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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 1/31/24 |
| Not Subject to Section 16? No |
| Issuer: |
| Issuer CIK: 889971 |
| Issuer Name: LIGHTPATH TECHNOLOGIES INC |
| Issuer Trading Symbol: LPTH |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1775573 |
| | Owner Name: Peck Darcie |
| Reporting Owner Address: |
| | Owner Street 1: 2603 CHALLENGER TECH COURT |
| | Owner Street 2: SUITE 100 |
| | Owner City: ORLANDO |
| | Owner State: FL |
| | Owner ZIP Code: 32826 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Aff 10b5 One? No |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Class A common stock |
| | Transaction Date: |
| | | Value: 1/31/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 58,255 |
| | | Transaction Price Per Share: |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 159,655 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted stock units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F2 |
| | Transaction Date: |
| | | Value: 1/31/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 43,796 |
| | | Transaction Price Per Share: |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Class A common stock |
| | | Underlying Security Shares: |
| Value: 43,796 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 43,796 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. |
| Footnote - F2: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. |
| Footnote - F3: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. |
| Owner Signature: |
| Signature Name: /s/ Natalie N. Cockayne attorney-in-fact |
| Signature Date: 2/5/24 |
