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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 4/9/24 |
| Issuer: |
| Issuer CIK: 1736946 |
| Issuer Name: Arlo Technologies, Inc. |
| Issuer Trading Symbol: ARLO |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1746751 |
| | Owner Name: Busse Brian |
| Reporting Owner Address: |
| | Owner Street 1: 2200 FARADAY AVENUE, SUITE 150 |
| | Owner Street 2: |
| | Owner City: CARLSBAD |
| | Owner State: CA |
| | Owner ZIP Code: 92008 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: GENERAL COUNSEL |
| | Other Text: |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/9/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 699 |
| | | Transaction Price Per Share: |
| Value: 6.90 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 605,604 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Employee Stock Options (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 6.90 |
| | Transaction Date: |
| | | Value: 4/9/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 699 |
| | | Transaction Price Per Share: |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 4/22/24 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 699 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Footnotes: |
| Footnote - F1: The option is fully vested and exercisable. |
| Footnote - F2: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off. The reporting person received the option in exchange for an option to purchase 350 shares of NETGEAR common stock at an exercise price of $33.65 per share. |
| Owner Signature: |
| Signature Name: /s/ Brian Busse |
| Signature Date: 4/10/24 |
