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RiverFront Investment Group, LLC – ‘13F-HR’ for 9/30/22 – ‘INFO-TABLE’

On: Thursday, 11/10/22, at 11:55am ET · Effective: 11/10/22 · For: 9/30/22 · Accession #: 1469751-22-11 · File #: 28-13577

  As Of               Filer                 Filing    For·On·As Docs:Size

11/10/22  RiverFront Investment Group, LLC  13F-HR      9/30/22    2:39K

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML     36K 
                20220930_InfoTable.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — 20220930_InfoTable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

RiverFront Investment Group, LLC
VA
· Form 13F Combination Report

§13(f) Securities Holdings · For: 9/30/22 · Assets: $2,667,856,000 · History: Assets Under Management

2 Related Money Managers also Reported Holdings in this Quarter for this Manager.

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

A T & T INC (NEW)	COM	–	00206R·10·2	4,667	0.17%	271,757	Sh.	17.17	Sole	–	271,180	–	577
ABBOTT LABS	COM	–	002824·10·0	769	0.03%	7,948	Sh.	96.75	Sole	–	Sole	–	–
ABBVIE INC COM	COM	–	00287Y·10·9	7,938	0.30%	55,671	Sh.	142.59	Sole	–	55,555	–	116
AIM TAX EXEMPT FDS INVESCO TAX	MUTUAL FUNDS	–	001419·55·5	467	0.02%	40,971	Sh.	11.40	Sole	–	Sole	–	–
ALPHABET CLASS C	COM	–	02079K·10·7	6,809	0.26%	71,549	Sh.	95.17	Defined	–	70,551	855	143
ALPS ETF TR RIVERFRNT DYMC	COM	–	00162Q·52·8	32,574	1.22%	836,509	Sh.	38.94	Sole	–	Sole	–	–
ALPS ETF TR RIVERFRNT FLEX	COM	–	00162Q·51·0	9,452	0.35%	253,901	Sh.	37.23	Sole	–	Sole	–	–
ALPS ETF TR RIVERFRNT STR INC	ETF – FIXED INCO	–	00162Q·78·3	4,740	0.18%	213,247	Sh.	22.23	Sole	–	Sole	–	–
ALPS ETF TR RIVERFRONT DYM	COM	–	00162Q·53·6	21,516	0.81%	987,757	Sh.	21.78	Sole	–	Sole	–	–
AMAZON COM INC COM	COM	–	023135·10·6	11,903	0.45%	112,880	Sh.	105.45	Defined	–	111,484	1,192	204
APPLE COMPUTER INC	COM	–	037833·10·0	25,737	0.96%	171,486	Sh.	150.08	Defined	–	170,285	1,008	193
BERKSHIRE HATHAWAY INC DEL CL	COM	–	084670·70·2	2,622	0.10%	9,818	Sh.	267.06	Sole	–	Sole	–	–
BOEING CO COM	COM	–	097023·10·5	242	0.01%	2,000	Sh.	121.00	Sole	–	Sole	–	–
CATERPILLAR INC COM	COM	–	149123·10·1	11,568	0.43%	57,402	Sh.	201.53	Sole	–	57,286	–	116
COCA COLA CO	COM	–	191216·10·0	269	0.01%	4,800	Sh.	56.04	Sole	–	Sole	–	–
COMMUNICATION SERVICES SELECT	COM	–	81369Y·85·2	17,691	0.66%	367,157	Sh.	48.18	Sole	–	367,130	–	27
DISNEY WALT PRODTNS	COM	–	254687·10·6	453	0.02%	4,800	Sh.	94.38	Sole	–	Sole	–	–
EOG RES INC COM	COM	–	26875P·10·1	12,409	0.47%	96,431	Sh.	128.68	Sole	–	96,242	–	189
FIRST TR EXCH TRADED FD III RI	COM	–	33739P·60·8	17,728	0.66%	383,893	Sh.	46.18	Sole	–	Sole	–	–
