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Ellis Martha Carolyn – ‘4/A’ for 11/1/07 re: Document Capture Technologies, Inc.

On:  Wednesday, 4/16/08, at 2:01pm ET   ·   For:  11/1/07   ·   As:  Officer   ·   Accession #:  1417770-8-1   ·   File #:  0-27773

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 4/16/08  Ellis Martha Carolyn              4/A        Officer     1:5K   Document Capture Techs, Inc.

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Amendment to Statement of Changes in Beneficial     HTML      6K 
                Ownership of Securities by an Insider --                         
                primary_doc.xml/2.2                                              




        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Ellis Martha Carolyn

(Last)(First)(Middle)
1772 TECHNOLOGY DRIVE

(Street)
SAN JOSECA95110

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
DOCUMENT CAPTURE TECHNOLOGIES, INC. [ DCMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
11/1/07
4. If Amendment, Date of Original Filed (Month/Day/Year)
11/8/07
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Purchase Common Stock (1)$0.6 11/1/07 A 150,000 11/1/08 10/31/10Common Stock150,000 (2)150,000D
Explanation of Responses:
(1)  On November 8, 2007, the Reporting Person mistakenly filed a Form 4 with an inccorect issuer name reporting an acqusition of an option to purchase 150,000 shares of common stock of U.S. Global Nanospace, Inc. which did not in fact occur. As of November 1, 2007, the Reporting Person owned zero (0) options to purchase shares of common stock of U.S. Global Nanospace, Inc. Rather, on November 1, 2007, the Reporting Person acquired an option to purchase 150,000 shares of common stock of Document Capture Technologies, Inc. (formerly known as Sysview Technology, Inc.).
(2)  No consideration was paid by the Reporting Person to acquire the option to purchase common stock.
M. Carolyn Ellis 4/15/08
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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Filing Submission 0001417770-08-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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