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Kaplan Mark N – ‘4’ for 6/18/20 re: AutoWeb, Inc.

On:  Friday, 6/19/20, at 4:16pm ET   ·   For:  6/18/20   ·   Accession #:  1415889-20-1647   ·   File #:  1-34761

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/19/20  Kaplan Mark N                     4                      1:5K   AutoWeb, Inc.                     SEC Connect, LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                form4-06192020_010648.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — form4-06192020_010648.xml/3.6
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2020-06-18 </periodOfReport>
<issuer>
<issuerCik> 0001023364 </issuerCik>
<issuerName> AutoWeb, Inc. </issuerName>
<issuerTradingSymbol> AUTO </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001187345 </rptOwnerCik>
<rptOwnerName> KAPLAN MARK N </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> AUTOWEB, INC. </rptOwnerStreet1>
<rptOwnerStreet2> 400 NORTH ASHLEY DRIVE, SUITE 300 </rptOwnerStreet2>
<rptOwnerCity> TAMPA </rptOwnerCity>
<rptOwnerState> FL </rptOwnerState>
<rptOwnerZipCode> 33602 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> true </isDirector>
<isOfficer> false </isOfficer>
<isTenPercentOwner> false </isTenPercentOwner>
<isOther> false </isOther>
<officerTitle></officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable></nonDerivativeTable>
<derivativeTable>
<derivativeTransaction>
<securityTitle>
<value> Stock Options (Right to Buy) </value>
</securityTitle>
<conversionOrExercisePrice>
<value> 1.10 </value>
</conversionOrExercisePrice>
<transactionDate>
<value> 2020-06-18 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> A </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 10000 </value>
</transactionShares>
<transactionPricePerShare>
<value> 0 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<exerciseDate>
<footnoteId id="F1"/>
</exerciseDate>
<expirationDate>
<value> 2027-06-18 </value>
</expirationDate>
<underlyingSecurity>
<underlyingSecurityTitle>
<value> Common Stock </value>
</underlyingSecurityTitle>
<underlyingSecurityShares>
<value> 10000 </value>
</underlyingSecurityShares>
</underlyingSecurity>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 10000 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
<natureOfOwnership>
<value></value>
</natureOfOwnership>
</ownershipNature>
</derivativeTransaction>
</derivativeTable>
<footnotes>
<footnote id="F1"> The options shall vest in twelve monthly installments of one-twelfth (1/12) each (adjusted monthly to avoid the vesting of fractional options in any month) on the 18th day of each month commencing July 18, 2020. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ Glenn E. Fuller, Attorney-in-Fact </signatureName>
<signatureDate> 2020-06-19 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001415889-20-001647   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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