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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 2/14/24 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1406666 |
| Issuer Name: CALIX, INC |
| Issuer Trading Symbol: (CALX) |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1226868 |
| | Owner Name: SINDELAR CORY |
| Reporting Owner Address: |
| | Owner Street 1: C/O CALIX, INC. |
| | Owner Street 2: 2777 ORCHARD PARKWAY |
| | Owner City: SAN JOSE |
| | Owner State: CA |
| | Owner ZIP Code: 95134 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Financial Officer |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 2/14/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 5 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: E |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 611 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 29.478 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 75,898 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Footnotes: |
| Footnote - F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 15, 2023 through February 14, 2024. This transaction is exempt under Rule 16b-3(c). |
| Footnote - F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on February 14, 2024, the last trading day of the purchase period. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Tom Gemetti as Attorney-in-Fact for Cory Sindelar |
| Signature Date: 2/15/24 |
