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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/02/18 Ibex Investors LLC SC 13G/A 1:113K Barfresh Food Group Inc. Edgar Tech & Bus… Inc/FA Ibex Microcap Funds LLLP Justin B. Borus Lazarus Macro Micro Partners LLLP |
Document/Exhibit Description Pages Size 1: SC 13G/A Amendment to Statement of Beneficial Ownership HTML 55K
Barfresh Food Group Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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(CUSIP Number)
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(Date of Event Which Requires Filing of this Statement)
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1
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NAMES OF REPORTING PERSONS
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Colorado
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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16,245,766
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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16,245,766
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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16,245,766
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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13.3%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA
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1
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NAMES OF REPORTING PERSONS
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||||
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||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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||||
(a)☐
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|||||
(b)☒
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3
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SEC USE ONLY
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|||
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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16,245,766
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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16,245,766
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|||
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||||
8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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16,245,766
|
|
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|||
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|
||||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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|||
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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13.3%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN/HC
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1
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NAMES OF REPORTING PERSONS
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IBEX MICROCAP FUND LLLP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
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|||||
(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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16,242,766
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6
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SHARED VOTING POWER
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0
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||||
7
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SOLE DISPOSITIVE POWER
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16,242,766
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|||
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||||
8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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16,242,766
|
|
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|||
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|
||||
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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||
☐
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|||
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|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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13.3%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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1
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NAMES OF REPORTING PERSONS
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LAZARUS MACRO MICRO PARTNERS LLLP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
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SEC USE ONLY
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|
|
||
|
|
|
|||
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||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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3,000
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6
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SHARED VOTING POWER
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0
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||||
7
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SOLE DISPOSITIVE POWER
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3,000
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,000
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|||
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||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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|
||
☐
|
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|||
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|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.0%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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Item 1.
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Item 2.
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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☐
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(a)
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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☐
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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☐
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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☐
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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ý
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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☐
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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ý
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(g)
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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☐
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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|
☐
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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☐
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Item 4.
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Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Item 8.
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Identification and Classification of Members of the Group.
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Item 9.
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Notice of Dissolution of Group.
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Item 10.
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Certification.
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By: /s/ Justin B. Borus
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Name: Justin B. Borus
Title: Manager
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/s/ Justin B. Borus
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IBEX MICROCAP FUND LLLP
its general partner
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By: /s/ Justin B. Borus
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Name: Justin B. Borus
Title: Manager
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LAZARUS MACRO MICRO PARTNERS LLLP
its general partner
|
By: /s/ Justin B. Borus
|
Name: Justin B. Borus
Title: Manager
|
By: /s/ Justin B. Borus
|
Name: Justin B. Borus
Title: Manager
|
/s/ Justin B. Borus
|
IBEX MICROCAP FUND LLLP
its general partner
|
By: /s/ Justin B. Borus
|
Name: Justin B. Borus
Title: Manager
|
LAZARUS MACRO MICRO PARTNERS LLLP
its general partner
|
By: /s/ Justin B. Borus
|
Name: Justin B. Borus
Title: Manager
|
This ‘SC 13G/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/2/18 | |||
12/31/17 | ||||
11/14/17 | 10-Q, 8-K | |||
11/6/17 | ||||
List all Filings |