FIRST TR EXCH TRADED FD III RI	COM	–	33739P·70·7	4,429	0.17%	96,190	Sh.	46.04	Sole	–	Sole	–	–
GLOBAL X FDS FTSE NORDIC RE	COM	–	37950E·10·1	5,831	0.22%	247,795	Sh.	23.53	Defined	–	242,710	4,535	550
GLOBAL X FDS US INFR DEV ET	COM	–	37954Y·67·3	679	0.03%	29,466	Sh.	23.04	Defined	–	15,162	14,179	125
GOLDMAN SACHS ETF TR EQUITY ET	COM	–	381430·50·3	195,241	7.32%	2,572,033	Sh.	75.91	Defined	–	2,544,447	24,919	2,667
HARTFORD FINL SVCS GROUP INC C	COM	–	416515·10·4	5,280	0.20%	77,134	Sh.	68.45	Defined	–	75,461	1,501	172
HUNTINGTON BANCSHARES INC COM	COM	–	446150·10·4	181	0.01%	13,710	Sh.	13.20	Sole	–	Sole	–	–
INVESCO EXCHNG TRADED FD TR KB	COM	–	46138E·62·8	3,611	0.14%	69,675	Sh.	51.83	Sole	–	69,522	–	153
INVESCO NASDAQ 100 ETF	COM	–	46138G·64·9	2,495	0.09%	22,692	Sh.	109.95	Sole	–	22,591	–	101
Invesco QQQ Trust	COM	–	46090E·10·3	50,779	1.90%	185,425	Sh.	273.85	Defined	–	179,925	4,983	517
INVESCO S&P 500 HIGH BETA ETF	COM	–	46138E·37·0	365	0.01%	6,355	Sh.	57.44	Defined	–	–	Shared	–
ISHARES CORE DIVIDEND GROWTH E	COM	–	46434V·62·1	19,577	0.73%	401,821	Sh.	48.72	Sole	–	401,792	–	29
ISHARES GENOMICS IMMUNOLOGY AN	COM	–	46435U·19·2	614	0.02%	23,268	Sh.	26.39	Sole	–	Sole	–	–
ISHARES INC CORE MSCI EMKT	COM	–	46434G·10·3	33,999	1.27%	799,202	Sh.	42.54	Defined	–	779,618	17,826	1,758
ISHARES INC MSCI EMRG CHN	ETF – EQUITY	–	46434G·76·4	15,609	0.59%	342,409	Sh.	45.59	Sole	–	341,670	–	739
ISHARES INC MSCI GERMAN	COM	–	464286·80·6	1,286	0.05%	65,135	Sh.	19.74	Sole	–	Sole	–	–
ISHARES TR 0-3 MNTH TREASRY	COM	–	46436E·71·8	322	0.01%	3,214	Sh.	100.19	Sole	–	Sole	–	–
ISHARES TR 0-5YR HI YL CP	COM	–	46434V·40·7	84,607	3.17%	2,093,288	Sh.	40.42	Defined	–	2,023,475	64,363	5,450
ISHARES TR 20 YR TRS BD	COM	–	464287·43·2	14,990	0.56%	151,537	Sh.	98.92	Defined	–	148,620	2,459	458
ISHARES TR CORE MSCI EAFE	COM	–	46432F·84·2	15,550	0.58%	282,326	Sh.	55.08	Sole	–	281,779	–	547
ISHARES TR DJ MED DEVICES	COM	–	464288·81·0	12,568	0.47%	255,164	Sh.	49.25	Defined	–	249,980	4,632	552
ISHARES TR DJ OIL&GAS EXP	COM	–	464288·85·1	202	0.01%	2,430	Sh.	83.13	Sole	–	2,392	–	38
ISHARES TR DJ US FINL SVC	COM	–	464287·77·0	87,254	3.27%	558,526	Sh.	156.22	Defined	–	553,656	4,452	418
ISHARES TR DJ US TECH SEC	COM	–	464287·72·1	63,999	2.40%	845,585	Sh.	75.69	Defined	–	841,227	3,012	1,346
ISHARES TR FLTG RATE NT	COM	–	46429B·65·5	595	0.02%	11,828	Sh.	50.30	Sole	–	Sole	–	–
ISHARES TR HDG MSCI EAFE	COM	–	46434V·80·3	96,349	3.61%	3,059,046	Sh.	31.50	Sole	–	3,057,591	–	1,455
ISHARES TR LEHMAN 10-20YR	COM	–	464288·65·3	73,867	2.77%	702,490	Sh.	105.15	Defined	–	695,578	6,314	598
ISHARES TR LEHMAN AGG BND	COM	–	464287·22·6	19,839	0.74%	206,318	Sh.	96.16	Sole	–	Sole	–	–
