ISHARES TR RUSSELL1000GRW	COM	–	464287·61·4	561	0.02%	2,564	Sh.	218.80	Sole	–	Sole	–	–
ISHARES TR S&P 500 INDEX	COM	–	464287·20·0	112,155	4.21%	295,808	Sh.	379.15	Sole	–	295,775	–	33
ISHARES TR S&P 500 VALUE	COM	–	464287·40·8	9,634	0.36%	70,086	Sh.	137.46	Defined	–	68,607	1,316	163
ISHARES TR S&P GLO INFRAS	COM	–	464288·37·2	2,357	0.09%	50,425	Sh.	46.74	Sole	–	Sole	–	–
ISHARES TR S&P LTN AM 40	COM	–	464287·39·0	5,615	0.21%	249,122	Sh.	22.54	Sole	–	248,861	–	261
ISHARES TR S&P NA SOFTWR	COM	–	464287·51·5	345	0.01%	1,280	Sh.	269.53	Defined	–	–	Shared	–
ISHARES TR S&P NATL MUN B	COM	–	464288·41·4	776	0.03%	7,298	Sh.	106.33	Sole	–	Sole	–	–
ISHARES TR US PFD STK IDX	COM	–	464288·68·7	917	0.03%	27,890	Sh.	32.88	Sole	–	Sole	–	–
J P MORGAN EXCHANGE-TRADED FD	COM	–	46641Q·22·5	24,708	0.93%	420,646	Sh.	58.74	Defined	–	415,672	4,101	873
J P MORGAN EXCHANGE-TRADED FEQ	ETF – EQUITY	–	46641Q·33·2	213,990	8.04%	3,859,162	Sh.	55.45	Defined	–	3,836,392	19,739	3,031
KINDER MORGAN INC DEL COM	COM	–	49456B·10·1	6,569	0.25%	391,991	Sh.	16.76	Defined	–	381,703	9,543	745
MCDONALDS CORP COM	COM	–	580135·10·1	595	0.02%	2,410	Sh.	246.89	Sole	–	Sole	–	–
MICROSOFT CORP COM	COM	–	594918·10·4	27,472	1.03%	106,968	Sh.	256.82	Defined	–	106,295	582	91
PEPSICO INC COM	COM	–	713448·10·8	637	0.02%	3,825	Sh.	166.54	Sole	–	Sole	–	–
PROLOGIS INC. COM	COM	–	74340W·10·3	22,184	0.83%	188,569	Sh.	117.64	Defined	–	186,664	1,726	179
RIO TINTO PLC SPONSORED ADR	COM	–	767204·10·0	4,448	0.17%	72,925	Sh.	60.99	Defined	–	71,173	1,601	151
SELECT SECTOR SPDR TR SBI CONS	COM	–	81369Y·30·8	22,885	0.86%	317,051	Sh.	72.18	Sole	–	316,960	–	91
SELECT SECTOR SPDR TR SBI CONS	COM	–	81369Y·40·7	43,850	1.65%	318,961	Sh.	137.48	Sole	–	318,927	–	34
SELECT SECTOR SPDR TR SBI HEAL	COM	–	81369Y·20·9	68,002	2.55%	530,272	Sh.	128.24	Sole	–	530,203	–	69
SELECT SECTOR SPDR TR SBI INT–	COM	–	81369Y·50·6	29,832	1.12%	417,184	Sh.	71.51	Defined	–	412,534	4,425	225
SELECT SECTOR SPDR TR SBI INT–	COM	–	81369Y·60·5	529	0.02%	16,836	Sh.	31.42	Sole	–	Sole	–	–
SELECT SECTOR SPDR TR SBI INT–	COM	–	81369Y·70·4	20,734	0.78%	237,404	Sh.	87.34	Sole	–	237,387	–	17
SELECT SECTOR SPDR TR SBI INT–	COM	–	81369Y·80·3	80,176	3.01%	630,716	Sh.	127.12	Sole	–	630,670	–	46
SELECT SECTOR SPDR TR SBI MATE	COM	–	81369Y·10·0	16,939	0.64%	230,157	Sh.	73.60	Sole	–	230,140	–	17
SPDR SER TR CAP S/T HI YLD	COM	–	78468R·40·8	22,383	0.84%	928,003	Sh.	24.12	Defined	–	912,363	13,299	2,341
SPDR SERIES TRUST BARC CAPTL E	COM	–	78464A·47·4	574	0.02%	19,312	Sh.	29.72	Sole	–	Sole	–	–
SPDR SERIES TRUST PORTFOLIO AG	COM	–	78464A·64·9	198,267	7.45%	7,524,367	Sh.	26.35	Sole	–	7,523,778	–	589
