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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 7/20/20 |
| Not Subject to Section 16: 1 |
| Issuer: |
| Issuer CIK: 1334325 |
| Issuer Name: Coda Octopus Group, Inc. |
| Issuer Trading Symbol: CODA |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1697957 |
| | Owner Name: Ezralow Bryan |
| Reporting Owner Address: |
| | Owner Street 1: 23622 CALABASAS ROAD, SUITE 200 |
| | Owner Street 2: |
| | Owner City: CALABASAS |
| | Owner State: CA |
| | Owner ZIP Code: 91302 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? Yes |
| | Officer Title: |
| | Other Text: Former 10% owner |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1704066 |
| | Owner Name: Bryan Ezralow 1994 Trust dated December 22, 1994 |
| Reporting Owner Address: |
| | Owner Street 1: 23622 CALABASAS ROAD, SUITE 200 |
| | Owner Street 2: |
| | Owner City: CALABASAS |
| | Owner State: CA |
| | Owner ZIP Code: 91302 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? Yes |
| | Officer Title: |
| | Other Text: Former 10% owner |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 7/20/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 12,000 |
| | | Transaction Price Per Share: |
| Value: 6.208 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 896,079 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Bryan Ezralow 1994 Trust u/t/d/ 12/22/94 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 177,041 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By EZ MM&B Holdings, LLC |
| Footnote ID: F1 |
| Footnotes: |
| Footnote - F1: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Owner Signature: |
| Signature Name: /s/ Bryan Ezralow |
| Signature Date: 7/22/20 |
| Owner Signature: |
| Signature Name: /s/ Bryan Ezralow, Trustee of Bryan Ezralow 1994 Trust dated December 22, 1994 |
| Signature Date: 7/22/20 |