ISHARES TR MBS FIXED BDFD	COM	–	464288·58·8	56,478	2.12%	624,584	Sh.	90.42	Sole	–	624,537	–	47
ISHARES TR MSCI EAFE IDX	COM	–	464287·46·5	300	0.01%	5,360	Sh.	55.97	Sole	–	Sole	–	–
ISHARES TR MSCI EMERG MKT	COM	–	464287·23·4	223	0.01%	6,394	Sh.	34.88	Sole	–	Sole	–	–
ISHARES TR MSCI GRW IDX	COM	–	464288·88·5	915	0.03%	12,615	Sh.	72.53	Defined	–	2,578	10,037	–
ISHARES TR MSCI VAL IDX	COM	–	464288·87·7	30,481	1.14%	753,729	Sh.	40.44	Sole	–	752,013	–	1,716
ISHARES TR RUSSELL1000GRW	COM	–	464287·61·4	396	0.01%	1,881	Sh.	210.53	Sole	–	Sole	–	–
ISHARES TR S&P 500 INDEX	COM	–	464287·20·0	239,821	8.99%	623,438	Sh.	384.67	Sole	–	623,377	–	61
ISHARES TR S&P GLO INFRAS	COM	–	464288·37·2	1,995	0.07%	47,702	Sh.	41.82	Sole	–	Sole	–	–
ISHARES TR S&P LTN AM 40	COM	–	464287·39·0	5,580	0.21%	217,406	Sh.	25.67	Sole	–	217,145	–	261
ISHARES TR S&P NA SOFTWR	COM	–	464287·51·5	320	0.01%	1,280	Sh.	250.00	Defined	–	–	Shared	–
ISHARES TR S&P NATL MUN B	COM	–	464288·41·4	749	0.03%	7,298	Sh.	102.63	Sole	–	Sole	–	–
ISHARES TR US PFD STK IDX	COM	–	464288·68·7	828	0.03%	26,139	Sh.	31.68	Sole	–	Sole	–	–
J P MORGAN EXCHANGE TRADED FD	COM	–	46654Q·20·3	41,078	1.54%	957,034	Sh.	42.92	Sole	–	956,477	–	557
J P MORGAN EXCHANGE-TRADED FD	COM	–	46641Q·22·5	22,495	0.84%	400,528	Sh.	56.16	Defined	–	395,554	4,101	873
J P MORGAN EXCHANGE-TRADED FEQ	ETF – EQUITY	–	46641Q·33·2	48,592	1.82%	918,402	Sh.	52.91	Defined	–	899,091	17,497	1,814
KINDER MORGAN INC DEL COM	COM	–	49456B·10·1	6,284	0.24%	355,759	Sh.	17.66	Defined	–	345,471	9,543	745
MCDONALDS CORP COM	COM	–	580135·10·1	554	0.02%	2,400	Sh.	230.83	Sole	–	Sole	–	–
MICROSOFT CORP COM	COM	–	594918·10·4	31,282	1.17%	134,651	Sh.	232.32	Defined	–	133,489	1,026	136
PEPSICO INC COM	COM	–	713448·10·8	622	0.02%	3,811	Sh.	163.21	Sole	–	Sole	–	–
PROLOGIS INC. COM	COM	–	74340W·10·3	19,868	0.74%	182,399	Sh.	108.93	Defined	–	180,494	1,726	179
RIO TINTO PLC SPONSORED ADR	COM	–	767204·10·0	3,802	0.14%	70,618	Sh.	53.84	Sole	–	70,467	–	151
SELECT SECTOR SPDR TR SBI CONS	COM	–	81369Y·30·8	30,482	1.14%	421,837	Sh.	72.26	Sole	–	421,736	–	101
SELECT SECTOR SPDR TR SBI CONS	COM	–	81369Y·40·7	34,668	1.30%	240,956	Sh.	143.88	Sole	–	240,928	–	28
SELECT SECTOR SPDR TR SBI HEAL	COM	–	81369Y·20·9	69,025	2.59%	523,783	Sh.	131.78	Sole	–	523,714	–	69
SELECT SECTOR SPDR TR SBI INT–	COM	–	81369Y·50·6	59,454	2.23%	681,174	Sh.	87.28	Defined	–	676,255	4,425	494
SELECT SECTOR SPDR TR SBI INT–	COM	–	81369Y·70·4	21,695	0.81%	232,014	Sh.	93.51	Sole	–	231,997	–	17
SELECT SECTOR SPDR TR SBI INT–	COM	–	81369Y·80·3	77,725	2.91%	611,056	Sh.	127.20	Sole	–	611,010	–	46
SELECT SECTOR SPDR TR SBI MATE	COM	–	81369Y·10·0	16,792	0.63%	227,898	Sh.	73.68	Sole	–	227,881	–	17