SSGA ACTIVE ETF TR BLKSTN GSOS	COM	–	78467V·60·8	116,847	4.39%	2,806,126	Sh.	41.64	Defined	–	2,797,456	7,695	975
STRYKER CORP COM	COM	–	863667·10·1	1,789	0.07%	8,995	Sh.	198.89	Sole	–	Sole	–	–
UNITEDHEALTH GROUP INC COM	COM	–	91324P·10·2	11,200	0.42%	21,808	Sh.	513.57	Defined	–	21,370	397	41
VANECK VECTORS FALLEN ANGEL HI	COM	–	92189F·43·7	22,672	0.85%	839,133	Sh.	27.02	Defined	–	817,864	19,402	1,867
VANGUARD 500 INDEX FUND	MUTUAL FUNDS	–	922908·71·0	1,113	0.04%	3,186	Sh.	349.34	Sole	–	Sole	–	–
VANGUARD BD INDEX FD INC TOTAL	COM	–	921937·83·5	173,892	6.53%	2,310,552	Sh.	75.26	Sole	–	2,310,373	–	179
VANGUARD SCOTTSDALE FDS INT-TE	COM	–	92206C·70·6	55,409	2.08%	905,971	Sh.	61.16	Sole	–	905,903	–	68
VANGUARD SCOTTSDALE FDS INT-TE	COM	–	92206C·87·0	115,547	4.34%	1,443,986	Sh.	80.02	Sole	–	1,443,874	–	112
VANGUARD SCOTTSDALE FDS MORTG–	COM	–	92206C·77·1	373	0.01%	7,812	Sh.	47.75	Sole	–	Sole	–	–
VANGUARD SCOTTSDALE FDS SHRT-T	COM	–	92206C·40·9	121,403	4.56%	1,591,966	Sh.	76.26	Defined	–	1,588,042	3,804	120
VANGUARD WHITEHALL FDS INC HIG	COM	–	921946·40·6	496	0.02%	4,874	Sh.	101.76	Sole	–	Sole	–	–
VANGUARD WORLD FDS TELCOMM ETF	COM	–	92204A·88·4	11,993	0.45%	127,545	Sh.	94.03	Sole	–	127,536	–	9
WAL MART STORES INC	COM	–	931142·10·3	8,425	0.32%	69,304	Sh.	121.57	Sole	–	69,169	–	135
WESTROCK CO COM	COM	–	96145D·10·5	7,733	0.29%	194,108	Sh.	39.84	Defined	–	189,949	3,794	365
WISDOMTREE TR EUROPE HEDGED	COM	–	97717X·70·1	927	0.03%	14,145	Sh.	65.54	Sole	–	Sole	–	–
— 55 Issuers —	— 98 Issues —			— 98 Holdings: $2,662,846,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers

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Filing Submission 0001469751-22-000009 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

RiverFront Investment Group, LLC – ‘13F-HR’ for 6/30/22 – ‘INFO-TABLE’

On: Friday, 8/12/22, at 9:24am ET · Effective: 8/12/22 · For: 6/30/22 · Accession #: 1469751-22-9 · File #: 28-13577

Previous ‘13F-HR’: ‘13F-HR’ on 5/5/22 for 3/31/22 · Next: ‘13F-HR’ on 11/10/22 for 9/30/22 · Latest: ‘13F-HR’ on 5/2/24 for 3/31/24

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Q2 Holdings — 20220630_InfoTable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

RiverFront Investment Group, LLC VA · Form 13F Combination Report

§13(f) Securities Holdings · For: 6/30/22 · Assets: $2,662,846,000 · History: Assets Under Management

2 Related Money Managers also Reported Holdings in this Quarter for this Manager.

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

RiverFront Investment Group, LLC
VA
· Form 13F Combination Report