SPDR SER TR CAP S/T HI YLD	COM	–	78468R·40·8	19,081	0.72%	793,810	Sh.	24.04	Sole	–	791,469	–	2,341
SPDR SERIES TRUST BARC CAPTL E	COM	–	78464A·47·4	68,315	2.56%	2,345,358	Sh.	29.13	Sole	–	2,345,180	–	178
SPDR SERIES TRUST PORTFOLIO AG	COM	–	78464A·64·9	184,871	6.93%	7,507,289	Sh.	24.63	Sole	–	7,506,700	–	589
SSGA ACTIVE ETF TR BLKSTN GSOS	COM	–	78467V·60·8	101,444	3.80%	2,456,825	Sh.	41.29	Sole	–	2,456,642	–	183
STRYKER CORP COM	COM	–	863667·10·1	1,672	0.06%	8,257	Sh.	202.49	Sole	–	Sole	–	–
UNITEDHEALTH GROUP INC COM	COM	–	91324P·10·2	11,050	0.41%	20,531	Sh.	538.21	Defined	–	20,093	397	41
VANGUARD 500 INDEX FUND	MUTUAL FUNDS	–	922908·71·0	977	0.04%	2,954	Sh.	330.74	Sole	–	Sole	–	–
VANGUARD BD INDEX FD INC TOTAL	COM	–	921937·83·5	165,602	6.21%	2,351,349	Sh.	70.43	Sole	–	2,351,170	–	179
VANGUARD SCOTTSDALE FDS INT-TE	COM	–	92206C·70·6	52,523	1.97%	908,261	Sh.	57.83	Sole	–	908,193	–	68
VANGUARD SCOTTSDALE FDS INT-TE	COM	–	92206C·87·0	110,658	4.15%	1,471,543	Sh.	75.20	Sole	–	1,471,431	–	112
VANGUARD SCOTTSDALE FDS MORTG–	COM	–	92206C·77·1	343	0.01%	7,612	Sh.	45.06	Sole	–	Sole	–	–
VANGUARD SCOTTSDALE FDS SHRT-T	COM	–	92206C·40·9	117,968	4.42%	1,593,890	Sh.	74.01	Defined	–	1,589,966	3,804	120
WAL MART STORES INC	COM	–	931142·10·3	9,008	0.34%	65,179	Sh.	138.20	Sole	–	65,044	–	135
WHIRLPOOL CORP	COM	–	963320·10·6	1,348	0.05%	10,000	Sh.	134.80	Sole	–	Sole	–	–
WISDOMTREE TR EUROPE HEDGED	COM	–	97717X·70·1	820	0.03%	13,184	Sh.	62.20	Sole	–	Sole	–	–
— 52 Issuers —	— 89 Issues —			— 89 Holdings: $2,667,856,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers

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Filing Submission 0001469751-22-000011 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

RiverFront Investment Group, LLC – ‘13F-HR’ for 9/30/22 – ‘INFO-TABLE’

On: Thursday, 11/10/22, at 11:55am ET · Effective: 11/10/22 · For: 9/30/22 · Accession #: 1469751-22-11 · File #: 28-13577

Previous ‘13F-HR’: ‘13F-HR’ on 8/12/22 for 6/30/22 · Next: ‘13F-HR’ on 2/15/23 for 12/31/22 · Latest: ‘13F-HR’ on 5/2/24 for 3/31/24

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — 20220930_InfoTable.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

RiverFront Investment Group, LLC VA · Form 13F Combination Report

§13(f) Securities Holdings · For: 9/30/22 · Assets: $2,667,856,000 · History: Assets Under Management

2 Related Money Managers also Reported Holdings in this Quarter for this Manager.

Quarterly Holdings and Combination Report by a Money Manager — Form 13F

Filing Table of Contents

RiverFront Investment Group, LLC
VA
· Form 13F Combination Report